| 12/19/2024 | SP | New Issue: HSBC prices $1.67 million 10.28% autocallable contingent income barrier notes on Analog
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| 5/7/2024 | SP | New Issue: BMO prices $1.17 million market-linked notes linked to a basket of 10 stocks
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| 5/2/2024 | SP | New Issue: BMO prices $850,000 autocallable barrier notes with contingent coupons on stock basket
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| 4/7/2024 | SP | New Issue: BMO prices $713,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: Bank of Montreal prices $50,000 buffer enhanced return notes linked to 10 stocks
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| 3/14/2024 | SP | New Issue: BMO prices $1,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $200,000 buffer enhanced return notes linked to stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $7,000 market-linked notes on stock basket
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| 3/12/2024 | SP | New Issue: BMO prices $1,000 buffer enhanced return notes linked to stock basket
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| 12/12/2023 | SP | New Issue: RBC prices $587,000 notes linked to 35 Raymond James securities selections
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| 6/13/2022 | SP | New Issue: GS Finance sells $750,000 buffered basket-linked notes on 45 stocks
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| 6/13/2022 | SP | New Issue: GS Finance prices $750,000 buffered basket-linked notes on 45 stocks
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| 4/26/2022 | SP | New Issue: CIBC prices $5.07 million notes on basket of 28 Raymond James picks
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| 4/26/2022 | SP | New Issue: CIBC prices $1.94 million notes on basket of 28 Raymond James picks
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| 3/8/2022 | SP | New Issue: UBS sells $8.63 million capped trigger gears on basket of 15 stocks
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| 2/16/2022 | SP | New Issue: HSBC sells $2.8 million 9.65% airbag autocallable yield notes on Analog Devices
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| 8/25/2021 | SP | New Issue: RBC sells $1.08 million notes on basket of 30 Raymond James stock picks
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| 8/25/2021 | SP | New Issue: RBC sells $8.77 million notes on basket of 30 Raymond James stock picks
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| 8/24/2021 | SP | New Issue: UBS prices $33.99 million trigger autocallable contingent yield notes on 15 stocks
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| 8/18/2021 | SP | New Issue: UBS sells $5.21 million capped trigger gears on basket of 15 stocks
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| 8/10/2021 | SP | Market Commentary: UBS’ capped gears on stock basket offer customized exposure, alternative to ETFs
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| 8/10/2021 | SP | UBS plans capped gears linked to an equally weighted basket of 15 stocks
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| 8/8/2021 | SP | New Issue: UBS sells $16.10 million capped trigger gears on basket of 15 stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 71 stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $800,000 leveraged buffered notes on basket of 71 stocks
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| 2/18/2021 | SP | New Issue: GS Finance sells $9.88 million leveraged basket-linked notes on 70 stocks
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| 2/13/2021 | SP | New Issue: JPMorgan prices $4.42 million 15% contingent interest autocalls on three stocks
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| 11/11/2020 | SP | New Issue: Credit Suisse sells $726,000 contingent coupon autocallable yield notes on stocks
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| 9/4/2020 | SP | New Issue: GS Finance sells $2.33 million leveraged basket-linked notes on 21 stocks
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| 9/4/2020 | SP | New Issue: GS Finance sells $830,000 leveraged basket-linked notes on 103 stocks
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| 7/23/2020 | SP | New Issue: JPMorgan sells $170,000 return notes linked to J.P. Morgan Quest 5G thematic basket
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| 7/15/2020 | SP | New Issue: RBC sells $240,000 return notes linked to basket of 32 stocks
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| 7/13/2020 | SP | New Issue: JPMorgan sells $775,000 return notes linked to basket of 32 stocks
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| 5/26/2020 | SP | New Issue: Goldman prices $2.12 million leveraged buffered basket-linked notes on 26 stocks
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| 4/28/2020 | SP | New Issue: Goldman prices $910,000 leveraged basket-linked notes on 26 stocks
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| 4/23/2020 | SP | New Issue: Goldman prices $9.16 million leveraged basket-linked notes on 26 stocks
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| 2/28/2020 | SP | New Issue: RBC prices $5.82 million notes tied to Raymond James top picks in technology
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| 2/28/2020 | SP | New Issue: RBC prices $874,000 notes tied to Raymond James top picks in technology
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| 2/19/2020 | SP | RBC plans notes tied to Raymond James top picks in technology
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| 2/19/2020 | SP | RBC to price notes tied to Raymond James top picks in technology
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| 12/17/2019 | SP | New Issue: CIBC prices $445,000 notes linked to 24 stocks picked by Raymond James
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| 11/21/2019 | SP | CIBC to price notes on Raymond James equity securities selections
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| 10/8/2018 | SP | New Issue: BMO prices $1.34 million notes linked to quality yield stock basket
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| 10/8/2018 | SP | New Issue: BMO prices $7.12 million notes linked to quality yield stock basket
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| 10/10/2017 | SP | New Issue: UBS prices $3.69 million contingent income autocallables linked to Analog Devices
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| 10/2/2017 | SP | UBS eyes three-year contingent income autocallables on Analog Devices
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| 6/27/2017 | SP | New Issue: Barclays prices $7.71 million contingent income autocallables on Analog Devices
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| 5/18/2017 | SP | New Issue: UBS prices $1.93 million contingent income autocallables tied to Analog
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| 9/10/2010 | SP | New Issue: UBS prices $1.52 million 9.4% yield optimization notes linked to Analog Devices
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