| 10/18/2024 | SP | New Issue: RBC prices $136,000 notes linked to Raymond James securities selections
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| 9/26/2023 | SP | New Issue: BofA prices $850,000 10.3% contingent income autocallables linked to Chubb, Hartford
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| 4/21/2023 | SP | New Issue: BofA prices $4.42 million 10% contingent income autocallable yield notes on two stocks
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| 4/17/2023 | SP | New Issue: RBC prices $937,000 notes linked to Raymond James securities selections
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| 8/18/2022 | SP | New Issue: Credit Suisse sells $531,000 contingent coupon autocallable yield notes on two stocks
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| 4/26/2022 | SP | New Issue: CIBC prices $5.07 million notes on basket of 28 Raymond James picks
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| 4/26/2022 | SP | New Issue: CIBC prices $1.94 million notes on basket of 28 Raymond James picks
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| 4/22/2022 | SP | New Issue: RBC sells $301,000 notes on basket of 40 Raymond James stock picks
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| 4/22/2022 | SP | New Issue: RBC sells $2.86 million notes on basket of 40 Raymond James stock picks
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| 2/2/2022 | SP | New Issue: CIBC prices $38.74 million notes on Raymond James Best Picks for 2022
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| 2/2/2022 | SP | New Issue: CIBC prices $12.94 million notes on Raymond James Best Picks for 2022
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| 12/17/2021 | SP | New Issue: RBC prices $61.54 million notes on Raymond James Best Picks for 2022
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| 12/17/2021 | SP | New Issue: RBC prices $28.87 million notes on Raymond James Best Picks for 2022
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| 8/25/2021 | SP | New Issue: RBC sells $4.59 million notes on basket of 30 Raymond James stock picks
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| 6/28/2021 | SP | New Issue: RBC sells $10.11 million notes on basket of 30 Raymond James stock picks
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| 2/21/2021 | SP | New Issue: UBS sells $3.41 million trigger autocallable contingent yield notes on insurance stocks
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| 12/16/2020 | SP | New Issue: BMO prices $29.00 million notes on Raymond James Best Picks for 2021
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| 12/16/2020 | SP | New Issue: BMO prices $57.18 million notes on Raymond James Best Picks for 2021
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| 9/4/2020 | SP | New Issue: GS Finance sells $830,000 leveraged basket-linked notes on 103 stocks
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| 7/22/2020 | SPSW | Structured notes issuance $264 million for week amid earnings season; tech, bank sectors eyed
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| 7/17/2020 | SP | New Issue: UBS prices $5 million trigger autocallable contingent yield notes on stocks
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| 7/13/2020 | SP | UBS plans trigger autocallable contingent yield notes on insurance stocks
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| 10/31/2018 | SP | New Issue: BMO sells $150,000 notes on Raymond James quality yield stock basket
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| 10/31/2018 | SP | New Issue: BMO sells $315,000 notes on Raymond James quality yield stock basket
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| 10/3/2016 | SP | New Issue: RBC prices $948,000 direct investment notes tied to basket of 25 stocks
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| 8/25/2016 | SP | RBC to price direct investment notes linked to basket of 25 stocks
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| 5/2/2016 | SP | RBC to price direct investment notes linked to stable growth basket
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