| 2/18/2025 | SP | New Issue: RBC prices $1.05 million enhanced return notes on stock basket
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| 2/4/2025 | SP | New Issue: BMO sells $3.76 million autocallable market-linked securities with downside on stocks
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| 11/25/2024 | SP | New Issue: Scotia sells $1.98 million autocallable contingent barrier enhanced notes on basket
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| 11/11/2024 | SP | New Issue: RBC prices $3.2 million of notes linked to basket of 10 stocks
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| 8/30/2024 | SP | New Issue: RBC prices $1.34 million notes linked to 10-stock basket
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| 5/10/2024 | SP | New Issue: Morgan Stanley prices $1.9 million autocallable jump securities on three stocks
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| 3/13/2024 | SP | New Issue: JPMorgan prices $1.36 million contingent interest notes linked to PepsiCo, Coca-Cola
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| 12/19/2023 | SP | New Issue: JPMorgan prices $3.02 million 10.3% yield notes linked to Deere, PepsiCo, Walmart
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| 10/26/2023 | SP | New Issue: JPMorgan sells $1.5 million trigger autocallable contingent yield notes on PepsiCo
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| 9/18/2023 | SP | New Issue: Barclays prices $1 million 8.05% fixed coupon barrier notes on PepsiCo, S&P MidCap 400
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| 10/25/2022 | SP | New Issue: JPMorgan prices $315,000 autocallable contingent interest notes on beverage stocks
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| 9/21/2022 | SP | New Issue: Morgan Stanley prices $1 million 8.45% worst-of fixed-coupon RevCons linked to stocks
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| 10/12/2021 | SP | New Issue: Citi sells $1.33 million autocallable contingent coupon equity notes on four stocks
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| 12/30/2020 | SP | New Issue: Citigroup prices $26.11 million equity-linked notes on PepsiCo
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| 12/26/2020 | SP | New Issue: GS Finance sells $500,000 leveraged basket-linked notes on 37 stocks
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| 11/15/2020 | SP | New Issue: Citigroup prices $436,000 autocallable contingent coupon equity notes on stocks
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| 9/25/2020 | SP | New Issue: UBS prices $745,000 trigger phoenix autocallables linked to PepsiCo
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| 9/25/2020 | SP | New Issue: UBS prices $767,500 trigger phoenix autocallables linked to PepsiCo
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| 9/3/2020 | SP | New Issue: Citigroup sells $1.17 million contingent coupon autocalls on four stocks
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| 8/19/2020 | SP | New Issue: Citigroup sells $1 million equity-linked securities on three stocks
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| 8/17/2020 | SP | New Issue: Citigroup sells $4 million equity-linked securities on three stocks
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| 7/21/2020 | SP | New Issue: Barclays sells $758,000 contingent coupon autocallables on three stocks
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| 7/13/2020 | SP | New Issue: JPMorgan prices $280,000 contingent interest autocalls on three stocks
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| 6/24/2020 | SP | New Issue: BofA prices $478,000 contingent income autocallable yield notes on three stocks
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| 6/18/2020 | SP | New Issue: Goldman prices $7.88 million leveraged basket-linked notes on 62 stocks
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| 6/4/2020 | SP | New Issue: UBS prices $2.58 million trigger autocallable contingent yield notes on stocks
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| 6/2/2020 | SP | BofA plans to price contingent income autocallable yield notes on three stocks
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| 5/27/2020 | SP | New Issue: UBS prices $452,500 trigger phoenix autocallables linked to PepsiCo
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| 5/27/2020 | SP | New Issue: UBS prices $1.21 million trigger phoenix autocallables linked to PepsiCo
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| 5/27/2020 | SP | New Issue: UBS sells $668,000 trigger autocallable contingent yield notes on PepsiCo
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| 5/13/2020 | SP | New Issue: UBS sells $828,100 contingent income autocallable notes on PepsiCo
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| 11/7/2019 | SP | New Issue: Morgan Stanley sells $1.19 million contingent income autocalls on stocks
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| 3/14/2019 | SP | New Issue: Citi sells $1.2 million autocallable contingent coupon notes on stocks
