| 7/24/2024 | SP | New Issue: Citi sells $861,000 market-linked autocalls with contingent downside on stocks
|
| 1/22/2024 | SP | New Issue: UBS prices $7.08 million contingent income autocallable securities on Comcast
|
| 1/11/2024 | SP | New Issue: UBS prices $3.87 million trigger autocallable contingent yield notes on Comcast
|
| 12/28/2023 | SP | New Issue: BofA sells $1.71 million contingent market-linked autocalls with downside on stocks
|
| 3/14/2023 | SP | New Issue: Citigroup prices $352,000 12% autocallable equity linked securities on Comcast
|
| 12/30/2022 | SP | New Issue: UBS sells $1.48 million trigger autocallable contingent yield notes with memory on stock
|
| 11/20/2022 | SP | New Issue: JPMorgan prices $1.2 million 7.9% yield notes linked to three stocks
|
| 7/11/2022 | SP | New Issue: JPMorgan prices $289,000 8.2% autocallable contingent interest notes on three stocks
|
| 5/25/2022 | SP | New Issue: Citigroup prices $1.12 million buffer securities on Disney, Comcast
|
| 5/23/2022 | SP | New Issue: Citigroup prices $1.06 million buffer securities on Disney, Comcast
|
| 5/12/2022 | SP | New Issue: TD Bank prices $935,000 callable contingent interest barrier notes on stocks
|
| 4/30/2022 | SP | New Issue: UBS sells $1.17 million trigger autocallable contingent yield notes with memory on stocks
|
| 2/7/2022 | SP | New Issue: HSBC sells $1.04 million autocallable contingent income barrier notes on media stocks
|
| 12/20/2021 | SP | New Issue: HSBC sells $1.65 million contingent income barrier autocalls on three stocks
|
| 11/12/2021 | SP | New Issue: UBS prices $399,991 5.46% trigger yield optimization notes on Comcast
|
| 10/19/2021 | SP | New Issue: UBS prices $3.35 million trigger autocallable contingent yield notes on Comcast
|
| 8/26/2021 | SP | New Issue: TD sells $5.3 million 9% fixed interest barrier autocalls on four media stocks
|
| 3/12/2021 | SP | New Issue: Scotia prices $4.3 million accelerated return notes linked to basket of communications stocks
|
| 2/15/2021 | SP | New Issue: Citi sells $3.2 million autocallable contingent coupon equity notes on three stocks
|
| 1/5/2021 | SP | New Issue: UBS prices $750,000 trigger phoenix autocallables linked to Comcast
|
| 1/5/2021 | SP | New Issue: UBS prices $625,000 trigger phoenix autocallables linked to Comcast
|
| 1/5/2021 | SP | New Issue: UBS prices $725,000 trigger phoenix autocallables linked to Comcast
|
| 12/26/2020 | SP | New Issue: GS Finance sells $2.03 million leveraged basket-linked notes on 21 stocks
|
| 12/18/2020 | SP | New Issue: TD sells $2.4 million 8% autocallable fixed-interest barrier notes on stocks
|
| 11/20/2020 | SP | New Issue: GS Finance sells $1 million leveraged basket-linked notes on 21 stocks
|
| 11/5/2020 | SP | New Issue: HSBC sells $1.67 million 7.6% airbag autocallable yield notes on Comcast
|
| 10/28/2020 | SP | New Issue: UBS prices $6.1 million trigger autocallable contingent yield notes on Comcast
|
| 10/9/2020 | SP | New Issue: GS Finance sells $1.42 million leveraged basket-linked notes on 21 stocks
|
| 8/10/2020 | SP | New Issue: UBS prices $2.2 million capped gears linked to stock basket
|
| 7/29/2020 | SP | New Issue: Citigroup prices $3.04 million contingent coupon autocallables on three stocks
|
| 4/23/2020 | SP | New Issue: Morgan Stanley sells $3.73 million trigger autocallable contingent yield notes on Comcast
|
| 3/20/2020 | SP | New Issue: Citi sells $500,000 autocallable contingent coupon notes on four stocks
|
| 3/11/2020 | SP | New Issue: Credit Suisse sells $813,000 contingent coupon autocallable reverse convertibles on three stocks
|
| 2/24/2020 | SP | New Issue: CIBC prices $750,000 capped leveraged notes on basket of 50 stocks
|
| 1/22/2020 | SP | New Issue: JPMorgan prices $644,000 contingent interest autocalls on Comcast
|
| 12/30/2019 | SP | New Issue: Credit Suisse $716,000 contingent coupon autocallable yield notes on three stocks
|
| 12/17/2019 | SP | New Issue: CIBC prices $445,000 notes linked to 24 stocks picked by Raymond James
|
| 12/4/2019 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Comcast
