| 9/13/2024 | SP | New Issue: Bank of Montreal prices $139,000 autocallable barrier notes linked to 10 stocks
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $70,000 market linked notes linked to 10 stocks
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $62,000 buffer enhanced return notes linked to 10 stocks
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| 5/17/2024 | SP | New Issue: UBS prices $3.24 million capped buffer Gears linked to basket of 20 stocks
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| 4/7/2024 | SP | New Issue: BMO prices $713,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: Bank of Montreal prices $50,000 buffer enhanced return notes linked to 10 stocks
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| 3/14/2024 | SP | New Issue: BMO prices $1,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $200,000 buffer enhanced return notes linked to stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $7,000 market-linked notes on stock basket
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| 3/12/2024 | SP | New Issue: BMO prices $1,000 buffer enhanced return notes linked to stock basket
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| 7/23/2020 | SP | New Issue: JPMorgan sells $170,000 return notes linked to J.P. Morgan Quest 5G thematic basket
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| 7/15/2020 | SP | New Issue: RBC sells $240,000 return notes linked to basket of 32 stocks
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| 7/13/2020 | SP | New Issue: JPMorgan sells $775,000 return notes linked to basket of 32 stocks
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| 10/23/2017 | SP | RBC to price direct investment notes on October top picks list
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| 10/10/2017 | SP | New Issue: RBC sells $935,000 direct investment notes on September top picks list
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| 7/10/2017 | SP | New Issue: RBC sells $430,000 direct investment notes tied to June top picks list
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| 6/26/2017 | SP | RBC plans direct investment notes linked to June top picks list
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| 4/10/2017 | SP | New Issue: RBC prices $765,000 direct investment notes on March top picks list
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| 3/6/2017 | SP | RBC to price direct investment notes linked to March top picks list
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| 2/28/2017 | SP | New Issue: RBC prices $1.71 million direct investment notes tied to February Top Picks List
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| 2/23/2017 | SP | RBC plans direct investment notes tied to February Top Picks List
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| 12/6/2016 | SP | New Issue: RBC prices $363,000 direct investment notes linked to top picks list
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| 11/8/2016 | SP | RBC adds Brookfield to stock basket underlying direct investment notes
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| 11/7/2016 | SP | RBC to price direct investment notes tied to November Top Picks List
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| 11/4/2016 | SP | New Issue: RBC prices $470,000 direct investment notes linked to RBC Top Picks List
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| 10/17/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 8/30/2016 | SP | New Issue: RBC prices $802,000 direct investment notes linked to RBC Top Picks List
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| 8/9/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 7/19/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 5/2/2016 | SP | RBC to price direct investment notes linked to stable growth basket
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| 11/2/2015 | SP | RBC plans direct investment notes linked to RBC top picks 19 stocks
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