| 12/17/2007 | PP | Jefferies creates special equity group, names former Cowen & Co. employees as heads of group
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| 11/13/2007 | PP | Cowen Group names Julie J. Levenson head of private equity group
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| 11/5/2007 | PP | SEC, hedge fund TCMP3 settle suit alleging unlawful PIPE trading
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| 9/27/2007 | PP | SEC charges Elliot Smith, Gregg Smith with insider trading in connection with three PIPEs
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| 9/13/2007 | PP | SEC files fraud charges against Lancaster hedge funds for alleged PIPE trading scheme
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| 8/13/2007 | PP | Laurus to manage $60 million PSource fund
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| 8/3/2007 | PP | SEC suggests changes to Regulation D
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| 7/23/2007 | CVPP | Cowen names co-heads of Equity Capital Markets Group
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| 6/6/2007 | PP | Jefferies adds Charles Mather to lead PIPEs
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| 6/4/2007 | PP | Leerink Swann names Daniel Yamron managing director
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| 5/24/2007 | PP | SEC proposes changes that would shorten holding period for PIPEs issuers
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| 4/17/2007 | PP | Merriman Curhan Ford hires new managing director of private placements
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| 3/28/2007 | PPSP | Survey finds little understanding of alternative investments among affluent investors
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| 2/26/2007 | PP | SEC levels fraud charges against Crestview Capital Partners, managing member Flink
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| 1/30/2007 | PP | Former Cowen managing director Pollet ordered to pay civil penalty
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| 1/16/2007 | PP | Friedman, Billings, Ramsey head barred from supervisory position following insider trading allegations
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| 1/4/2007 | PP | SEC charges Spiegel with securities fraud in connection with three PIPEs
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| 12/29/2006 | PP | Outlook 2007: Biotech, technology, resources will again lead PIPE issuance in 2007
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| 12/29/2006 | PP | Landmark deals
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| 12/29/2006 | PP | SEC charges Mangan with alleged insider trading on CompuDyne PIPE placement
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