| 6/21/2024 | SP | New Issue: BofA sells $2.03 million buffered autocallable enhanced return notes on stock basket
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| 5/29/2024 | SP | New Issue: Barclays prices $3.33 million phoenix autocallable notes tied to three bank stocks
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| 5/21/2024 | SP | New Issue: Barclays sells $1.68 million autocallable contingent coupon notes on PNC Financial
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| 4/23/2024 | SP | New Issue: BMO sells $1.11 million autocallable barrier notes with contingent coupon on PNC
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| 4/19/2024 | SP | New Issue: HSBC prices $1.05 million callable contingent income buffer notes on three stocks
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| 4/17/2024 | SP | New Issue: RBC prices $2.17 million autocallable barrier enhanced return notes on basket of stocks
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| 4/16/2024 | SP | New Issue: Barclays prices $1.07 million callable contingent coupon notes tied to bank stocks
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| 4/4/2024 | SP | New Issue: Barclays sells $3.11 million autocallable fixed-coupon notes on bank stocks
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| 3/21/2024 | SP | New Issue: Barclays prices $2.56 million phoenix autocallable notes on Lockheed, PNC
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| 3/14/2024 | SP | New Issue: Barclays prices $3 million 9.5% fixed-coupon autocalls on four banking stocks
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| 2/15/2024 | SP | New Issue: Citigroup prices $4.25 million 12.2% contingent coupon autocallables linked to PNC
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| 2/13/2024 | SP | New Issue: GS prices $511,000 autocallable contingent coupon equity notes on five stocks
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| 2/9/2024 | SP | New Issue: Barclays prices $3.09 million autocallable contingent coupon notes on banking stocks
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| 8/29/2023 | SP | New Issue: Barclays prices $2.85 million 11% fixed-coupon autocalls on four banking stocks
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| 6/30/2023 | SP | New Issue: Barclays sells $2.24 million barriered autocallable fixed-coupon notes on stocks
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| 6/16/2023 | SP | New Issue: GS prices $1.99 million autocallable contingent coupon equity notes on five stocks
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| 6/15/2023 | SP | New Issue: GS Finance prices $511,000 autocallable contingent coupon equity notes on stocks
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| 6/2/2023 | SP | New Issue: Citi prices $5.18 million autocallable buffer securities on basket of financial stocks
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| 5/31/2023 | SP | New Issue: Citigroup prices $4 million autocallable buffer securities linked to BofA, PNC
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| 4/24/2023 | SP | New Issue: RBC prices $1.33 million autocallable memory coupon barrier notes on PNC
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| 4/13/2023 | SP | New Issue: Citigroup prices $1.38 million 17% callable equity linked securities notes on stocks
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| 3/20/2023 | SP | New Issue: JPMorgan sells $1.64 million autocallable contingent interest notes on three bank stocks
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| 3/10/2023 | SP | New Issue: Citigroup prices $1.83 million 15% callable contingent coupon equity linked securities on bank stocks
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| 12/19/2022 | SP | New Issue: JPMorgan prices $1.14 million callable contingent interest notes on three finance stocks
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| 12/13/2022 | SP | New Issue: Credit Suisse sells $985,000 contingent coupon callable yield notes on bank stocks
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| 12/5/2022 | SP | New Issue: JPMorgan prices $500,000 11.15% autocallable contingent interest notes on stocks
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| 7/20/2022 | SP | New Issue: JPMorgan sells $1 million 10% yield notes on three banking stocks
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| 6/13/2022 | SP | New Issue: GS Finance sells $12.91 million basket-linked notes tied to 69 stocks
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| 11/19/2021 | SP | New Issue: Credit Suisse sells $1.86 million contingent coupon callable yield notes on banking stocks
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| 10/2/2021 | SP | New Issue: Morgan Stanley sells $2.14 million contingent income autocalls on bank stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 2/11/2021 | SP | New Issue: Credit Suisse sells $676,000 contingent coupon autocallable reverse converts on stocks
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| 1/23/2021 | SP | New Issue: Credit Suisse sells $1.76 million contingent coupon callable yield notes on three stocks
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| 12/21/2020 | SP | New Issue: UBS prices $1.1 million capped buffer securities on stock basket
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| 10/26/2020 | SP | New Issue: UBS sells $118,000 trigger autocallable contingent yield notes on stocks
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| 7/8/2020 | SP | New Issue: Credit Suisse $110,000 contingent coupon autocallable yield notes on stocks
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| 1/7/2020 | SP | New Issue: Morgan Stanley prices $6.2 million contingent income autocallables on three stocks
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| 12/10/2019 | SP | New Issue: RBC sells $1.01 million contingent coupon barrier autocalls on two stocks
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| 2/28/2019 | SP | New Issue: Citigroup sells $2.63 million contingent coupon autocalls on bank stocks
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| 5/18/2018 | SP | JPMorgan plans 15% contingent interest autocalls tied to two stocks
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| 4/6/2018 | SP | New Issue: Credit Suisse sells $2.63 million contingent coupon callable yield notes on PNC
