| 2/21/2020 | BKCVHYIGPF | S&P puts E*Trade on positive watch
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| 2/21/2020 | BKCVHYIGPF | Moody's reviews E*Trade for upgrade
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| 10/8/2019 | BKCVHYIGPF | S&P changes E*Trade view to stable, affirms others
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| 10/4/2019 | BKCVIGPF | Moody’s changes E*TRADE’s outlook to negative
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| 7/12/2019 | BKCVIGPF | S&P changes E*Trade view
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| 7/6/2018 | BKCVIGPF | S&P affirms E*Trade
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| 4/5/2018 | BKCVIGPF | Moody’s upgrades E*Trade
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| 1/10/2018 | BKCVIGPF | Moody’s could lift E*Trade
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| 7/18/2017 | BKCVIGPF | S&P lifts E*Trade, debt, preferreds
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| 8/15/2016 | BKCVHYIGPF | S&P rates E*Trade preferreds BB-
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| 12/9/2015 | BKCVHYIG | Moody’s upgrades E*Trade to Baa3
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| 9/8/2015 | BKCVHY | Moody’s could lift E*Trade
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| 8/4/2015 | BKCVHYIG | S&P upgrades E*Trade
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| 5/21/2015 | BKCVHY | DBRS revises E*Trade to positive
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| 5/15/2015 | BKCVHY | S&P might lift E*Trade
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| 3/3/2015 | BKCVDDEMIGPV | Market Commentary: Upsized Sirius megadeal, upsized Antero, Jaguar Land Rover drive by; market easier
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| 3/2/2015 | BKCVDDEMIGPV | Market Commentary: E*Trade prices, gains; Friday deals up; Peabody pops on tender; Freescale firms on buyout
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| 3/2/2015 | BKCVHY | DBRS ups E*Trade Financial
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| 3/2/2015 | BKCVHY | S&P lifts E*Trade rating
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| 3/2/2015 | BKCVHY | Moody’s ups E*Trade Financial debt to Ba2
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| 2/10/2015 | BKCVHY | DBRS might upgrade E*Trade
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| 1/26/2015 | BKCVHY | Moody’s might lift E*Trade
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| 11/12/2014 | BKCVDDEMIGPV | Market Commentary: Ally, E*Trade, SM Energy, Solera lead $2.7 billion post-holiday drive-by deal parade
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| 11/12/2014 | CVHY | Moody’s raises E*Trade debt to Ba3
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| 11/12/2014 | CVHY | S&P upgrades E*Trade
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| 6/30/2014 | CVHY | S&P upgrades E*Trade
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| 6/9/2014 | CVHY | Moody’s upgrades E*Trade debt
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| 4/30/2014 | CVHY | DBRS upgrades E*Trade
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| 9/4/2013 | CVHY | S&P lifts E*Trade to positive
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| 8/13/2013 | CVHY | S&P: E*Trade view stable
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| 2/11/2013 | CVHY | S&P: E*Trade view developing
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| 5/14/2012 | CVHYPF | E*Trade Financial files automatic shelf for stock, debt, preferreds
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| 2/2/2012 | CVHY | DBRS confirms E*Trade
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| 11/11/2011 | CV | Market Commentary: Convertible bid strengthens, but quietly on holiday; Take-Two expands slightly dollar neutral
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| 7/22/2011 | BKCVHY | DBRS: E*Trade unchanged
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| 5/17/2011 | BKCVHY | Moody's: E*Trade notes B2
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| 5/16/2011 | BKCVHY | S&P rates E*Trade notes B-
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| 5/16/2011 | BKCVHY | DBRS: E*Trade notes B (high)
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| 3/3/2011 | BKCVHY | Moody's upgrades E*Trade
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| 1/27/2011 | BKCVHY | DBRS: E*Trade unchanged
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| 7/27/2010 | BKCVHY | Moody's ups E*Trade outlook to stable
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| 6/3/2010 | BKBWCVHY | E*Trade CEO says financial situation improving, positioning for future
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| 3/23/2010 | BKCVDDHY | S&P ups E*Trade
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| 11/2/2009 | CVHY | DBRS: E*Trade unchanged
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| 8/28/2009 | CV | Market Commentary: AMD extends gains after Intel raises forecast; Intel also higher; E*Trade active after swap deal
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| 8/26/2009 | CVDDHY | S&P upgrades E*Trade
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| 8/20/2009 | CVDDHY | E*Trade to issue $1.74 billion new convertibles in oversubscribed exchange offer for 8%, 121/2% notes
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| 8/14/2009 | BKCVHYIG | S&P reviews eight U.S. brokerage firms
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| 7/6/2009 | CVHY | Moody's confirms E*Trade
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| 7/2/2009 | CVDDHY | E*Trade marks receipt of early tenders for $429.2 million 8% notes, $1.41 billion 121/2% notes
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| 7/1/2009 | CVDDHY | E*Trade gets tenders for $1.53 billion notes, hits consent threshold
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| 6/22/2009 | CVHY | E*Trade begins offer to exchange new convertibles for 8%, 121/2% notes
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| 6/17/2009 | CVHY | Moody's keeps E*Trade on review
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| 6/17/2009 | CVHY | E*Trade plans to offer new convertibles in exchange for 8%, 121/2% notes
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| 5/21/2009 | CVDDHY | S&P drops E*Trade to CCC-
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| 5/14/2009 | CVHY | Moody's lowers E*Trade
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| 5/1/2009 | CVHY | DBRS confirms E*Trade
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| 4/29/2009 | CVHY | Moody's reviews E*Trade
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| 3/31/2009 | CVHY | S&P keeps E*Trade on developing watch
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| 1/6/2009 | CVHY | E*Trade Financial files automatic shelf registration
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| 12/22/2008 | CVHY | S&P: E*Trade on developing watch
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| 11/13/2008 | CV | E*Trade to retire all 6.125% notes underlying its equity units
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| 11/6/2008 | CVHY | Moody's lowers E*Trade
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| 10/21/2008 | CVHY | E*Trade continues to look to pay down debt; says profit unlikely in 4Q
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| 9/10/2008 | CVHY | E*Trade to use cash from sale transactions as cushion against potential credit losses
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| 4/18/2008 | BKCVHY | S&P keeps E*Trade on watch
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| 1/30/2008 | CV | Market Commentary: Rate cut to help Annaly, other financials; E*Trade up on Super Bowl bet; Flextronics up, Yahoo! down on earnings
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| 1/25/2008 | CV | Market Commentary: Bank of America opens higher despite pricing; Kinross maintains lofty perch; Synaptics hammered on outlook
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| 1/10/2008 | CV | Market Commentary: Countrywide surges on takeover talk; merger talk boosts UAL, Continental, AMR, Yahoo!
