| 2/19/2020 | BKCVHYIGPF | Moody's reviews Legg Mason for upgrade
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| 2/19/2020 | BKCVHYIGPF | S&P: Legg Mason on developing watch
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| 4/15/2019 | BKCVHYIGPF | S&P lifts Legg Mason view to positive
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| 8/3/2016 | BKCVHYIGPF | S&P rates Legg Mason notes BB+
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| 1/27/2016 | BKCVIGPF | S&P lowers Legg Mason view to stable
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| 1/16/2014 | BKCVIGPF | S&P rates Legg Mason notes BBB
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| 5/16/2012 | BKCVIG | Moody's: Legg Mason notes Baa1
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| 12/14/2011 | CV | Moody's lowers Legg Mason view to negative
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| 6/16/2011 | CVLM | Legg Mason plans retirement of 5.6% notes, part of equity units
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| 4/26/2011 | CV | Fitch affirms Legg Mason
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| 5/11/2010 | CVIG | Moody's: Legg Mason unchanged
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| 3/12/2010 | CVIG | Fitch affirms Legg Mason
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| 7/24/2009 | CVIG | Moody's downgrades Legg Mason
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| 7/20/2009 | BWCVSS | Legg Mason looking for additional ways to improve capital structure
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| 7/16/2009 | CVIG | Fitch lowers Legg Mason
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| 7/16/2009 | CV | Market Commentary: CIT preferred gets crushed, mandatory steady; Janus jumps on debut; Human Genome mostly quiet
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| 7/15/2009 | CVDD | Legg Mason begins exchange offer for convertible equity units
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| 5/5/2009 | CVIG | Moody's may still drop Legg Mason
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| 3/5/2009 | CVIG | Fitch puts Legg Mason on watch
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| 2/2/2009 | CVIG | Moody's may lower Legg Mason
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| 12/23/2008 | CVIG | Fitch lowers Legg Mason
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| 12/16/2008 | CV | Market Commentary: Legg Mason, B of A, Prudential rise on rate cut; Transocean, Nabors edge up before OPEC decision
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| 10/7/2008 | CVIG | Moody's lowers Legg Mason
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| 10/7/2008 | CV | Market Commentary: Financials weaken; Ford languishes; Countrywide higher on debt guarantee; AMD adds on asset sale
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| 10/2/2008 | CV | Market Commentary: CIT, Countrywide convertibles edge downward; CapitalSource drops harder, but National City gains
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| 9/4/2008 | CV | Market Commentary: Ciena paper expands despite outlook cut; automakers, Legg Mason down; Tyson Foods to price offering
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| 8/14/2008 | CV | Market Commentary: Countrywide a little stronger; GM up; Transocean down; newly priced Boston Properties, Ferro add
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| 7/3/2008 | CVIG | Fitch affirms Legg Mason
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| 7/1/2008 | CVIG | S&P cuts Legg Mason outlook to negative
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| 7/1/2008 | CVIG | Moody's may cut Legg Mason
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| 6/11/2008 | CV | Market Commentary: Lehman, WaMu lead losses; Carrizo Oil adds early; Sotheby's price talk emerges
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| 5/30/2008 | CV | Market Commentary: AIG gains on Morgan Stanley comments, other financials edge up; Transocean down; Penn Virginia jumps
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| 5/16/2008 | CV | Market Commentary: Trico Marine drops on acquisition news; Financials mixed, Legg Mason firm, but AIG eases
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| 5/13/2008 | CVIG | Moody's rates Legg Mason convertible A2
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| 5/9/2008 | CV | Market Commentary: Cheniere Energy plunges; El Paso gains; Legg Mason slips; Fannie Mae, TTM flat on debut; AIG to price
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| 5/7/2008 | CV | Market Commentary: Legg Mason, Synnex up on debut; Enzon slips on spin-off; Fannie Mae quiet; Transocean, Cheniere gain
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| 5/7/2008 | CV | New Issue: Legg Mason prices $1 billion of 3.2-year mandatory convertibles within talk at 7%, up 20%
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| 5/6/2008 | CV | Market Commentary: Financial convertibles lower on credit concerns; Energy names gain with oil; Synnex to price
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| 5/6/2008 | CVIG | Legg Mason files automatic shelf registration
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| 5/6/2008 | CVIG | S&P: Legg Mason unaffected
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| 5/6/2008 | CVIG | Moody's: Legg Mason prudent
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| 5/6/2008 | CVIG | Fitch affirms Legg Mason
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| 5/6/2008 | CV | Legg Mason $1 billion 3.2-year mandatory convertible equity units talked 6.75%-7.25%, up 17.5%-22.5%
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| 4/1/2008 | CVIG | Fitch affirms Legg Mason
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| 1/29/2008 | CVIG | Moody's: New CEO good for Legg Mason
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| 1/15/2008 | CVIG | Moody's affirms Legg Mason
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| 1/15/2008 | CVIG | Fitch assigns Legg Mason convertibles A
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| 1/15/2008 | CVIG | S&P gives Legg Mason convertibles BBB+
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| 8/29/2006 | CV | New Issue: JPMorgan prices $327,000 10% reverse exchangeables linked to Legg Mason
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| 8/21/2006 | CV | JPMorgan plans issue of 10% reverse exchangeable notes linked to Legg Mason
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| 8/9/2006 | CV | JPMorgan plans issue of 10% reverse exchangeable notes linked to Legg Mason
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| 4/27/2006 | CV | Legg Mason to redeem LYONs on June 6 put date
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| 5/6/2005 | CV | Legg Mason to pay put in cash
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| 5/4/2005 | CV | New Issue: ABN Amro sells $1.73 million 8.5% reverse exchangeables linked to Legg Mason
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| 3/11/2005 | CV | Legg Mason files $1.25 billion shelf
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| 5/8/2003 | CV | Legg Mason to pay upcoming put on LYONs in cash
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| 7/16/2002 | CV | Wachovia analyst screens for CV with stocks at discounted P/E valuations
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| 10/10/2001 | CV | Merrill analysts say zeroes with short puts offer insurance, high yields
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