| 1/24/2025 | SP | New Issue: Scotiabank prices $2 million capped enhanced participation notes on stock basket
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| 6/4/2024 | SP | New Issue: Barclays sells $4.95 million autocallable contingent coupon notes on Phillips 66
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| 5/21/2024 | SP | New Issue: UBS prices $300,000 trigger autocallables linked to Phillips
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| 4/19/2024 | SP | New Issue: Barclays sells $2 million autocallable fixed-coupon notes on four stocks
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| 12/12/2023 | SP | New Issue: RBC prices $587,000 notes linked to 35 Raymond James securities selections
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| 7/22/2023 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips 66
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| 6/21/2023 | SP | New Issue: BMO sells $1.01 million autocallable barrier notes with contingent coupons on Phillips 66
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| 6/1/2023 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Phillips
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| 5/11/2023 | SP | New Issue: JPMorgan sells $500,000 return notes linked to basket of 30 stocks
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| 5/1/2023 | SP | New Issue: BMO sells $930,000 callable notes with contingent coupons on Phillips 66
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| 3/12/2023 | SP | New Issue: RBC prices $683,000 contingent coupon barrier autocallables with memory on Phillips 66
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| 2/21/2023 | SP | New Issue: BofA prices $1 million 10.2% contingent income autocallable yield notes on Phillips 66
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| 2/21/2023 | SP | New Issue: Citi prices $4.14 million contingent coupon equity linked autocallables on Phillips 66
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| 2/16/2023 | SP | New Issue: RBC sells $2.36 million 11% airbag autocallable yield notes on Phillips 66
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| 2/9/2023 | SP | New Issue: GS Finance prices $1.5 million leveraged basket-linked notes on 100 stocks
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| 1/10/2023 | SP | New Issue: JPMorgan prices $1.23 million 13% autocallable contingent interest notes on Phillips 66
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| 12/12/2022 | SP | New Issue: GS Finance prices $3.25 million callable contingent coupon equity notes on Phillips 66
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| 11/29/2022 | SP | New Issue: Credit Suisse sells $250,000 autocallable yield notes on stocks
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| 11/29/2022 | SP | New Issue: Credit Suisse sells $250,000 contingent coupon autocallable yield notes with upper threshold on stocks
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| 11/4/2022 | SP | New Issue: BMO sells $833,000 callable notes with contingent coupons on Phillips 66
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| 10/24/2022 | SP | New Issue: GS Finance prices $3.53 million buffered digital equity-linked notes on Phillips 66
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| 7/19/2022 | SP | New Issue: TD Bank sells $1.28 million autocallable contingent interest barrier notes on Phillips 66
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| 7/13/2022 | SP | New Issue: BMO sells $1.21 million callable barrier notes with contingent coupon on Phillips 66
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| 6/27/2022 | SP | New Issue: Credit Suisse sells $3.9 million 13.25% autocallable reverse convertibles on oil stocks
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| 5/20/2022 | SP | New Issue: Morgan Stanley prices $1.53 million contingent income autocallables on Phillips 66
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| 5/18/2022 | SP | New Issue: JPMorgan prices $2.7 million autocallable contingent interest notes on Phillips 66
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| 4/19/2022 | SP | New Issue: HSBC sells $3.43 million 9.35% airbag autocallable yield notes on Phillips 66
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| 3/18/2022 | SP | New Issue: JPMorgan prices $4.34 million autocallable contingent interest notes on Phillips 66
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| 3/9/2022 | SP | New Issue: JPMorgan prices $2 million capped buffered equity notes on basket of 30 stocks
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| 3/9/2022 | SP | New Issue: JPMorgan prices $1.1 million capped buffered equity notes on basket of 30 stocks
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| 2/14/2022 | SP | New Issue: TD sells $2.9 million 9% autocallable fixed-interest barrier notes on gas stocks
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| 2/3/2022 | SP | New Issue: UBS prices $221,000 trigger phoenix autocallables linked to Phillips
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| 1/14/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 12/31/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Phillips
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| 12/16/2021 | SP | New Issue: UBS prices $1.05 million contingent absolute return autocallables linked to Phillips
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| 12/16/2021 | SP | New Issue: UBS prices $1.5 million contingent absolute return autocallables linked to Phillips
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| 12/16/2021 | SP | New Issue: UBS prices $500,000 contingent absolute return autocallables linked to Phillips