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| 1/8/2019 | SP | New Issue: Credit Suisse sells $686,000 trigger autocallable contingent yield notes on PepsiCo
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| 12/5/2018 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
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| 12/5/2018 | SP | Goldman Sachs plans variable coupon CDs due 2025 linked to 10 stocks
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| 12/5/2018 | SP | JPMorgan to price digital contingent coupon CDs linked to 10 stocks
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| 11/21/2018 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
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| 11/21/2018 | SP | Goldman Sachs plans variable coupon CDs due 2025 linked to 10 stocks
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| 10/23/2018 | SP | Goldman Sachs to price variable-coupon CDs due 2025 on 10 stocks
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| 10/23/2018 | SP | Goldman Sachs to price variable-coupon CDs due 2023 on 10 stocks
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| 10/9/2018 | SP | New Issue: Credit Suisse prices $8.83 million digital barrier notes on PepsiCo
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| 9/24/2018 | SP | Credit Suisse plans digital barrier notes due 2019 tied to PepsiCo
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| 9/20/2018 | SP | Goldman Sachs to price variable-coupon CDs due 2025 on 10 stocks
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| 9/20/2018 | SP | Goldman Sachs to price variable-coupon CDs due 2023 on 10 stocks
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| 8/23/2018 | SP | Goldman Sachs to price variable-coupon CDs due 2025 on 10 stocks
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| 8/23/2018 | SP | Goldman Sachs to price variable-coupon CDs due 2023 on 10 stocks
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| 4/2/2018 | SP | New Issue: HSBC prices $3.43 million annual income opportunity notes linked to 10 common stocks
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| 3/23/2017 | SP | TD Bank amends Cusip for Raymond James Quality Yield Equity notes
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| 3/20/2017 | SP | TD Bank plans notes linked to 23 Raymond James Quality Yield stocks
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| 9/27/2016 | SP | New Issue: BMO prices $48.26 million notes linked to Raymond James quality yield stock basket
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| 9/12/2016 | SP | Market Commentary: BMO’s notes linked to Raymond James quality yield stock basket offer access to popular sector
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| 9/9/2016 | SP | BMO plans notes linked to Raymond James quality yield stock basket
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| 6/6/2016 | SP | Bank of America’s $4.36 million leveraged notes tied to eight stocks offer mildly bullish bet
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| 6/3/2016 | SP | New Issue: Bank of America prices $4.36 million Accelerated Return Notes linked to eight stocks
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| 5/20/2016 | SP | Bank of America plans 14-month Accelerated Return Notes tied to stocks
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| 4/26/2016 | SP | New Issue: Bank of Montreal prices $27.5 million notes linked to Raymond James quality yield stock basket
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| 4/13/2016 | SP | Bank of Montreal plans notes on 24 Raymond James-picked stocks
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| 3/9/2016 | SP | New Issue: Credit Suisse prices $3.51 million contingent coupon autocallables linked to stocks
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| 11/6/2015 | SP | New Issue: Citigroup prices $473,000 five-year notes linked to six stocks
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| 10/21/2015 | SP | Citigroup plans 0% market-linked notes with cap tied to seven stocks
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| 7/29/2015 | SP | New Issue: JPMorgan prices $1.47 million contingent interest autocallables linked to three stocks
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| 7/16/2015 | SP | JPMorgan plans contingent interest autocallables tied to three stocks
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| 12/12/2014 | SP | New Issue: Credit Suisse prices $575,000 contingent coupon autocallable yield notes on three stocks
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| 12/8/2014 | SP | Credit Suisse plans contingent coupon autocallables on stock basket
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| 10/9/2014 | SP | New Issue: HSBC prices $2.5 million income plus notes on three stocks with 1% minimum coupon
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| 9/24/2014 | SP | JPMorgan plans five-year contingent coupon notes linked to 15 stocks
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| 9/17/2014 | SP | JPMorgan plans five-year contingent coupon notes linked to 15 stocks
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| 9/11/2014 | SP | JPMorgan plans five-year contingent coupon notes linked to 15 stocks
