| 7/10/2014 | BKBWCVDDHY | Coal companies cope with softer markets – but for how much longer?
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| 4/9/2014 | BKCVDD | S&P downgrades James River
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| 4/8/2014 | BKCVDDHY | Moody's downgrades James River
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| 4/8/2014 | CV | Market Commentary: New Prospect Capital adds from reoffered price; some tech names rebound; James River slips
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| 4/7/2014 | BKCVDDHY | James River Coal in Chapter 11 bankruptcy to implement turnaround plan
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| 3/17/2014 | BKCVDDHYLM | James River Coal misses payment due March 17 on 3.125% convertibles
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| 11/7/2013 | BKCVDDHYLM | James River says $143 million debt-cutting improves balance sheet, now eyes liquidity boost
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| 9/19/2013 | CVLM | James River Coal wraps offer to swap out 4.5%, 3.125% convertibles
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| 9/12/2013 | CVLM | James River Coal extends offer to swap out 4.5%, 3.125% convertibles
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| 8/13/2013 | CVLM | James River Coal begins offer to swap out 4.5%, 3.125% convertibles
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| 7/18/2013 | CV | Market Commentary: Jakks oversubscribed despite stock drop; Merrimack 'holds in'; James River quiet, stock up
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| 6/25/2013 | BKCVDDHY | S&P cuts James River convertibles
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| 6/18/2013 | CVLM | James River Coal plans exchange offer for 4.5%, 3.125% convertibles
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| 5/24/2013 | BKCVDDHY | S&P lifts James River Coal convertibles, cuts notes
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| 5/22/2013 | BKCVDDHY | Moody's cuts James River notes
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| 5/20/2013 | BKCVDDHY | S&P cuts James River convertibles to D
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| 5/17/2013 | CVLM | James River to issue new 10% convertibles in exchange for two series
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| 4/4/2013 | CV | Market Commentary: Liberty adds outright on debut; Exide collapses; James River down; Colony Financial on tap
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| 3/7/2013 | BKCVDDHY | James River Coal weighs balance sheet options, seeks advice, could 'do nothing' if things improve
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| 12/4/2012 | BKCVDDHY | Moody's lowers James River Coal
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| 11/21/2012 | CV | Market Commentary: Convertibles wind down for Thanksgiving; Encore at par; Salesforce.com 'comes in' on hedge
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| 11/15/2012 | BKCVDDHY | S&P upgrades James River
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| 11/9/2012 | CV | Market Commentary: James River, Alpha Natural little moved as shares fall; SandRidge flat to slightly higher
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| 11/7/2012 | CVHYLM | James River buys back $61.4 million of notes, convertibles at discount
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| 11/7/2012 | BKCVDDEMPV | Market Commentary: Vivint leads $2.4 billion day; junk softens post-election; coal drops on vote, James River
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| 11/7/2012 | BKCVDDHY | S&P lowers James River Coal
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| 10/22/2012 | CV | Market Commentary: AMD extends slide after weak results; Intel 3.25s trade actively; Peabody up on earnings
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| 10/9/2012 | CV | Market Commentary: Convertibles quiet; Cemex slips with stock; James River 4.5% adds; Penn Virginia to price
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| 8/30/2012 | CV | Market Commentary: Trading thins; James River jumps; Ciena in focus after disappointing quarter; Molycorp up
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| 8/9/2012 | BKCVHY | James River's Q2 balance sheet strong following 2011 'fix,' CEO says
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| 7/27/2012 | CV | Market Commentary: Amgen in line to slightly lower on earnings; Gilead, Coinstar in line as well; Amarin off
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| 7/25/2012 | CV | Market Commentary: RadioShack bounces after weak report; Symantec lower on hedge after CEO ouster; coal lower
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| 6/29/2012 | CV | Market Commentary: Convertibles strengthen: U.S. Steel, Navistar add on hedge; NuVasive up outright, new Gevo quiet
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| 6/26/2012 | CV | Market Commentary: Convertible market steady overall, sees heavier volume; Old Republic shakes off concerns
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| 6/25/2012 | BKCVDDHY | S&P downgrades James River
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| 5/16/2012 | CV | Market Commentary: Patriot Coal extends sharp fall; U.S. Steel lower on economic worries, Einhorn comments
