| 12/3/2024 | SP | New Issue: HSBC prices $4.38 million autocallable Stars tied to basket of healthcare sector stocks
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| 8/22/2024 | SP | New Issue: JPMorgan prices $1.43 million return notes linked to basket of 20 stocks
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| 2/2/2024 | SP | New Issue: JPMorgan prices $1.05 million autocallable contingent interest notes on three stocks
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| 12/6/2023 | SP | New Issue: BofA prices $2.37 million contingent income autocallable yield notes on HCA Healthcare
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| 8/29/2023 | SP | New Issue: RBC prices $2.79 million notes linked to Raymond James securities selections
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| 8/29/2023 | SP | New Issue: RBC prices $561,000 notes linked to Raymond James securities selections
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| 7/6/2023 | SP | New Issue: RBC prices $543,000 autocallable contingent coupon barrier notes on HCA
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| 6/28/2023 | SP | New Issue: JPMorgan prices $1.58 million return notes linked to basket of 20 stocks
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| 6/22/2023 | SP | New Issue: BMO prices $1.47 million autocallable barrier notes with memory coupons on HCA Healthcare
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| 4/24/2023 | SP | New Issue: BMO prices $575,000 callable notes with contingent coupons on HCA
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| 1/4/2023 | SP | New Issue: TD sells $1.67 million 14.5% autocallable fixed-interest barrier notes on four stocks
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| 11/17/2022 | SP | New Issue: Credit Suisse sells $1 million contingent coupon autocallable yield notes on two stocks
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| 11/3/2022 | SP | New Issue: Morgan Stanley prices $2.19 million contingent income autocallables on HCA Healthcare
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| 10/28/2022 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to HCA Healthcare
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| 10/19/2022 | SP | New Issue: HSBC prices $10.2 million phoenix quarterly review notes with memory on HCA Healthcare
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| 6/22/2022 | SP | New Issue: JPMorgan prices $1 million contingent interest autocalls on HCA Healthcare
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| 6/22/2022 | SP | New Issue: JPMorgan prices $1 million contingent interest autocalls on HCA Healthcare
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| 4/19/2022 | SP | New Issue: HSBC sells $734,000 8.05% airbag autocallable yield notes on HCA Healthcare
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| 12/23/2021 | SP | New Issue: RBC sells $1.06 million trigger autocallable contingent yield notes on HCA
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| 12/1/2021 | SP | New Issue: JPMorgan sells $1.5 million autocallable contingent interest notes on HCA Healthcare
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
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| 3/17/2021 | SP | New Issue: Credit Suisse sells $1.68 million contingent coupon autocallable yield notes on two stocks
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| 2/22/2021 | SP | New Issue: UBS sells $10.94 million capped trigger gears on basket of 27 stocks
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| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
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| 1/14/2021 | SP | New Issue: Credit Suisse sells $965,000 contingent coupon autocallable reverse convertibles on three stocks
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| 12/29/2020 | SP | New Issue: GS Finance sells $1.71 million leveraged basket-linked notes on 23 stocks
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| 12/26/2020 | SP | New Issue: UBS prices $4.53 million capped buffer Gears linked to stock basket
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| 12/4/2020 | SP | New Issue: Credit Suisse sells $900,000 contingent coupon autocallable yield notes on two stocks
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| 12/2/2020 | SP | New Issue: UBS sells $12.89 million capped trigger gears tied to basket of 27 stocks
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| 10/23/2020 | SP | New Issue: JPMorgan sells $3.42 million contingent interest autocalls on HCA Healthcare
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| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
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| 6/19/2020 | SP | New Issue: UBS sells $4.45 million trigger autocallable contingent yield notes on HCA
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| 6/1/2020 | SP | New Issue: JPMorgan sells $500,000 contingent interest autocalls on HCA Healthcare
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| 4/17/2020 | SP | New Issue: JPMorgan sells $4.02 million contingent interest autocalls on HCA Healthcare
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| 3/3/2020 | SP | New Issue: Credit Suisse sells $1.25 million contingent coupon autocallable yield notes on two stocks
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| 2/21/2020 | SP | New Issue: Credit Suisse sells $1.57 million contingent coupon autocallable yield notes on two stocks
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| 2/3/2020 | SP | New Issue: Credit Suisse sells $1.21 million contingent coupon autocallable reverse convertibles on three stocks
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| 11/7/2019 | SP | New Issue: JPMorgan prices $200,000 contingent interest autocallables on HCA Healthcare, MGM Resorts
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| 9/18/2019 | SP | New Issue: Morgan Stanley prices $1.24 million contingent income autocalls on two stocks
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| 9/11/2019 | SP | Morgan Stanley plans to price contingent income autocalls on stocks
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| 7/22/2019 | SP | New Issue: CIBC prices $70,000 notes linked to 30 stocks picked by Raymond James
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| 7/22/2019 | SP | New Issue: CIBC prices $745,000 notes linked to 30 stocks picked by Raymond James
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| 7/9/2019 | SP | CIBC to price notes linked to 30 stocks selected by Raymond James
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| 7/9/2019 | SP | CIBC plans to price notes linked to 30 stocks picked by Raymond James
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| 6/26/2019 | SP | New Issue: CIBC sells $133,000 notes tied to 14 Raymond James Healthcare top picks
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| 6/26/2019 | SP | New Issue: CIBC sells $253,000 notes tied to 14 Raymond James Healthcare top picks
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| 6/7/2019 | SP | CIBC plans Raymond James Healthcare Top Selections notes on 14 stocks
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| 6/7/2019 | SP | CIBC eyes Raymond James Healthcare Top Selections notes on 14 stocks
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| 5/30/2019 | SP | New Issue: CIBC sells $370,000 Raymond James Healthcare Top Selections notes on 15 stocks
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| 5/30/2019 | SP | New Issue: CIBC sells $1.64 million Raymond James Healthcare Top Selections notes on 15 stocks
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| 4/9/2019 | SP | New Issue: UBS prices $703,000 trigger autocallables linked to HCA Healthcare
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| 7/3/2017 | SP | New Issue: BMO prices $766,000 notes linked to Raymond James tax reform stock basket
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| 7/3/2017 | SP | New Issue: BMO prices $3.57 million notes linked to Raymond James tax reform stock basket
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| 6/5/2017 | SP | BMO to price notes linked to Raymond James tax reform stock basket
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| 6/5/2017 | SP | BMO to price notes linked to Raymond James tax reform basket of stocks
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