| 3/4/2025 | SP | New Issue: RBC prices $992,000 autocallable contingent coupon barrier notes on Alcoa
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| 2/25/2025 | SP | New Issue: Barclays prices $1.6 million autocallable contingent coupon barrier notes on stocks
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| 2/4/2025 | SP | New Issue: GS Finance prices $1.5 million leveraged notes linked to basket of 42 stocks
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| 1/27/2025 | SP | New Issue: UBS prices $1.05 million trigger autocallable contingent yield notes on Alcoa
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| 1/24/2025 | SP | New Issue: Scotiabank prices $2 million capped enhanced participation notes on stock basket
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| 1/21/2025 | SP | New Issue: BMO prices $2.31 million autocallable buffer notes with contingent coupons on tech stocks
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| 12/24/2024 | SP | New Issue: JPMorgan prices $5.56 million 13.2% autocallable contingent interest notes linked to Alcoa
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| 12/1/2024 | SP | New Issue: RBC sells $3 million autocallable contingent coupon barrier notes on Alcoa
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| 10/23/2024 | SP | New Issue: RBC prices $1.47 million autocallable contingent coupon barrier notes linked to Alcoa
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| 8/23/2024 | SP | New Issue: BMO prices $3.92 million autocallable buffer notes with contingent coupon on Alcoa
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| 8/21/2024 | SP | New Issue: RBC prices $2.04 million autocallable contingent coupon barrier notes on Alcoa
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| 7/15/2024 | SP | New Issue: RBC prices $1.79 million autocallable memory coupon barrier notes on Alcoa
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| 4/18/2024 | SP | New Issue: RBC prices $3.55 million contingent coupon barrier autocalls with memory on Alcoa
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| 3/22/2024 | SP | New Issue: RBC prices $3.5 million autocallable memory coupon barrier notes on Alcoa
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| 3/18/2024 | SP | New Issue: UBS sells $1.5 million trigger autocallable contingent yield notes with memory on Alcoa
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| 1/12/2024 | SP | New Issue: UBS prices $780,000 trigger autocallable yield notes linked to Alcoa
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| 12/21/2023 | SP | New Issue: RBC prices $2.58 million autocallable memory coupon barrier notes on Alcoa
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| 11/26/2023 | SP | New Issue: Barclays prices $600,000 15% autocallable fixed-coupon notes on Alcoa
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| 6/14/2023 | SP | New Issue: RBC prices $1.84 million autocallable contingent coupon barrier notes on Alcoa
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| 5/23/2023 | SP | New Issue: JPMorgan prices $1 million contingent digital buffered notes linked to Alcoa
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| 5/22/2023 | SP | New Issue: JPMorgan sells $1 million autocallable contingent interest notes on Alcoa
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| 5/15/2023 | SP | New Issue: JPMorgan prices $2.09 million contingent digital buffered notes linked to Alcoa
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| 5/11/2023 | SP | New Issue: JPMorgan sells $500,000 return notes linked to basket of 30 stocks
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| 4/17/2023 | SP | New Issue: UBS prices $500,000 trigger autocallable contingent yield notes on Alcoa
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| 3/2/2023 | SP | New Issue: RBC prices $1 million contingent digital return buffer notes linked to Alcoa
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| 2/17/2023 | SP | New Issue: Credit Suisse sells $4 million contingent coupon autocallable yield notes on two stocks
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| 2/9/2023 | SP | New Issue: GS Finance prices $1.5 million leveraged basket-linked notes on 100 stocks
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| 12/21/2022 | SP | New Issue: RBC prices $978,000 autocallable contingent coupon barrier notes on Alcoa
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| 9/2/2022 | SP | New Issue: RBC sells $3.05 million autocallable contingent coupon barrier notes on Alcoa
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| 8/9/2022 | SP | New Issue: Barclays prices $903,000 callable contingent coupon notes on three stocks
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| 7/25/2022 | SP | New Issue: JPMorgan sells $4.16 million autocallable contingent interest notes on stocks
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| 7/21/2022 | SP | New Issue: JPMorgan prices $1.9 million autocallable contingent interest notes linked to Alcoa
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| 7/20/2022 | SP | New Issue: RBC prices $1.63 million contingent coupon barrier autocalls with memory on Alcoa
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| 7/17/2022 | SP | New Issue: GS prices $1.4 million autocallable contingent coupon equity notes on three stocks
