| 10/21/2024 | SP | New Issue: UBS prices $2.35 million trigger autocallable contingent yield notes on D.R. Horton
|
| 9/11/2024 | SP | New Issue: GS Finance prices $3.64 million leveraged basket-linked notes on 15-stock basket
|
| 6/10/2024 | SP | New Issue: GS Finance sells $1.04 million buffered basket-linked notes on 44 stocks
|
| 5/2/2024 | SP | New Issue: Scotia sells $1.47 million 10.05% airbag autocallable yield notes on D.R. Horton
|
| 4/24/2024 | SP | New Issue: UBS prices $100,000 buffered return optimization securities tied to D.R. Horton
|
| 4/17/2024 | SP | New Issue: Citigroup prices $2.05 million 17.15% contingent coupon autocallables linked to stocks
|
| 10/26/2023 | SP | New Issue: GS Finance prices $2.62 million notes linked to basket of 43 stocks
|
| 10/3/2023 | SP | New Issue: UBS prices $295,000 trigger phoenix autocallables linked to D.R. Horton
|
| 9/29/2023 | SP | New Issue: UBS prices $180,000 trigger phoenix autocallables linked to D.R. Horton
|
| 8/17/2023 | SP | New Issue: GS Finance sells $778,000 buffered basket-linked notes on 44 stocks
|
| 7/11/2023 | SP | New Issue: GS Finance sells $1.34 million buffered basket-linked notes on basket of 44 stocks
|
| 7/11/2023 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables linked to D.R. Horton
|
| 4/16/2023 | SP | New Issue: UBS prices $100,000 buffered return optimization securities tied to D.R. Horton
|
| 12/29/2022 | SP | New Issue: UBS prices $301,000 trigger phoenix autocallables linked to D.R. Horton
|
| 10/28/2022 | SP | New Issue: Citi prices $375,000 autocallable contingent coupon equity notes on DR Horton
|
| 9/22/2022 | SP | New Issue: GS Finance prices $500,000 callable contingent coupon equity notes on D.R. Horton
|
| 8/4/2022 | SP | New Issue: JPMorgan prices $319,000 10% contingent interest autocalls on three stocks
|
| 7/1/2022 | SP | New Issue: GS Finance sells $900,000 buffered basket-linked notes on 44 stocks
|
| 6/30/2022 | SP | New Issue: Credit Suisse sells $310,000 contingent coupon autocallable yield notes on three stocks
|
| 6/14/2022 | SP | New Issue: Credit Suisse sells $1.05 million autocallable reverse convertibles on four stocks
|
| 6/13/2022 | SP | New Issue: Credit Suisse sells $419,000 contingent coupon autocallable yield notes on two stocks
|
| 5/4/2022 | SP | New Issue: JPMorgan sells $1.36 million autocallable yield notes on three stocks
|
| 3/7/2022 | SP | New Issue: JPMorgan sells $1.87 million 10.1% autocallable yield notes on three stocks
|
| 2/2/2022 | SP | New Issue: CIBC prices $38.74 million notes on Raymond James Best Picks for 2022
|
| 2/2/2022 | SP | New Issue: CIBC prices $12.94 million notes on Raymond James Best Picks for 2022
|
| 1/24/2022 | SP | New Issue: Credit Suisse sells $1.18 million contingent coupon callable yield notes on D.R. Horton
|
| 1/7/2022 | SP | New Issue: Credit Suisse sells $1.74 million contingent coupon autocallable yield notes on stocks
|
| 1/5/2022 | SP | New Issue: BMO sells $2.32 million autocallable notes with contingent coupons on D.R. Horton
|
| 12/30/2021 | SP | New Issue: Credit Suisse sells $1.9 million contingent coupon autocallable yield notes on three stocks
|
| 12/17/2021 | SP | New Issue: RBC prices $61.54 million notes on Raymond James Best Picks for 2022
|