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| 1/8/2008 | CV | Market Commentary: Countrywide bashed on bankruptcy rumors, financials suffer; UAL, AMR, airlines squashed; ISIS surges
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| 1/7/2008 | CV | Market Commentary: Tony the Tiger sparks Sallie Mae rise; E*Trade down on earnings fears; EMC, Suntech Power slammed
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| 12/20/2007 | CV | Market Commentary: ADC opens flat; Washington Mutual sees heavy action; Pier 1 rise continues
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| 12/3/2007 | CV | Market Commentary: Countrywide slips as mortgage deal nears; Microchip Technology, Hologic, Transocean announce big deals
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| 11/30/2007 | CV | Market Commentary: Countrywide, Fannie Mae, Standard Pacific up on subprime deal talk; tech concerns drag down Intel, AMD
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| 11/30/2007 | CVHY | Moody's cuts E*Trade to Ba3
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| 11/29/2007 | CVHY | S&P may still cut E*Trade
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| 11/29/2007 | CV | Market Commentary: E*Trade down on cash infusion; MGI Pharma up as options search begins; WCI falls with housing prices
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| 11/28/2007 | CV | Market Commentary: Countrywide up despite stock fall; E*Trade rises; AMR, Continental rise as airlines soar; Ceradyne up on contract
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| 11/26/2007 | CV | Market Commentary: Countrywide, Fannie Mae, E*Trade down as financials tumble; SunPower, Suntech Power brighten dark day
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| 11/14/2007 | CV | Market Commentary: Affymetrix, Mylan rich and up; Freeport-McMoRan, Newmont up with metals; AMR mixed
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| 11/13/2007 | CVHY | S&P cuts E*Trade
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| 11/13/2007 | CVHY | Moody's cuts E*Trade
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| 11/13/2007 | CV | Market Commentary: E*Trade rebounds; Countrywide Financial up; AMR continues to fly; Yahoo!, Intel lead techs
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| 11/12/2007 | CV | Market Commentary: E*Trade shellacked; AtheroGenics whacked; Suntech, SunPower smacked; AMR, Continental soar
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| 11/5/2007 | CV | Convertibles rose 2.1%, credit spreads widened and volatility rose, Lehman Bothers says
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| 10/9/2007 | CVHY | Moody's affirms E*Trade
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| 10/23/2006 | CVHY | S&P boosts E*Trade
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| 7/26/2006 | CV | New Issue: TD Bank Financial prices $0.697 million 11% notes linked to E*Trade
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| 6/30/2006 | CV | TD Bank plans 11% notes linked to E*Trade
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| 6/6/2006 | CVHY | Moody's lifts E*Trade
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| 4/5/2006 | CV | E*Trade holders convert $91.7 million 6% convertibles ahead of call
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| 3/29/2006 | CV | New Issue: Barclays sells $2 million 9% reverse convertibles linked to E*Trade
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| 3/14/2006 | CV | E*Trade calls $92.6 million of 6% convertibles due 2007
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| 3/7/2006 | CV | Barclays to sell 9% exchangeables linked to E*Trade
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| 2/28/2006 | CVHY | S&P ups E*Trade outlook to positive
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| 11/17/2005 | CV | New Issue: E*Trade $450 million three-year mandatory convertibles yield 6.125%, up 21.2%
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| 11/17/2005 | CV | Market Commentary: GM, Ford convertibles higher; E*Trade, C&D Technologies, The Pantry rise; primary deals emerge
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| 11/16/2005 | CV | Market Commentary: Convertible market finds a foothold, but GM, Ford resume slide; EDO reoffered at 99
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| 11/8/2005 | CV | Market Commentary: Medtronic, Lucent, EDS, Cephalon lower in weak market; Blockbuster, Maverick, Equinix to price
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| 11/8/2005 | CV | E*Trade $450 million mandatory convertibles talked to yield 5.625%-6.125%, up 20%-25%
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| 11/4/2005 | CV | E*Trade to price $450 million of mandatory convertibles; price talk seen during week of Nov. 7
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| 10/17/2005 | CVHY | E*Trade files $2.5 billion shelf
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| 9/29/2005 | CV | Market Commentary: Fannie Mae regains footing, but Ford eases; Euronet closes higher; TriZetto to price
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| 9/29/2005 | CVHY | S&P affirms E*Trade
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| 9/29/2005 | BKCVHY | E*Trade plans to finance $1.6 billion BrownCo. acquisition with equity, convertibles, senior notes
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| 9/29/2005 | CV | Moody's affirms E*Trade, view positive
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