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| 5/18/2022 | SP | New Issue: JPMorgan prices $1.5 million autocallable contingent interest notes on three stocks
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| 5/18/2022 | SP | New Issue: Credit Suisse sells $505,000 autocallable reverse convertible securities on stocks
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| 5/16/2022 | SP | New Issue: UBS sells $1 million trigger autocallable contingent yield notes on basket of stocks
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| 3/23/2022 | SP | New Issue: GS Finance sells $13.59 million contingent income autocalls on Alcoa
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| 3/17/2022 | SP | New Issue: GS Finance sells $7.42 million contingent income autocalls on Alcoa
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| 3/9/2022 | SP | New Issue: JPMorgan prices $2 million capped buffered equity notes on basket of 30 stocks
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| 3/9/2022 | SP | New Issue: JPMorgan prices $1.1 million capped buffered equity notes on basket of 30 stocks
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| 12/30/2021 | SP | New Issue: GS Finance prices $3 million autocallable contingent coupon equity notes on Alcoa
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| 12/22/2021 | SP | New Issue: Credit Suisse sells $963,000 autocallable reverse convertibles on two stocks
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| 12/17/2021 | SP | New Issue: Barclays sells $21.33 million contingent income autocallable securities on Alcoa
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| 11/3/2021 | SP | New Issue: JPMorgan sells $2.92 million autocallable contingent interest notes on three stocks
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| 10/18/2021 | SP | New Issue: JPMorgan prices $9.12 million contingent income autocallables on Alcoa
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| 10/1/2021 | SP | New Issue: UBS sells $8.36 million trigger autocallable contingent yield notes on stock basket
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| 9/30/2021 | SP | New Issue: JPMorgan sells $5.42 million autocallable contingent interest notes on three stocks
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| 9/13/2021 | SP | New Issue: GS Finance sells $25.77 million contingent income autocalls on Alcoa
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| 9/9/2021 | SP | New Issue: UBS prices $10.33 million contingent income autocalls on Alcoa
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| 8/19/2021 | SP | New Issue: Barclays sells $618,000 phoenix autocallable notes on four metals securities
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| 8/11/2021 | SP | New Issue: RBC sells $2.29 million contingent coupon barrier autocallables on two-stock basket
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| 8/11/2021 | SP | New Issue: UBS prices $10 million trigger autocallable contingent yield notes on stock basket
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| 7/15/2021 | SP | New Issue: Credit Suisse sells $507,000 contingent coupon autocallable yield notes on three stocks
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| 7/14/2021 | SP | New Issue: UBS prices $11.54 million trigger autocallable contingent yield notes on stock basket
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| 7/14/2021 | SP | New Issue: UBS prices $5.63 million capped buffer Gears linked to stock basket
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| 7/2/2021 | SP | New Issue: UBS prices $827,000 trigger phoenix autocallables linked to Alcoa
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| 6/30/2021 | SP | New Issue: UBS prices $2.03 million trigger phoenix autocallables linked to Alcoa
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| 6/23/2021 | SP | New Issue: JPMorgan sells $815,000 autocallable contingent interest notes on Alcoa
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| 6/22/2021 | SP | New Issue: UBS prices $11.21 million trigger autocallable contingent yield notes on stock basket
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| 6/18/2021 | SP | New Issue: UBS prices $647,000 trigger phoenix autocallables linked to Alcoa
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| 6/18/2021 | SP | New Issue: UBS prices $289,000 trigger phoenix autocallables linked to Alcoa
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| 6/18/2021 | SP | New Issue: UBS prices $509,000 trigger phoenix autocallables linked to Alcoa
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| 6/18/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 6/10/2021 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables linked to Alcoa
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| 6/8/2021 | SP | New Issue: UBS prices $11.58 million trigger autocallable contingent yield notes on stock basket
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| 6/7/2021 | SP | New Issue: UBS prices $13.49 million trigger autocallable contingent yield notes on stock basket
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| 6/4/2021 | SP | New Issue: UBS prices $999,982 9% trigger yield optimization notes tied to Alcoa
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| 6/3/2021 | SP | New Issue: UBS prices $250,000 14.69% trigger yield optimization notes on Alcoa