|
| 11/21/2019 | SP | CIBC to price notes on Raymond James equity securities selections
|
| 10/31/2019 | SP | New Issue: TD sells $1.2 million 8.1% autocallable fixed interest barrier notes on stocks
|
| 10/21/2019 | SP | New Issue: CIBC prices $218,000 notes linked to 26 stocks picked by Raymond James
|
| 10/17/2019 | SP | New Issue: UBS sells $1.68 million trigger autocallable contingent yield notes on Comcast
|
| 10/10/2019 | SP | New Issue: CIBC prices $27,000 notes linked to 16 stocks picked by Raymond James
|
| 10/10/2019 | SP | UBS plans trigger autocallable contingent yield notes on Comcast
|
| 9/25/2019 | SP | New Issue: CIBC prices $411,000 notes linked to 16 stocks picked by Raymond James
|
| 9/4/2019 | SP | New Issue: Credit Suisse sells $300,000 autocallable coupon buffered notes on four stocks
|
| 8/27/2019 | SP | New Issue: CIBC prices $285,000 notes linked to 25 stocks picked by Raymond James
|
| 8/27/2019 | SP | New Issue: CIBC prices $390,000 notes linked to 30 stocks picked by Raymond James
|
| 7/22/2019 | SP | New Issue: CIBC prices $70,000 notes linked to 30 stocks picked by Raymond James
|
| 7/22/2019 | SP | New Issue: CIBC prices $745,000 notes linked to 30 stocks picked by Raymond James
|
| 7/22/2019 | SP | New Issue: CIBC prices $20,000 notes linked to 25 stocks picked by Raymond James
|
| 7/22/2019 | SP | New Issue: CIBC prices $560,000 notes linked to 25 stocks picked by Raymond James
|
| 7/9/2019 | SP | CIBC plans to price notes linked to 25 stocks picked by Raymond James
|
| 7/9/2019 | SP | CIBC to price notes linked to 30 stocks selected by Raymond James
|
| 7/9/2019 | SP | CIBC plans to price notes linked to 30 stocks picked by Raymond James
|
| 7/5/2019 | SP | New Issue: JPMorgan prices $525,000 contingent interest autocallables linked to Comcast
|
| 6/25/2019 | SP | New Issue: BMO sells $499,000 notes on 19 Raymond James stock picks
|
| 6/25/2019 | SP | New Issue: BMO sells $135,000 notes on 19 Raymond James stock picks
|
| 6/20/2019 | SP | JPMorgan plans contingent interest autocallables linked to Comcast
|
| 5/14/2019 | SP | New Issue: Citigroup prices $1.61 million contingent income autocallables linked to Comcast
|
| 5/7/2019 | SP | New Issue: CIBC sells $1.03 million notes linked to Raymond James stock selections
|
| 5/7/2019 | SP | New Issue: CIBC sells $546,000 notes linked to Raymond James stock selections
|
| 4/16/2019 | SP | New Issue: Morgan Stanley prices $1.76 million contingent income autocallables on Comcast
|
| 4/11/2019 | SP | New Issue: CIBC sells $3.72 million notes on Raymond James stock selections
|
| 4/11/2019 | SP | New Issue: CIBC sells $701,000 notes on Raymond James equity securities selections
|
| 4/5/2019 | SP | Morgan Stanley plans contingent income autocallable notes on Comcast
|
| 3/15/2019 | SP | New Issue: JPMorgan sells $1.04 million contingent interest autocallables tied to Comcast
|
| 3/8/2019 | SP | JPMorgan plans 8% contingent interest autocalls tied to Comcast
|
| 3/6/2019 | SP | New Issue: Credit Suisse prices $5.54 million buffered PLUS tied to basket of 10 stocks
|
| 2/11/2019 | SP | Credit Suisse to price buffered PLUS tied to basket of 10 stocks
|
| 2/7/2019 | SP | New Issue: Barclays sells $3.75 million contingent income autocallables on Comcast
|
| 1/8/2019 | SP | New Issue: JPMorgan sells $398,000 of 12% contingent interest autocalls on Comcast
|
| 11/14/2018 | SP | New Issue: UBS prices $822,000 trigger autocallable contingent yield notes on Comcast
|
| 10/31/2018 | SP | New Issue: BMO sells $150,000 notes on Raymond James quality yield stock basket
|
| 10/31/2018 | SP | New Issue: BMO sells $315,000 notes on Raymond James quality yield stock basket
|
| 10/18/2018 | SP | New Issue: JPMorgan prices $3.63 million trigger autocallable contingent yield notes on Comcast
|
| 10/8/2018 | SP | New Issue: BMO prices $1.34 million notes linked to quality yield stock basket
|
| 10/8/2018 | SP | New Issue: BMO prices $7.12 million notes linked to quality yield stock basket
|
| 10/4/2018 | SP | JPMorgan plans 8% contingent yield trigger autocallables on Comcast