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| 11/19/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 10/29/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 10/28/2021 | SP | New Issue: TD sells $2.2 million 8% fixed interest barrier autocalls on four energy stocks
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| 10/15/2021 | SP | New Issue: Barclays sells $750,000 callable contingent coupon notes on stocks
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| 10/6/2021 | SP | New Issue: JPMorgan prices $500,000 callable contingent interest notes on Phillips 66
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| 8/13/2021 | SP | New Issue: UBS prices $499,939 10.66% trigger yield optimization notes linked to Phillips
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| 6/29/2021 | SP | New Issue: TD Bank prices $5.24 million autocallable contingent interest barrier notes on Phillips 66
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| 6/27/2021 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Phillips
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| 5/12/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 4/22/2021 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Phillips
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| 4/19/2021 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Phillips
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| 3/11/2021 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Phillips
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| 3/9/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 3/1/2021 | SP | New Issue: GS Finance sells $1.42 million leveraged buffered basket notes on 24 energy stocks
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| 2/22/2021 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Phillips
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| 1/27/2021 | SP | New Issue: UBS prices $550,000 trigger phoenix autocallables linked to Phillips
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| 1/21/2021 | SP | New Issue: UBS prices $280,000 trigger phoenix autocallables linked to Phillips
|
| 1/8/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 12/24/2020 | SP | New Issue: RBC prices $3.03 million autocallable contingent coupon barrier notes on Phillips 66
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| 12/15/2020 | SP | New Issue: Credit Suisse sells $4.43 million contingent coupon reverse convertibles on Phillips 66
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| 12/14/2020 | SP | New Issue: Citi prices $310,000 autocallable contingent coupon equity notes linked to Phillips 66
|
| 11/25/2020 | SP | New Issue: UBS prices $1.5 million trigger phoenix autocallables linked to Phillips
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| 11/18/2020 | SP | New Issue: UBS prices $280,000 trigger phoenix autocallables linked to Phillips
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| 9/17/2020 | SP | New Issue: UBS prices $230,000 trigger phoenix autocallables linked to Phillips
|
| 7/23/2020 | SP | New Issue: UBS prices $710,000 trigger phoenix autocallables linked to Phillips
|
| 7/7/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Phillips
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| 3/9/2020 | SP | New Issue: BMO prices $724,000 notes due 2021 on basket of 15 stocks
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| 2/21/2020 | SP | New Issue: Credit Suisse sells $614,000 contingent coupon callable yield notes on three stocks
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| 1/16/2020 | SP | New Issue: Scotia sells $6.05 million capped enhanced participation notes on basket of 49 stocks
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| 1/14/2020 | SP | New Issue: UBS prices $559,000 trigger phoenix autocallables linked to Phillips
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| 10/21/2019 | SP | New Issue: CIBC prices $218,000 notes linked to 26 stocks picked by Raymond James
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| 8/27/2019 | SP | New Issue: CIBC prices $285,000 notes linked to 25 stocks picked by Raymond James
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| 8/23/2019 | SP | New Issue: Credit Suisse $800,000 contingent coupon autocallable yield notes on three stocks
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| 8/21/2019 | SP | New Issue: Credit Suisse $470,000 contingent coupon autocallable yield notes on three stocks
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| 7/22/2019 | SP | New Issue: CIBC prices $20,000 notes linked to 25 stocks picked by Raymond James
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| 7/22/2019 | SP | New Issue: CIBC prices $560,000 notes linked to 25 stocks picked by Raymond James
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| 7/9/2019 | SP | CIBC plans to price notes linked to 25 stocks picked by Raymond James
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| 4/23/2019 | SP | New Issue: UBS prices $345,000 trigger phoenix autocallables linked to Phillips
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| 10/10/2018 | SP | BMO to price notes tied to 17 Raymond James Energy Sector top picks
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| 10/10/2018 | SP | BMO plans to price notes on 17 Raymond James Energy Sector top picks
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| 10/8/2018 | SP | New Issue: BMO sells $1.09 million notes on 17 Raymond James Energy Sector top picks
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| 10/8/2018 | SP | New Issue: BMO sells $600,000 notes on 17 Raymond James Energy Sector top picks
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| 8/30/2018 | SP | New Issue: BMO sells $275,000 notes on 17 Raymond James Energy Sector top picks