| 12/17/2021 | SP | New Issue: RBC prices $28.87 million notes on Raymond James Best Picks for 2022
|
| 10/21/2021 | SP | New Issue: Credit Suisse sells $890,000 autocallable reverse convertibles on four stocks
|
| 8/25/2021 | SP | New Issue: UBS prices $2.69 million trigger autocallable contingent yield notes on three stocks
|
| 8/5/2021 | SP | New Issue: JPMorgan sells $1.38 million autocallable contingent interest notes on D.R. Horton
|
| 7/28/2021 | SP | New Issue: Credit Suisse sells $911,000 contingent coupon autocallable reverse convertibles on D.R. Horton
|
| 7/22/2021 | SP | New Issue: JPMorgan prices $940,000 callable contingent interest notes on D.R. Horton
|
| 7/2/2021 | SP | New Issue: TD Bank prices $3.92 million callable contingent interest barrier notes on D.R. Horton
|
| 6/30/2021 | SP | New Issue: Citi prices $800,000 contingent coupon autocalls on four stocks
|
| 6/27/2021 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to D.R. Horton
|
| 6/22/2021 | SP | New Issue: TD Bank prices $858,000 callable contingent interest barrier notes on D.R. Horton
|
| 6/1/2021 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to D.R. Horton
|
| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
|
| 2/22/2021 | SP | New Issue: UBS prices $205,000 trigger phoenix autocallables linked to D.R. Horton
|
| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
|
| 1/18/2021 | SP | New Issue: TD Bank prices $1.94 million of autocallable contingent interest barrier notes on stocks
|
| 1/18/2021 | SP | New Issue: TD Bank prices $1.98 million of autocallable contingent interest barrier notes on stocks
|
| 1/13/2021 | SP | New Issue: JPMorgan prices $4.13 million 10% contingent interest autocalls on three stocks
|
| 12/28/2020 | SP | New Issue: UBS sells $3.2 million trigger autocallable contingent yield notes on stocks
|
| 12/5/2020 | SP | New Issue: UBS sells $2.84 million trigger autocallable contingent yield notes on stocks
|
| 11/19/2020 | SP | New Issue: BofA prices $1.17 million contingent income buffered autocalls on stocks
|
| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
|
| 10/1/2020 | SP | New Issue: GS Finance sells $1.26 million leveraged basket-linked notes on 38 stocks
|
| 8/30/2020 | SP | New Issue: HSBC prices $173,000 contingent income barrier autocallables tied to three stocks
|
| 8/21/2020 | SP | New Issue: Morgan Stanley sells $1.78 million contingent income autocalls on three stocks
|
| 7/8/2020 | SP | New Issue: RBC sells $325,000 contingent coupon barrier autocalls on stock basket
|
| 3/30/2020 | SP | Scotiabank to price 8.5% STEP Income Securities on D.R. Horton
|
| 9/3/2019 | SP | New Issue: Barclays sells $11.59 million 9% STEP Income Securities on D.R. Horton
|
| 11/8/2018 | SP | New Issue: Citi prices $3 million 10% contingent yield trigger autocalls on stocks
|
| 10/9/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to D.R. Horton
|
| 9/26/2018 | SP | New Issue: UBS prices $930,000 trigger phoenix autocallables linked to D.R. Horton
|
| 9/25/2018 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallables linked to D.R. Horton
|
| 9/25/2018 | SP | New Issue: Barclays sells $55.94 million synthetic convertible notes on D.R. Horton
|
| 9/20/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to D.R. Horton
|