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| 5/15/2012 | CV | Market Commentary: Patriot Coal drops, postpones credit facility; Chesapeake slips further; Molycorp quiet
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| 5/10/2012 | CV | Market Commentary: Planned Medicis convertible adds in gray despite revised terms; planned Ryland seen cheap
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| 5/3/2012 | CV | Market Commentary: James River improves after earnings; Alpha Natural slips; Chesapeake recoups; CACI adds
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| 4/24/2012 | CV | Market Commentary: Amgen trades little changed ahead of earnings; U.S. Steel slips; Tibco outperforms shares
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| 4/23/2012 | CV | Market Commentary: Central European Distribution jumps on investment; Amylin up; James River Coal plunges
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| 4/3/2012 | BKCVHY | Moody's: James River negative
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| 4/2/2012 | CV | Market Commentary: Convertibles flat to weaker: Gilead weaker, unchanged on hedge; James River down on hedge
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| 3/29/2012 | CV | Market Commentary: Omnicare active, holders make 5 points on exchange; Illumina adds on hedge; Amylin gains
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| 3/22/2012 | BKCVDDHY | S&P lowers James River Coal
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| 3/1/2012 | CV | Market Commentary: Stone Energy gains on debut; DealerTrack extends gains; AMR, James River higher outright
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| 2/29/2012 | BKCVDDHY | S&P: James River Coal on watch
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| 2/24/2012 | CV | Market Commentary: Interpublic slips in active trade on call; Salesforce.com active, lower; Savient weakens
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| 8/23/2011 | CV | Market Commentary: Omnicare down on acquisition plan; James River lower; Kodak improves with lower shares
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| 3/25/2011 | CV | Market Commentary: James River steams higher as coal curries favor; Kodak gains outright; Best Buy lower
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| 3/25/2011 | CV | James River greenshoe exercise ups 3.125% convertibles to $230 million
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| 3/24/2011 | CV | New Issue: James River Coal sells upsized $200 million seven-year convertibles at 3.125%, up 30%
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| 3/24/2011 | CV | Market Commentary: James River upsizes, jumps on debut; Ares, Gilead add to gains; Best Buy slips with earnings
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| 3/23/2011 | BKCVDDHY | Moody's ups James River, rates notes B2
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| 3/23/2011 | CV | Market Commentary: Ares, Photronics jump on debuts; Gilead gains on deal; James River up in gray; Kinross up
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| 3/22/2011 | BKCVHY | S&P ups James River; notes B+
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| 3/21/2011 | CV | James River to price $125 million seven-year convertibles to yield 3.25%-3.75%, up 25%-30%
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| 3/21/2011 | CV | Market Commentary: SBA expands some, Clearwire lower on AT&T/T-Mobile announcement; Beckman, Best Buy steady
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| 3/9/2011 | BKCVDDHYPF | Moody's may up James River
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| 3/9/2011 | BKCVHYPF | S&P: James River on positive watch
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| 3/7/2011 | BKCVHY | James River gets $375 million bridge commitment, amends loan, could sell notes, convertibles
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| 8/6/2010 | CVHYPF | James River Coal files $150 million shelf for stock, preferreds, debt
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| 7/27/2010 | BKCVHY | S&P affirms James River Coal, ups notes
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| 5/27/2010 | BKCVHY | Moody's ups James River Coal
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| 12/7/2009 | BKCVDDHY | Moody's lifts James River Coal to SGL-2
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| 11/20/2009 | CV | James River Coal $22.5 million greenshoe exercised, lifts 4.5% convertibles to $172.5 million
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| 11/13/2009 | CV | New Issue: James River Coal sells upsized $150 million six-year convertibles to yield 4.5%, up 30%
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| 11/13/2009 | CV | Market Commentary: James River trades higher; Liberty Global prices deal; BioMarin slips on news; Ford gains
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| 11/12/2009 | CV | Market Commentary: James River quiet in the gray; AMD convertibles jump on settlement news; Avis trades at 96
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| 11/11/2009 | CV | James River Coal to price $125 million six-year convertibles to yield 4.5% to 5%, up 25% to 30%
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| 6/7/2007 | CVHY | James River files $150 million shelf
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