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| 8/30/2018 | SP | New Issue: BMO sells $341,000 notes on 17 Raymond James Energy Sector top picks
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| 12/18/2017 | SP | Bank of the West plans contingent variable-income CDs on 10 stocks
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| 12/18/2017 | SP | Bank of the West plans income advantage CDs linked to five stocks
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| 9/13/2017 | SP | Bank of the West plans contingent variable-income CDs on 10 stocks
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| 4/19/2017 | SP | Bank of the West to sell contingent variable-income CDs on 10 stocks
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| 2/17/2017 | SP | Credit Suisse plans contingent income autocallables on Phillips, Ford
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| 9/27/2016 | SP | New Issue: BMO prices $48.26 million notes linked to Raymond James quality yield stock basket
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| 9/9/2016 | SP | BMO plans notes linked to Raymond James quality yield stock basket
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| 8/18/2016 | SP | New Issue: Citi prices $1 million contingent coupon autocallables tied to Phillips 66, Ford
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| 8/15/2016 | SP | Citi plans autocallable contingent coupon notes on Phillips 66, Ford
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| 4/11/2016 | SP | New Issue: Barclays prices $500,000 7.5% reverse convertibles linked to Phillips 66
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| 3/28/2016 | SP | New Issue: JPMorgan prices $2.33 million contingent interest callable notes linked to three stocks
|
| 3/8/2016 | SP | JPMorgan plans callable contingent interest notes tied to three stocks
|
| 10/14/2015 | SP | New Issue: Citigroup sells $1 million upturn securities on basket of energy stocks
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| 9/3/2015 | SP | New Issue: HSBC sells $724,800 contingent income autocallables tied to Phillips 66
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| 8/21/2015 | SP | HSBC plans contingent income autocallable notes linked to Phillips 66
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| 4/21/2015 | SP | New Issue: UBS prices $7.29 million contingent income autocallables on Phillips 66
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| 4/10/2015 | SP | UBS to price contingent income autocallables linked to Phillips 66
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| 2/25/2015 | SP | New Issue: Barclays prices $3.96 million callable contingent coupon notes linked to Phillips 66
|
| 2/10/2015 | SP | Barclays plans callable contingent coupon notes linked to Phillips 66
|
| 2/6/2015 | SP | New Issue: JPMorgan prices $1 million contingent interest autocallables linked to three stocks
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| 1/30/2015 | SP | New Issue: Credit Suisse prices $2 million trigger phoenix autocallables linked to Phillips 66
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| 1/26/2015 | SP | New Issue: UBS prices $215,000 trigger phoenix autocallables linked to Phillips
|
| 1/23/2015 | SP | New Issue: UBS prices $101,000 trigger phoenix autocallables linked to Phillips
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| 1/13/2015 | SP | New Issue: UBS prices $3.45 million 7.7% airbag autocallable yield notes linked to Phillips 66
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| 1/6/2015 | SP | UBS plans 6%-7.5% airbag autocallable yield notes linked to Phillips 66
|
| 5/20/2014 | SP | New Issue: UBS prices $2.65 million trigger phoenix autocallable securities on Phillips 66
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| 5/15/2014 | SP | UBS plans trigger phoenix autocallable notes linked to Phillips 66
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| 2/19/2014 | SP | New Issue: JPMorgan prices $8.63 million trigger phoenix autocallables on Phillips 66
|
| 11/13/2013 | SP | New Issue: RBC prices $7.72 million trigger phoenix autocallable securities linked to Phillips 66
|
| 11/6/2013 | SP | RBC to price trigger phoenix autocallables linked to Phillips 66
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| 8/13/2013 | SP | New Issue: Deutsche Bank prices $987,620 trigger autocallable optimization notes tied to Phillips 66
|
| 8/6/2013 | SP | Deutsche plans trigger autocallable optimization notes on Phillips 66
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| 6/26/2013 | SP | New Issue: Deutsche Bank prices $1.68 million trigger phoenix autocallables linked to Phillips 66
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| 6/19/2013 | SP | Deutsche Bank plans trigger phoenix autocallables tied to Phillips 66
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| 6/17/2013 | SP | New Issue: RBC prices $30,000 9.75% reverse convertibles linked to Phillips
|
| 6/5/2013 | SP | RBC to price 9.75% reverse convertibles linked to Phillips
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| 4/26/2013 | SP | New Issue: Barclays prices $1.9 million 8.7% reverse convertibles linked to Phillips
|
| 4/24/2013 | SP | Barclays to price 8.7% single observation callable reverse convertibles linked to Phillips 66
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| 4/16/2013 | SP | New Issue: JPMorgan prices $3.53 million contingent absolute return notes on Phillips 66
|
| 4/10/2013 | SP | JPMorgan plans contingent absolute return autocallables on Phillips 66
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| 4/8/2013 | SP | JPMorgan to price 8.5% reverse convertibles linked to Phillips
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