| 9/6/2018 | SP | New Issue: Wells Fargo prices $1.91 million 10% contingent market-linked autocalls on stocks
|
| 8/29/2018 | SP | New Issue: UBS prices $325,000 trigger phoenix autocallables linked to D.R. Horton
|
| 8/28/2018 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallables linked to D.R. Horton
|
| 8/6/2018 | SP | Wells Fargo plans 10%-11% contingent market-tied autocalls on stocks
|
| 8/3/2018 | SP | New Issue: CIBC prices $18.23 million 9% STEP Income Securities on D.R. Horton
|
| 7/11/2018 | SP | Market Commentary: CIBC’s 9% STEP Income tied to D.R. Horton offer equity-like return for risk-tolerant investors
|
| 7/10/2018 | SP | CIBC plans 9% STEP Income Securities tied to D.R. Horton common stock
|
| 6/28/2018 | SP | New Issue: CIBC prices $1.67 million notes on 10 Raymond James Housing top picks
|
| 6/28/2018 | SP | New Issue: CIBC prices $165,000 notes on 10 Raymond James Housing Top Selections
|
| 6/13/2018 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to D.R. Horton
|
| 6/8/2018 | SP | CIBC plans notes on 10 Raymond James Housing Industry Top Selections
|
| 5/25/2018 | SP | New Issue: UBS prices $114,000 trigger phoenix autocallables linked to D.R. Horton
|
| 3/12/2018 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to D.R. Horton
|
| 3/7/2016 | SP | New Issue: Bank of America prices $2.2 million enhanced return notes on 10 stocks
|
| 2/29/2016 | SP | Bank of America to price enhanced return notes linked to 10 stocks
|
| 12/15/2015 | SP | New Issue: Bank of America prices $7.31 million STEP Income notes on D.R. Horton
|
| 12/14/2015 | SP | Bank of America plans 10% STEP Income Securities on D.R. Horton
|
| 12/1/2015 | SP | New Issue: Bank of Montreal prices $34.48 million Raymond James/Sabrient Systems GARP equity-tied notes
|
| 10/8/2015 | SP | JPMorgan plans 6.1%-8.1% airbag autocallables linked to D.R. Horton
|
| 9/23/2015 | SP | Market Commentary: Bank of Montreal prices $22 million linked to housing stocks; BofA offers S&P-linked notes
|
| 9/22/2015 | SP | New Issue: Bank of Montreal prices $12.64 million Raymond James Housing Opportunity notes linked to stocks
|
| 9/22/2015 | SP | New Issue: Bank of Montreal prices $22 million Raymond James Housing Opportunity notes linked to stocks
|
| 9/8/2015 | SP | Bank of Montreal to sell notes on Raymond James-picked housing stocks
|
| 9/8/2015 | SP | Bank of Montreal plans notes on Raymond James-picked housing stocks
|
| 8/25/2015 | SP | Market Commentary: Morgan Stanley’s $3.1 million PLUS linked to basket of stocks offer targeted bet on housing
|
| 8/24/2015 | SP | New Issue: Morgan Stanley prices $3.1 million PLUS linked to eight stocks
|
| 8/13/2015 | SP | Morgan Stanley plans two-year PLUS linked to basket of eight stocks
|
| 6/17/2015 | SP | New Issue: JPMorgan prices $1.23 million trigger phoenix autocallables linked to D.R. Horton
|
| 6/10/2015 | SP | JPMorgan plans trigger phoenix autocallables linked to D.R. Horton
|
| 1/9/2015 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to D.R. Horton
|
| 10/22/2014 | SP | New Issue: JPMorgan prices $1.27 million airbag phoenix autocallables linked to D.R. Horton
|
| 10/15/2014 | SP | JPMorgan plans airbag phoenix autocallables linked to D.R. Horton
|
| 9/17/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to D.R. Horton
|