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| 4/2/2018 | SP | New Issue: UBS prices $1.72 million trigger autocallable contingent yield notes on Citigroup, PNC
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| 3/20/2018 | SP | Credit Suisse to price contingent coupon callable yield notes on PNC
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| 10/23/2017 | SP | RBC to price direct investment notes on October top picks list
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| 10/10/2017 | SP | New Issue: RBC sells $935,000 direct investment notes on September top picks list
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| 7/17/2017 | SP | New Issue: Deutsche Bank prices $2.51 million leveraged notes linked to 10 stocks
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| 7/17/2017 | SP | New Issue: Deutsche Bank prices $1.5 million leveraged notes linked to 10 stocks
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| 7/10/2017 | SP | New Issue: RBC sells $430,000 direct investment notes tied to June top picks list
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| 6/26/2017 | SP | RBC plans direct investment notes linked to June top picks list
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| 4/10/2017 | SP | New Issue: RBC prices $765,000 direct investment notes on March top picks list
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| 3/8/2017 | SP | New Issue: JPMorgan prices $3.45 million contingent coupon callable yield notes linked to PNC
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| 3/6/2017 | SP | RBC to price direct investment notes linked to March top picks list
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| 2/28/2017 | SP | New Issue: RBC prices $1.71 million direct investment notes tied to February Top Picks List
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| 2/23/2017 | SP | RBC plans direct investment notes tied to February Top Picks List
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| 2/13/2017 | SP | JPMorgan plans contingent coupon callable yield notes linked to PNC
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| 1/3/2017 | SP | New Issue: RBC prices $3.06 million direct investment notes tied to basket of 40 stocks
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| 12/6/2016 | SP | New Issue: RBC prices $363,000 direct investment notes linked to top picks list
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| 11/8/2016 | SP | RBC adds Brookfield to stock basket underlying direct investment notes
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| 11/7/2016 | SP | RBC to price direct investment notes tied to November Top Picks List
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| 11/4/2016 | SP | New Issue: RBC prices $470,000 direct investment notes linked to RBC Top Picks List
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| 10/17/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 8/30/2016 | SP | New Issue: RBC prices $802,000 direct investment notes linked to RBC Top Picks List
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| 8/9/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 7/19/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 2/2/2016 | SP | RBC plans bullish barrier enhanced return notes on 10 financial stocks
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| 1/29/2016 | SP | RBC plans bullish barrier enhanced return notes on 10 financial stocks
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| 11/2/2015 | SP | RBC plans direct investment notes linked to RBC top picks 19 stocks
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| 8/19/2015 | SP | New Issue: Deutsche Bank prices $615,000 notes on basket of 10 financial stocks
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| 8/5/2015 | SP | New Issue: Morgan Stanley prices $1.38 million participation notes on 10 stocks
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| 7/29/2015 | SP | Morgan Stanley plans participation notes linked to 10 stocks
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| 6/5/2013 | SP | New Issue: UBS sells $2.9 million contingent income autocallables linked to stocks
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| 5/29/2013 | SP | New Issue: Barclays prices $2.38 million callable contingent coupon notes linked to PNC
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| 5/28/2013 | SP | UBS plans contingent income autocallable notes linked to two stocks
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| 4/30/2013 | SP | Barclays to price callable contingent coupon notes on PNC
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| 3/4/2013 | SP | New Issue: UBS prices $2.81 million contingent income autocallables linked to Fifth Third, PNC
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| 7/25/2012 | SP | New Issue: UBS prices $717,129 6.35% trigger yield optimization notes on PNC
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| 7/19/2012 | SP | UBS plans 5.5%-6.5% trigger yield optimization notes tied to PNC
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| 2/16/2011 | SP | New Issue: RBC prices $475,000 10.3% reverse convertibles linked to PNC Financial
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| 1/24/2011 | SP | RBC plans 9%-13% six-month reverse convertibles linked to PNC shares
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| 6/7/2010 | SP | New Issue: JPMorgan prices $0.5 million 18% reverse convertibles linked to PNC
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 8.5% reverse convertibles linked to PNC Financial
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| 1/29/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to PNC Financial
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| 1/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to PNC Financial
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| 1/5/2010 | SP | Barclays to price 10% reverse convertibles linked to PNC Financial
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| 11/24/2009 | SP | New Issue: Barclays prices $1.5 million 12.1% reverse convertibles linked to PNC Financial
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| 11/5/2009 | SP | Barclays to price 12.1% reverse convertibles linked to PNC Financial
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| 10/17/2008 | SP | ABN Amro plans 16% Knock-in Reverse Exchangeables linked to PNC Financial
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