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| 7/24/2014 | SP | New Issue: RBC prices $2.84 million trigger phoenix autocallables linked to PepsiCo, Starbucks
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| 7/14/2014 | SP | RBC plans three-year trigger phoenix autocallables linked to two stocks
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| 12/4/2013 | SP | New Issue: Credit Suisse prices $450,000 contingent coupon autocallables linked to five stocks
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| 7/30/2013 | SP | New Issue: HSBC prices $1.65 million income plus notes on five stocks with 0.5% coupon floor
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| 7/30/2013 | SP | New Issue: HSBC prices $366,000 income plus notes on five stocks with 1% coupon floor
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| 7/25/2013 | SP | New Issue: RBC sells $4.21 million contingent income autocallables tied to PepsiCo, Starbucks
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| 7/18/2013 | SP | RBC plans contingent income autocallables linked to PepsiCo, Starbucks
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| 6/5/2013 | SP | HSBC plans income plus notes on stock basket with 0.5% minimum coupon
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| 6/5/2013 | SP | HSBC plans income plus notes on stock basket with 1% minimum coupon
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| 6/4/2013 | SP | HSBC plans income plus notes on stock basket with 0.5% minimum coupon
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| 6/4/2013 | SP | HSBC plans income plus notes on stock basket with 1% minimum coupon
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| 4/26/2013 | SP | New Issue: HSBC prices $723,000 income plus notes on five stocks with 1% minimum coupon
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| 4/26/2013 | SP | New Issue: HSBC prices $1.14 million income plus notes on five stocks with 0.5% minimum coupon
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| 4/2/2013 | SP | HSBC plans income notes due 2020 on stocks with 0.5% minimum coupon
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| 4/2/2013 | SP | HSBC plans income plus notes due 2020 on stocks with 1% minimum coupon
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| 2/21/2013 | SP | New Issue: Credit Suisse sells $350,000 callable contingent coupon notes on stocks
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| 2/19/2013 | SP | Correction: Credit Suisse plans contingent coupon notes tied to stocks
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| 2/15/2013 | SP | Barclays plans callable contingent coupon notes linked to four stocks
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| 1/4/2013 | SP | HSBC plans income plus notes on five stocks with 0.5% minimum coupon
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| 1/4/2013 | SP | HSBC plans income plus notes on five stocks with 1% minimum coupon
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| 9/22/2011 | SP | New Issue: UBS prices $380,000 trigger phoenix autocallables linked to PepsiCo
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| 8/9/2011 | SP | New Issue: Goldman Sachs prices $2.45 million equity-linked trigger notes linked to PepsiCo
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| 8/2/2011 | SP | Goldman plans to price equity-linked trigger notes tied to PepsiCo
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| 8/2/2011 | SP | New Issue: Deutsche Bank prices $3.86 million knock-out notes linked to PepsiCo via JPMorgan
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| 7/28/2011 | SP | New Issue: Deutsche prices $3.95 million knock-out notes on PepsiCo via JPMorgan
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| 7/26/2011 | SP | Deutsche Bank plans knock-out notes tied to PepsiCo via JPMorgan
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| 1/29/2009 | SP | New Issue: ABN Amro prices $0.15 million 10.5% reverse convertibles linked to PepsiCo
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| 1/12/2009 | SP | ABN Amro to price 10.5% reverse exchangeables linked to PepsiCo
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| 11/12/2008 | SP | ABN Amro plans 11% Knock-in Reverse Exchangeables linked to PepsiCo
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| 10/30/2008 | SP | New Issue: ABN Amro prices $0.25 million 12.5% reverse convertibles linked to PepsiCo
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| 10/17/2008 | SP | ABN Amro plans 12.5% Knock-in Reverse Exchangeables linked to PepsiCo
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| 2/20/2008 | SP | New Issue: JPMorgan prices $1.15 million 8.9% reverse exchangeables linked to PepsiCo
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| 2/12/2008 | SP | New Issue: Lehman prices $1.23 million return optimization securities linked to PepsiCo
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| 1/29/2008 | SP | Lehman to price return optimization securities linked to PepsiCo via UBS
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