| 9/13/2024 | SP | New Issue: Bank of Montreal prices $139,000 autocallable barrier notes linked to 10 stocks
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $70,000 market linked notes linked to 10 stocks
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $62,000 buffer enhanced return notes linked to 10 stocks
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| 8/5/2024 | SP | New Issue: JPMorgan prices $1.75 million autocallable contingent interest notes on Intuitive Surgical
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| 6/25/2024 | SP | New Issue: BMO prices $94,000 buffer enhanced return notes linked to stock basket
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| 6/25/2024 | SP | New Issue: BMO prices $431,000 autocallable barrier notes with contingent coupons on stock basket
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| 6/25/2024 | SP | New Issue: BMO prices $320,000 market-linked notes on stock basket
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| 6/10/2024 | SP | New Issue: GS Finance sells $1.04 million buffered basket-linked notes on 44 stocks
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| 5/21/2024 | SP | New Issue: RBC prices $2.66 million enhanced return notes linked to a 10-stock basket
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| 5/21/2024 | SP | New Issue: RBC prices $2.44 million enhanced return notes linked to a 10-stock basket
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| 5/7/2024 | SP | New Issue: BMO prices $1.17 million market-linked notes linked to a basket of 10 stocks
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| 5/2/2024 | SP | New Issue: BMO prices $850,000 autocallable barrier notes with contingent coupons on stock basket
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| 4/24/2024 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Intuitive Surgical
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| 4/15/2024 | SP | New Issue: UBS $350,000 trigger autocallable contingent yield notes on three stocks
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| 4/7/2024 | SP | New Issue: BMO prices $713,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: Bank of Montreal prices $50,000 buffer enhanced return notes linked to 10 stocks
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| 3/14/2024 | SP | New Issue: BMO prices $1,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $200,000 buffer enhanced return notes linked to stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $7,000 market-linked notes on stock basket
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| 3/12/2024 | SP | New Issue: BMO prices $1,000 buffer enhanced return notes linked to stock basket
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| 2/15/2024 | SP | New Issue: GS Finance prices $875,000 basket-linked notes on stock basket
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| 2/5/2024 | SP | New Issue: JPMorgan prices $1 million autocallable contingent interest notes on Intuitive Surgical
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| 10/26/2023 | SP | New Issue: GS Finance prices $2.62 million notes linked to basket of 43 stocks
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| 9/19/2023 | SP | New Issue: RBC prices $1.45 million levered market plus notes linked to stock basket
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| 8/17/2023 | SP | New Issue: GS Finance sells $778,000 buffered basket-linked notes on 44 stocks
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| 8/7/2023 | SP | New Issue: BMO prices $10,000 market-linked notes tied to stock basket
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| 7/11/2023 | SP | New Issue: GS Finance sells $1.34 million buffered basket-linked notes on basket of 44 stocks
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| 5/23/2023 | SP | New Issue: JPMorgan prices $500,000 autocallable contingent coupon notes on Intuitive Surgical
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| 2/13/2023 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Intuitive Surgical
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| 9/1/2022 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Intuitive Surgical
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| 8/26/2022 | SP | New Issue: JPMorgan prices $1.52 million 6.65% autocallable yield notes linked to Intuitive Surgical
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| 8/25/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Intuitive Surgical
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| 7/1/2022 | SP | New Issue: GS Finance sells $900,000 buffered basket-linked notes on 44 stocks
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| 4/4/2022 | SP | New Issue: JPMorgan prices $385,000 contingent interest autocalls on Intuitive Surgical
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| 2/22/2022 | SP | New Issue: JPMorgan sells $2 million capped accelerated barrier notes on Intuitive Surgical
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| 2/9/2022 | SP | New Issue: UBS sells $5.92 million capped trigger gears on basket of 20 stocks
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| 2/8/2022 | SP | New Issue: JPMorgan sells $1.52 million of 6.65% autocallable yield notes on Intuitive Surgical
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| 7/16/2021 | SP | New Issue: HSBC prices $878,000 dual directional barrier notes tied to four stocks
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| 2/7/2021 | SP | New Issue: Credit Suisse sells $745,000 autocallable securities on four stocks
