| 9/17/2024 | SP | New Issue: Citigroup prices $188,000 11.6% autocallable contingent coupon notes on two ETFs
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| 10/24/2023 | SP | New Issue: JPMorgan prices $100,000 capped buffered notes linked to iShares Global Clean Energy ETF
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| 6/4/2023 | SP | New Issue: BMO prices $400,000 autocallable buffer enhanced return notes linked to ETF basket
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| 2/18/2023 | SP | New Issue: JPMorgan prices $250,000 13% autocallable contingent interest notes on two ETFs
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| 12/1/2022 | SP | New Issue: UBS sells $398,000 trigger autocallable contingent yield notes on energy basket
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| 9/7/2022 | SP | New Issue: BofA prices $520,000 contingent income buffered autocallable yield notes on ETFs
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| 8/25/2022 | SP | New Issue: JPMorgan prices $500,000 10.8% autocallable contingent interest notes on two ETFs
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| 8/22/2022 | SP | New Issue: JPMorgan prices $800,000 10.7% autocallable contingent interest notes on two ETFs
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| 8/18/2022 | SP | New Issue: Credit Suisse prices $1.04 million buffered PLUS on Global Clean Energy
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| 7/27/2022 | SP | New Issue: RBC sells $1.2 million capped trigger gears on iShares Global Clean Energy
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| 6/28/2022 | SP | New Issue: BofA prices $916,000 contingent income buffered autocalls on solar, clean energy funds
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| 6/16/2022 | SP | New Issue: JPMorgan prices $750,000 7.55% autocallable contingent interest on two ETFs
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| 4/16/2022 | SP | New Issue: HSBC sells $346,000 barrier uncapped market participation notes on index, ETF
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| 4/12/2022 | SP | New Issue: BofA prices $849,000 contingent income buffered autocalls on solar, clean energy funds
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| 4/6/2022 | SP | New Issue: Barclays sells $560,000 callable contingent coupon notes on three ETFs
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| 12/20/2021 | SP | New Issue: BofA prices $1.02 million buffered contingent income autocalls on energy ETFs
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| 12/10/2021 | SP | New Issue: JPMorgan sells $1.5 million autocallable contingent interest notes on two ETFs
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| 12/4/2021 | SP | New Issue: GS Finance sells $6.09 million autocallable contingent coupon notes on two ETFs
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| 12/3/2021 | SP | New Issue: UBS sells $13.92 million capped buffer gears on iShares Global Clean Energy ETF
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| 11/30/2021 | SP | New Issue: BofA prices $4.18 million buffered contingent income autocalls on energy ETFs
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| 11/22/2021 | SP | New Issue: JPMorgan sells $778,000 contingent interest autocallables on clean energy, solar ETFs
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| 11/22/2021 | SP | New Issue: JPMorgan sells $4,000 contingent interest autocallables on clean energy, solar ETFs
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| 9/27/2021 | SP | New Issue: JPMorgan sells $2.58 million capped accelerated barrier notes on Global Clean Energy
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| 8/13/2021 | SP | New Issue: RBC prices $1.31 million buffered PLUS on iShares Global Clean Energy ETF
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| 7/23/2021 | SP | New Issue: RBC sells $2.36 million leveraged market-linked notes on iShares Global Clean Energy
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| 6/29/2021 | SP | New Issue: Citigroup sells $1.16 million autocallable securities on ETFs
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| 6/21/2021 | SP | New Issue: BofA prices $1.21 million buffered contingent income autocalls on two ETFs
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| 6/15/2021 | SP | New Issue: BofA sells $1.23 million contingent income autocallable yield notes on two ETFs
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| 6/9/2021 | SP | New Issue: Citi sells $905,000 autocallable contingent coupon equity notes on ETFs
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| 5/25/2021 | SP | New Issue: JPMorgan sells $560,000 capped accelerated barrier notes on Global Clean Energy
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| 5/22/2021 | SP | New Issue: Citi sells $2.7 million leveraged market-linked notes on Global Clean Energy ETF
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| 5/21/2021 | SP | New Issue: RBC sells $2.44 million leveraged buffered notes linked to iShares Global Clean Energy
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| 5/15/2021 | SP | New Issue: BofA sells $3.92 million contingent income buffered autocalls on two ETFs
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| 5/9/2021 | SP | New Issue: JPMorgan prices $338,000 uncapped buffered return enhanced notes on ETFs
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| 4/21/2021 | SP | New Issue: CIBC sells $1.61 million market-linked autocalls on Global Clean Energy ETF
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| 4/16/2021 | SP | New Issue: Credit Suisse sells $500,000 contingent coupon autocallable yield notes on two ETFs
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