| 9/5/2014 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables linked to D.R. Horton
|
| 8/18/2014 | SP | New Issue: Bank of America prices $17.87 million STEP Income Securities tied to D.R. Horton
|
| 8/7/2014 | SP | New Issue: UBS prices $275,000 airbag yield optimization notes linked to D.R. Horton
|
| 8/1/2014 | SP | New Issue: JPMorgan prices $3.46 million contingent coupon callable yield notes linked to D.R. Horton
|
| 7/29/2014 | SP | Bank of America plans 8% STEP Income Securities tied to D.R. Horton
|
| 3/4/2014 | SP | New Issue: UBS prices $155,000 trigger phoenix autocallables linked to D.R. Horton
|
| 2/25/2014 | SP | New Issue: UBS prices $190,000 trigger phoenix autocallables linked to D.R. Horton
|
| 2/25/2014 | SP | New Issue: UBS prices $100,000 trigger autocallables on D.R. Horton
|
| 2/21/2014 | SP | New Issue: UBS prices $104,480 trigger phoenix autocallables linked to D.R. Horton
|
| 1/14/2014 | SP | New Issue: JPMorgan prices $4.21 million contingent coupon callable yield notes on D.R. Horton
|
| 1/8/2014 | SP | JPMorgan plans contingent coupon callable yield notes on D.R. Horton
|
| 12/10/2013 | SP | New Issue: Citigroup prices $1.8 million 7.6% airbag autocallables on D.R. Horton
|
| 12/5/2013 | SP | Citigroup plans 6%-7.7% airbag autocallable yield notes on D.R. Horton
|
| 10/21/2013 | SP | New Issue: RBC prices $600,000 12.75% reverse convertibles linked to D.R. Horton
|
| 9/3/2013 | SP | New Issue: Bank of America prices $25.52 million 9% STEP Income Securities linked to D.R. Horton
|
| 8/16/2013 | SP | Bank of America plans 9% STEP Income Securities tied to D.R. Horton
|
| 7/29/2013 | SP | New Issue: RBC prices $192,000 8.5% reverse convertibles linked to D.R. Horton
|
| 7/15/2013 | SP | RBC to price 8.5% to 11.5% reverse convertibles linked to D.R. Horton
|
| 1/18/2013 | SP | New Issue: RBC prices $122,000 8.75% reverse convertibles linked to D.R. Horton
|
| 1/7/2013 | SP | RBC to price 8.75% reverse convertibles linked to D.R. Horton
|
| 12/31/2012 | SP | New Issue: RBC prices $60,000 9% reverse convertibles linked to D.R. Horton
|
| 12/19/2012 | SP | RBC to price 9% reverse convertibles linked to D.R. Horton
|
| 12/10/2012 | SP | RBC plans buffered bullish return notes tied to housing sector stocks
|
| 12/6/2012 | SP | RBC to price 10% reverse convertibles linked to D.R. Horton
|
| 8/28/2012 | SP | RBC changes pricing date of 16 reverse convertibles to Aug. 30
|
| 8/20/2012 | SP | RBC to price 10.75% reverse convertibles linked to D.R. Horton
|
| 8/7/2012 | SP | RBC to price 12.5% reverse convertibles linked to D.R. Horton
|
| 8/7/2012 | SP | RBC to price 12.5% reverse convertibles linked to D
|
| 8/6/2008 | SP | Natixis plans 30.9% reverse convertibles linked to D.R. Horton for Eksportfinans
|
| 7/10/2008 | SP | Natixis to price 19.65% reverse convertibles linked to D.R. Horton for Eksportfinans
|
| 6/27/2008 | SP | New Issue: HSBC prices $0.102 million 24% reverse convertibles linked to D.R. Horton
|
| 6/9/2008 | SP | HSBC to price 24% knock-in reverse convertibles linked to D.R Horton
|
| 6/4/2008 | SP | Natixis to price 24% reverse convertibles linked to D.R. Horton for Eksportfinans
|
| 5/30/2008 | SP | New Issue: HSBC prices $378,000 20.5% reverse convertibles linked to D.R. Horton
|