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| 12/29/2020 | SP | New Issue: GS Finance sells $1.71 million leveraged basket-linked notes on 23 stocks
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| 6/26/2019 | SP | New Issue: CIBC sells $133,000 notes tied to 14 Raymond James Healthcare top picks
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| 6/26/2019 | SP | New Issue: CIBC sells $253,000 notes tied to 14 Raymond James Healthcare top picks
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| 6/7/2019 | SP | CIBC plans Raymond James Healthcare Top Selections notes on 14 stocks
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| 6/7/2019 | SP | CIBC eyes Raymond James Healthcare Top Selections notes on 14 stocks
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| 5/30/2019 | SP | New Issue: CIBC sells $370,000 Raymond James Healthcare Top Selections notes on 15 stocks
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| 5/30/2019 | SP | New Issue: CIBC sells $1.64 million Raymond James Healthcare Top Selections notes on 15 stocks
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| 10/31/2018 | SP | New Issue: CIBC sells $120,000 notes on Raymond James top pick healthcare stocks
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| 10/31/2018 | SP | New Issue: CIBC sells $400,000 notes on Raymond James top pick healthcare stocks
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| 10/18/2018 | SP | CIBC to price notes on 11 Raymond James top pick healthcare stocks
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| 10/18/2018 | SP | CIBC plans notes on 11 Raymond James top pick healthcare stocks
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| 5/30/2018 | SP | New Issue: Barclays sells $1.2 million 14.25% phoenix autocalls tied to four stocks
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| 5/18/2018 | SP | Barclays plans buffered phoenix autocallables linked to four stocks
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| 5/10/2018 | SP | New Issue: GS Finance sells $539,000 contingent coupon autocalls tied to three stocks
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| 9/16/2016 | SP | New Issue: HSBC prices $3 million of AMPS linked to basket of 20 common stocks
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| 9/8/2016 | SP | HSBC plans 15-month AMPS with cap linked to basket of 20 stocks
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| 1/17/2013 | SP | New Issue: RBC prices $3 million bullish enhanced notes on Intuitive Surgical
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| 12/28/2012 | SP | New Issue: Barclays prices $250,000 8.6% reverse convertibles linked to Intuitive Surgical
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| 12/20/2012 | SP | Barclays to price 8.6% reverse convertibles linked to Intuitive Surgical
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| 4/29/2010 | SP | New Issue: Barclays prices $1 million 8% reverse convertibles linked to Intuitive Surgical
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| 4/12/2010 | SP | Barclays to price 8% reverse convertibles linked to Intuitive Surgical
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| 1/29/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Intuitive Surgical
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| 1/5/2010 | SP | Barclays to price 10% reverse convertibles linked to Intuitive Surgical
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| 5/5/2009 | SP | ABN Amro plans 23% reverse exchangeables linked to Intuitive Surgical
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| 12/31/2008 | SP | New Issue: RBC prices $157,000 20.5% reverse convertibles linked to Intuitive Surgical
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| 5/29/2008 | SP | New Issue: RBC prices $300,000 12% RevCons linked to Intuitive Surgical
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| 5/23/2008 | SP | New Issue: ABN Amro prices $1.5 million 11% reverse convertibles linked to Intuitive Surgical
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| 1/31/2008 | SP | New Issue: RBC prices $90,000 25.6% reverse convertibles linked to Intuitive Surgical
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| 1/9/2008 | SP | RBC plans 25.6% reverse convertibles linked to Intuitive Surgical
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| 12/10/2007 | SP | RBC plans 20.5% reverse convertibles linked to Intuitive Surgical
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| 12/5/2007 | SP | New Issue: SG Structured Products sells $750,000 18.5% ReConvs linked to Intuitive Surgical
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| 11/28/2007 | SP | New Issue: RBC prices $400,000 18.75% reverse convertibles linked to Intuitive Surgical
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| 11/9/2007 | SP | New Issue: JPMorgan prices $750,000 18.2% reverse exchangeables linked to Intuitive Surgical
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| 11/7/2007 | SP | SG Structured Products to price 18.5% ReConvs linked to Intuitive Surgical
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| 11/27/2006 | SP | New Issue: Credit Suisse sells $1.349 million of 14% reverse convertibles linked to Intuitive Surgical, Inc.
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| 11/2/2006 | SP | Credit Suisse to price 11% reverse convertibles linked to 10 stocks
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| 11/2/2006 | SP | Credit Suisse to sell 14% reverse convertibles linked to Intuitive Surgical
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