|
| 9/28/2018 | SP | New Issue: UBS prices $665,000 trigger phoenix autocallables linked to Comcast
|
| 9/28/2018 | SP | New Issue: UBS prices $1.64 million trigger phoenix autocallables linked to Comcast
|
| 9/25/2018 | SP | New Issue: UBS prices $902,500 trigger phoenix autocallables linked to Comcast
|
| 7/26/2018 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Comcast
|
| 6/28/2018 | SP | New Issue: UBS sells $5.81 million 8% contingent yield trigger autocalls on Comcast
|
| 6/26/2018 | SP | New Issue: UBS prices $1.89 million trigger phoenix autocallables linked to Comcast
|
| 6/20/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Comcast
|
| 6/19/2018 | SP | New Issue: UBS prices $107,000 trigger autocallables linked to Comcast
|
| 6/18/2018 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Comcast
|
| 6/14/2018 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Comcast
|
| 6/13/2018 | SP | New Issue: UBS prices $290,000 trigger phoenix autocallables linked to Comcast
|
| 6/7/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Comcast
|
| 6/5/2018 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Comcast
|
| 5/31/2018 | SP | New Issue: CIBC prices $3.07 million 11% contingent coupon autocalls on stocks
|
| 5/25/2018 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Comcast
|
| 5/18/2018 | SP | New Issue: UBS prices $320,000 trigger phoenix autocallables linked to Comcast
|
| 3/27/2018 | SP | New Issue: JPMorgan prices $3.28 million two-year capped buffer gears on basket of 15 stocks
|
| 3/14/2018 | SP | JPMorgan plans two-year capped buffer gears on basket of 15 stocks
|
| 2/12/2018 | SP | New Issue: UBS prices $520,000 trigger autocallables linked to Comcast
|
| 12/7/2017 | SP | New Issue: UBS prices $225,000 trigger autocallables linked to Comcast
|
| 12/7/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Comcast
|
| 12/6/2017 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Comcast
|
| 11/28/2017 | SP | New Issue: UBS prices $782,500 trigger phoenix autocallables linked to Comcast
|
| 11/13/2017 | SP | New Issue: Credit Suisse sells $3.84 million trigger autocallable contingent yield notes on Comcast
|
| 11/2/2017 | SP | Credit Suisse plans contingent yield trigger autocallables on Comcast
|
| 9/12/2017 | SP | New Issue: UBS prices $1 million airbag yield optimization notes tied to Comcast
|
| 9/7/2017 | SP | New Issue: Credit Suisse prices $347,000 contingent coupon autocallables tied to Comcast
|
| 8/21/2017 | SP | Credit Suisse plans contingent coupon autocallables tied to Comcast
|
| 7/3/2017 | SP | New Issue: BMO prices $766,000 notes linked to Raymond James tax reform stock basket
|
| 7/3/2017 | SP | New Issue: BMO prices $3.57 million notes linked to Raymond James tax reform stock basket
|
| 6/5/2017 | SP | BMO to price notes linked to Raymond James tax reform stock basket
|
| 6/5/2017 | SP | BMO to price notes linked to Raymond James tax reform basket of stocks
|
| 10/7/2016 | SP | New Issue: HSBC prices $5.49 million income notes linked to 20 stocks
|
| 9/9/2016 | SP | HSBC plans six-year income notes linked to 20 stocks with 0.5% floor
|
| 8/30/2016 | SP | New Issue: HSBC prices $2.54 million income notes linked to 20 stocks
|
| 8/17/2016 | SP | HSBC plans six-year income notes linked to 20 stocks with 0.5% floor
|
| 2/29/2016 | SP | New Issue: JPMorgan prices $2.03 million buffered return optimization notes linked to 10 stocks
|
| 11/18/2015 | SP | Barclays plans to sell trigger phoenix autocallables on Comcast stock
|
| 9/23/2015 | SP | New Issue: JPMorgan prices $1.27 million 6% airbag autocallables linked to Comcast
|
| 9/16/2015 | SP | JPMorgan plans 6%-7.2% airbag autocallables linked to Comcast
|
| 9/8/2015 | SP | New Issue: Barclays prices $415,000 phoenix autocallables linked to three stocks
|
| 8/25/2015 | SP | Barclays plans three-year phoenix autocallables linked to three stocks
|
| 8/12/2015 | SP | Barclays to price phoenix autocallables linked to Google, Comcast, CVS
|