| 5/7/2008 | SP | HSBC to issue 20.5% reverse convertibles linked to D.R. Horton
|
| 4/28/2008 | SP | New Issue: HSBC prices $0.282 million 24% reverse convertibles linked to D.R. Horton
|
| 4/8/2008 | SP | New Issue: HSBC prices $0.187 million 26.6% reverse convertibles linked to D.R. Horton
|
| 4/7/2008 | SP | HSBC to issue 24% reverse convertibles linked to D.R. Horton
|
| 3/27/2008 | SP | HSBC to issue 26.6% reverse convertibles linked to D.R. Horton
|
| 2/29/2008 | SP | New Issue: Lehman prices $15.5 million 23.15% Yeelds linked to three stocks
|
| 2/28/2008 | SP | New Issue: RBC prices $17,000 13.5% reverse convertibles linked to D.R. Horton
|
| 2/7/2008 | SP | Market Commentary: Headlines spur individual stock-linked products; First Republic sells for Merrill; Morgan Stanley ties to soy
|
| 2/6/2008 | SP | RBC plans 13.5% reverse convertibles linked to D.R. Horton
|
| 1/9/2008 | SP | RBC plans 15.5% reverse convertibles linked to D.R. Horton
|
| 10/30/2007 | SP | New Issue: JPMorgan prices $739,000 18% reverse exchangeables linked to D.R. Horton
|
| 10/24/2007 | SP | New Issue: RBC prices $1 million 25% reverse convertibles linked to D.R. Horton
|
| 10/12/2007 | SP | Market Commentary: Dollar plays make sense on balance; homebuilders a decent bet to improve; BRIC deals to keep coming
|
| 10/11/2007 | SP | Market Commentary: Lehman banks on U.S. dollar; rubles rouse Goldman Sachs; bets made on homebuilders
|
| 10/10/2007 | SP | JPMorgan to price 18% reverse exchangeables linked to D.R. Horton
|
| 10/10/2007 | SP | New Issue: Lehman prices $1.5 million 19.25% reverse exchangeables linked to D.R. Horton
|
| 8/23/2007 | SP | New Issue: HSBC sells $1.75 million 18.25% reverse convertibles linked to stock basket
|
| 8/8/2007 | SP | RBC to price 22.35% reverse convertibles linked to D. R. Horton
|
| 7/5/2007 | SP | New Issue: Societe Generale sells $1 million 11.85% ReConvs linked to D.R. Horton
|
| 6/12/2007 | SP | Societe Generale to price 11.85% ReConvs linked to D.R. Horton
|
| 6/12/2007 | SP | Societe Generale to price 21.7% Worst-of ReConvs linked to D.R. Horton, Meridian Gold, Tesoro
|
| 4/3/2007 | SP | New Issue: SG Structured Products prices $1.5 million 14.8% ReConvs linked to D.R. Horton
|
| 3/8/2007 | SP | Societe Generale to price 14.8% ReConvs linked to D.R. Horton
|
| 3/7/2007 | SP | Market Commentary: Wachovia to price principal-protected notes linked to BRIC basket; Citigroup prices $150 million in ELKS
|
| 3/7/2007 | CVSP | New Issue: Citigroup prices $150 million 9.63% ELKS linked to D.R. Horton
|
| 12/29/2006 | SP | New Issue: JPMorgan sells $45,000 12.5% reverse exchangeables linked to D.R. Horton
|
| 12/13/2006 | SP | New Issue: Societe Generale sells $1.25 million 11.5% ReConvs linked to D.R. Horton
|
| 12/5/2006 | SP | JPMorgan to price 12.5% reverse exchangeables linked to D.R. Horton
|
| 11/27/2006 | SP | New Issue: Credit Suisse sells $1.002 million of 10% reverse convertibles linked to D.R. Horton
|
| 11/6/2006 | SP | Societe Generale to price 11.5% ReConvs linked to D.R. Horton
|
| 11/2/2006 | SP | Credit Suisse to sell 10% reverse convertibles linked to D.R. Horton
|
| 11/2/2006 | SP | Credit Suisse to price 11% reverse convertibles linked to 10 stocks
|
| 10/10/2006 | SP | JPMorgan to issue 20% bearish reverse exchangeables linked to homebuilding stocks
|
