| 5/17/2024 | SP | New Issue: UBS prices $3.24 million capped buffer Gears linked to basket of 20 stocks
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| 12/26/2020 | SP | New Issue: Citigroup sells $1 million autocallable securities on equal stock basket
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| 12/5/2020 | SP | New Issue: Citigroup sells $1 million barrier securities on equal stock basket
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| 8/27/2019 | SP | New Issue: CIBC prices $285,000 notes linked to 25 stocks picked by Raymond James
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| 7/22/2019 | SP | New Issue: CIBC prices $20,000 notes linked to 25 stocks picked by Raymond James
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| 7/22/2019 | SP | New Issue: CIBC prices $560,000 notes linked to 25 stocks picked by Raymond James
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| 7/9/2019 | SP | CIBC plans to price notes linked to 25 stocks picked by Raymond James
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| 5/7/2019 | SP | New Issue: CIBC sells $1.03 million notes linked to Raymond James stock selections
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| 5/7/2019 | SP | New Issue: CIBC sells $546,000 notes linked to Raymond James stock selections
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| 4/11/2019 | SP | New Issue: CIBC sells $3.72 million notes on Raymond James stock selections
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| 4/11/2019 | SP | New Issue: CIBC sells $701,000 notes on Raymond James equity securities selections
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| 10/31/2018 | SP | New Issue: BMO sells $150,000 notes on Raymond James quality yield stock basket
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| 10/31/2018 | SP | New Issue: BMO sells $315,000 notes on Raymond James quality yield stock basket
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| 10/8/2018 | SP | New Issue: BMO prices $1.34 million notes linked to quality yield stock basket
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| 10/8/2018 | SP | New Issue: BMO prices $7.12 million notes linked to quality yield stock basket
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| 6/5/2018 | SP | New Issue: JPMorgan prices $505,000 14.1% contingent interest autocalls tied to three stocks
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| 2/23/2018 | SP | New Issue: BMO sells $1.22 million bullish enhanced notes on Raymond James Best Picks for 2018
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| 2/23/2018 | SP | New Issue: BMO sells $1.67 million bullish enhanced notes on Raymond James Best Picks for 2018
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| 2/12/2018 | SP | BMO plans bullish enhanced notes on Raymond James Best Picks for 2018
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| 2/12/2018 | SP | BMO to sell bullish enhanced notes on Raymond James Best Picks for 2018
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| 1/25/2018 | SP | New Issue: BMO prices $68.83 million notes on Raymond James Best Picks for 2018
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| 1/25/2018 | SP | New Issue: BMO prices $38.32 million notes on Raymond James Best Picks for 2018
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| 12/18/2017 | SP | New Issue: BMO prices $44.57 million notes on Raymond James Best Picks for 2018
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| 12/18/2017 | SP | New Issue: BMO prices $27.20 million notes on Raymond James Best Picks for 2018
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| 4/6/2017 | SP | New Issue: Barclays prices $590,000 phoenix autocallables linked to three stocks
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| 3/28/2017 | SP | Barclays plans phoenix autocallables linked to three stocks
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| 12/29/2016 | SP | New Issue: Citigroup prices $4.15 million securities linked to basket of 30 stocks
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| 12/13/2016 | SP | Citigroup to price four-year securities linked to basket of 30 stocks
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| 12/12/2008 | SP | RBC plans 14.25% reverse convertibles linked to Fastenal
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| 6/8/2007 | SP | Barclays to price 8.75% reverse convertibles linked to Fastenal
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| 5/30/2007 | SP | New Issue: RBC sells $230,000 9.3% reverse convertibles linked to Fastenal
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| 5/10/2007 | SP | RBC to price 9.3% reverse convertibles linked to Fastenal
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