| 4/30/2015 | SP | New Issue: JPMorgan prices $2.81 million autocallable contingent interest notes linked to stocks
|
| 4/17/2015 | SP | JPMorgan plans contingent interest autocallables tied to three stocks
|
| 4/7/2015 | SP | New Issue: Barclays prices $1.45 million trigger phoenix autocallables linked to Comcast
|
| 3/31/2015 | SP | Barclays to price trigger phoenix autocallables linked to Comcast
|
| 9/16/2013 | SP | New Issue: UBS prices $1.19 million trigger autocallable optimization securities tied to Comcast
|
| 9/10/2013 | SP | UBS plans trigger autocallable optimization securities on Comcast
|
| 11/22/2011 | SP | New Issue: Bank of Montreal prices $2.3 million 11.53% reverse exchangeables linked to five stocks
|
| 11/22/2011 | SP | New Issue: JPMorgan prices $1.3 million 10.44% trigger yield notes tied to Comcast
|
| 11/15/2011 | SP | JPMorgan plans 7.5%-10% trigger yield optimization notes on Comcast
|
| 8/16/2011 | SP | New Issue: Deutsche prices $746,817 of 16.3% trigger yield notes tied to Comcast
|
| 8/15/2011 | SP | New Issue: Bank of Montreal prices $72,000 15% reverse exchangeables linked to Comcast
|
| 8/10/2011 | SP | Deutsche Bank plans 6%-9% trigger yield notes linked to Comcast
|
| 7/25/2011 | SP | Bank of Montreal plans 10.02%-13.02% reverse exchangeables on Comcast
|
| 6/30/2011 | SP | New Issue: UBS prices $3.88 million trigger phoenix autocallable optimization notes tied to Comcast
|
| 6/23/2011 | SP | UBS plans trigger phoenix autocallable optimization notes on Comcast
|
| 11/1/2010 | SP | New Issue: Credit Suisse prices $1.5 million contingent coupon autocallable notes linked to five stocks
|
| 10/21/2010 | SP | Credit Suisse plans contingent coupon callable notes on five stocks
|
| 7/20/2010 | SP | New Issue: HSBC prices $4.05 million 10% yield optimization notes linked to Comcast
|
| 7/6/2010 | SP | HSBC plans 10%-12.75% yield optimization notes linked to Comcast
|
| 10/30/2009 | SP | New Issue: Barclays prices $2 million 9.5% reverse convertibles linked to Comcast
|
| 10/14/2009 | SP | Barclays to price 9.5% reverse convertibles linked to Comcast
|
| 9/29/2009 | SP | New Issue: Barclays prices $2 million 9% reverse convertibles linked to Comcast
|
| 9/10/2009 | SP | Barclays to price 9% reverse convertibles linked to Comcast
|
| 8/31/2009 | SP | New Issue: Barclays prices $4 million 9.25% reverse convertibles linked to Comcast
|
| 8/20/2009 | SP | New Issue: Barclays prices $5 million 13.55% reverse convertibles linked to Comcast
|
| 8/7/2009 | SP | Barclays to price 9.25% reverse convertibles linked to Comcast
|
| 6/24/2009 | SP | New Issue: Citigroup prices $8.28 million 13% ELKS linked to Comcast stock
|
| 5/27/2009 | SP | Citigroup to price 10% to 13% ELKS linked to Comcast stock
|
| 8/28/2008 | SP | New Issue: JPMorgan prices $12,000 10% reverse exchangeables linked to Comcast
|
| 8/11/2008 | SP | JPMorgan to price 10% reverse exchangeables linked to Comcast
|
| 1/30/2008 | SP | New Issue: Barclays prices $1.5 million 11.5% reverse convertibles linked to Comcast
|
| 1/10/2008 | SP | Barclays to price 11.5% reverse convertibles linked to Comcast
|
| 12/10/2007 | SP | Barclays to price 13.5% reverse convertibles linked to Comcast
|
| 11/29/2007 | SP | New Issue: Barclays prices $1.5 million 10% reverse convertibles linked to Comcast
|
| 11/19/2007 | SP | New Issue: Citigroup sells $350 million 8.5% ELKS linked to Comcast
|
| 11/19/2007 | SP | Market Commentary: Citigroup prices $350 million ELKS linked to Comcast; Bear, Barclays plan BRIC-linked notes
|
| 11/8/2007 | SP | Barclays to price 10% reverse convertibles linked to Comcast
|
| 10/15/2007 | SP | New Issue: ABN Amro prices $2.2 million 10% reverse convertibles linked to Comcast
|
| 10/10/2007 | SP | ABN Amro to price 10% reverse exchangeables linked to Comcast
|
| 9/27/2007 | SP | New Issue: Barclays prices $4 million 9.5% reverse convertibles linked to Comcast
|
| 9/27/2007 | SP | Market Commentary: Volatility draws investors to financial-sector reverse convertibles; more gold-linked deals announced
|
| 9/12/2007 | SP | Barclays to price 9.5% reverse convertibles linked to Comcast
|