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| 6/2/2021 | SP | New Issue: UBS prices $463,934 9.86% trigger yield optimization notes on Alcoa
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| 6/1/2021 | SP | Market Commentary: RBC’s $458,500 buffer gears on stock basket offer exposure to underweight sectors in S&P
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| 6/1/2021 | SP | New Issue: RBC sells $458,500 capped buffer gears on stock basket
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| 5/26/2021 | SP | New Issue: UBS prices $24.81 million contingent income autocalls on Alcoa
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| 5/20/2021 | SP | New Issue: UBS prices $21.67 million trigger autocallable contingent yield notes on stock basket
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| 5/19/2021 | SP | New Issue: UBS prices $909,000 trigger phoenix autocallables linked to Alcoa
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| 5/19/2021 | SP | New Issue: UBS prices $677,000 trigger phoenix autocallables linked to Alcoa
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| 5/19/2021 | SP | New Issue: UBS prices $160,000 trigger phoenix autocallables linked to Alcoa
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| 5/17/2021 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Alcoa
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| 5/14/2021 | SP | New Issue: UBS prices $199,960 12.06% trigger yield optimization notes on Alcoa
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| 5/14/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Alcoa
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| 5/11/2021 | SP | New Issue: UBS prices $145,000 trigger phoenix autocallables linked to Alcoa
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| 5/7/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 5/6/2021 | SP | New Issue: UBS prices $120,000 trigger phoenix autocallables linked to Alcoa
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| 5/5/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 5/5/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 5/5/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Alcoa
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| 4/28/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 4/27/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 4/26/2021 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Alcoa
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| 4/21/2021 | SP | New Issue: UBS prices $1.33 million trigger phoenix autocallables linked to Alcoa
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| 4/19/2021 | SP | New Issue: UBS prices $120,000 trigger phoenix autocallables linked to Alcoa
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| 4/15/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 4/14/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 4/13/2021 | SP | New Issue: UBS prices $415,000 trigger phoenix autocallables linked to Alcoa
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| 4/13/2021 | SP | New Issue: JPMorgan prices $3.85 million on contingent interest autocalls on Alcoa
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| 4/12/2021 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Alcoa
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| 3/30/2021 | SP | New Issue: UBS prices $1.57 million trigger phoenix autocallables linked to Alcoa
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| 3/26/2021 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to Alcoa
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| 3/22/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 3/22/2021 | SP | New Issue: UBS prices $895,000 trigger phoenix autocallables linked to Alcoa
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| 3/15/2021 | SP | New Issue: UBS prices $665,000 trigger phoenix autocallables linked to Alcoa
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| 3/15/2021 | SP | New Issue: UBS prices $320,000 trigger phoenix autocallables linked to Alcoa
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| 3/12/2021 | SP | New Issue: JPMorgan prices $975,000 autocallable yield notes linked to Alcoa
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| 3/9/2021 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Alcoa
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| 3/9/2021 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Alcoa
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| 3/5/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Alcoa
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| 2/26/2021 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Alcoa
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| 2/16/2021 | SP | New Issue: TD Bank prices $705,000 autocallable contingent interest buffered notes on stocks
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| 2/15/2021 | SP | New Issue: UBS prices $673,000 trigger phoenix autocallables linked to Alcoa
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| 2/15/2021 | SP | New Issue: UBS prices $464,000 trigger phoenix autocallables linked to Alcoa
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| 2/10/2021 | SP | New Issue: UBS prices $237,000 trigger phoenix autocallables linked to Alcoa
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| 1/21/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Alcoa
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| 1/19/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Alcoa
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| 12/28/2020 | SP | New Issue: UBS prices $1.15 million trigger phoenix autocallables linked to Alcoa
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| 12/8/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 11/24/2020 | SP | New Issue: UBS prices $1.48 million trigger phoenix autocallables linked to Alcoa
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| 11/19/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 10/9/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 10/7/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 9/30/2020 | SP | New Issue: JPMorgan sells $3.53 million contingent interest autocalls on Alcoa
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| 9/25/2020 | SP | New Issue: UBS prices $1.07 million trigger phoenix autocallables linked to Alcoa
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| 8/17/2020 | SP | New Issue: BMO sells $3 million barrier notes tied to Alcoa, Verizon
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| 3/2/2020 | SP | New Issue: UBS prices $220,000 trigger phoenix autocallables linked to Alcoa
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| 2/11/2020 | SP | New Issue: UBS prices $908,000 trigger phoenix autocallables linked to Alcoa
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| 1/31/2020 | SP | Market Commentary: RBC’s contingent income autocalls on Alcoa show value play, high probabilities of call
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| 1/29/2020 | SP | RBC to price contingent income autocalls linked to Alcoa
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| 1/14/2020 | SP | New Issue: Citigroup prices $250,000 contingent coupon autocallables linked to Alcoa
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| 11/22/2019 | SP | New Issue: UBS prices $1.1 million trigger phoenix autocallables linked to Alcoa
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| 9/20/2019 | SP | New Issue: UBS prices $200,000 contingent absolute return autocallable optimization securities linked to Alcoa
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| 6/24/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 6/18/2019 | SP | New Issue: Credit Suisse prices $894,000 contingent coupon reverse convertibles linked to Alcoa
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| 6/14/2019 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to Alcoa
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| 5/2/2019 | SP | New Issue: Credit Suisse sells $3.1 million contingent coupon autocallable reverse converts on Alcoa
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| 4/12/2019 | SP | Credit Suisse plans contingent coupon autocallable reverse convertibles on Alcoa
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| 4/10/2019 | SP | New Issue: JPMorgan sells $3.86 million contingent interest autocalls on Alcoa
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| 4/5/2019 | SP | New Issue: Credit Suisse sells $1.77 million contingent coupon autocallable reverse convertibles on Alcoa
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| 3/19/2019 | SP | Credit Suisse plans contingent coupon autocallable reverse convertibles on Alcoa
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| 2/11/2019 | SP | New Issue: UBS prices $134,955 9.65% trigger yield optimization notes on Alcoa
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| 9/12/2018 | SPSW | September structured products issuance sluggish at $92 million for week amid tech pullback
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| 9/4/2018 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to Alcoa
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| 6/26/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Alcoa
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| 5/9/2018 | SP | New Issue: UBS prices $550,000 trigger phoenix autocallables linked to Alcoa
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| 5/9/2018 | SP | New Issue: UBS prices $475,000 trigger phoenix autocallables linked to Alcoa
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| 4/24/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 4/24/2018 | SP | New Issue: UBS prices $392,000 trigger phoenix autocallables linked to Alcoa
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| 2/13/2018 | SP | New Issue: UBS prices $720,000 trigger phoenix autocallables linked to Alcoa
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| 2/2/2018 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Alcoa
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| 1/19/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 12/18/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alcoa
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| 12/11/2017 | SP | New Issue: UBS prices $670,000 trigger phoenix autocallables linked to Alcoa
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| 11/6/2017 | SP | New Issue: Barclays sells $4.42 million phoenix autocallables tied to three stocks
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| 10/30/2017 | SP | New Issue: Barclays prices $5.72 million phoenix autocallables on three stocks
|
