| 8/7/2024 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables on Powershares QQQ
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| 8/7/2024 | SP | New Issue: UBS prices $2 million trigger phoenix autocallables on Powershares QQQ
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| 7/24/2024 | SP | New Issue: UBS prices $110,400 buffered return optimization securities on Powershares QQQ
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| 3/22/2024 | SP | New Issue: UBS prices $130,000 buffered return optimization securities linked to Powershares QQQ
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| 8/21/2023 | SP | New Issue: UBS prices $120,000 trigger return optimization securities linked to QQQ Trust
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| 8/4/2023 | SP | New Issue: UBS prices $375,000 trigger phoenix autocallable optimization securities on Powershares
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| 3/8/2023 | SP | New Issue: UBS prices $1.02 million trigger return optimization securities linked to QQQ trust
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| 2/22/2023 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to QQQ Trust
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| 2/1/2023 | SP | New Issue: UBS prices $100,000 return optimization securities on Powershares QQQ
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| 1/3/2023 | SP | New Issue: UBS prices $432,000 trigger phoenix autocallable optimization securities on Powershares QQQ
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| 5/29/2022 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 5/19/2022 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to Powershares QQQ
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| 3/17/2022 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 3/10/2022 | SP | New Issue: UBS prices $2 million trigger phoenix autocallables linked to Powershares QQQ
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| 3/1/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Powershares QQQ
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| 3/1/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Powershares QQQ
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| 2/2/2022 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 1/26/2022 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 1/26/2022 | SP | New Issue: UBS prices $499,920 10.42% trigger yield optimization notes linked to Powershares QQQ
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| 1/26/2022 | SP | New Issue: UBS prices $99,984 7.83% trigger yield optimization notes linked to Powershares QQQ
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| 1/26/2022 | SP | New Issue: UBS prices $550,000 trigger phoenix autocallables linked to Powershares QQQ
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| 12/20/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 12/7/2021 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallables linked to Powershares QQQ
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| 12/7/2021 | SP | New Issue: UBS prices $810,000 trigger phoenix autocallables linked to Powershares QQQ
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| 5/19/2021 | SP | New Issue: UBS prices $725,000 trigger phoenix autocallables linked to Powershares QQQ
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| 5/19/2021 | SP | New Issue: UBS prices $750,000 trigger phoenix autocallables linked to Powershares QQQ
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| 5/19/2021 | SP | New Issue: UBS prices $650,000 trigger phoenix autocallables linked to Powershares QQQ
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| 3/9/2021 | SP | New Issue: UBS prices $275,000 trigger phoenix autocallables linked to Powershares QQQ
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| 3/5/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 2/2/2021 | SP | New Issue: UBS prices $600,000 trigger phoenix autocallables linked to Powershares QQQ
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| 10/16/2020 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Powershares QQQ
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| 9/25/2020 | SP | New Issue: UBS prices $630,000 trigger phoenix autocallables linked to Powershares QQQ
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| 9/25/2020 | SP | New Issue: UBS prices $1.1 million trigger phoenix autocallables linked to Powershares QQQ
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| 9/8/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallable optimization securities linked to Powershares
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| 9/4/2020 | SP | New Issue: UBS prices $600,000 trigger phoenix autocallables linked to Powershares QQQ
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| 9/4/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Powershares QQQ
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| 8/25/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Powershares QQQ
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| 8/24/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 8/14/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Powershares QQQ
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| 6/26/2020 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to Powershares QQQ
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| 6/22/2020 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Powershares QQQ
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| 4/8/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallable optimization securities linked to Powershares Qqq
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| 3/20/2020 | SP | New Issue: UBS prices $499,980 10.3% trigger yield optimization notes linked to Powershares QQQ
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| 2/28/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Powershares QQQ
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| 7/3/2019 | SP | New Issue: TD Bank sells $775,000 contingent interest barrier autocallable on three ETFs
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| 6/17/2019 | SP | New Issue: UBS prices $250,000 buffered return optimization securities linked to Powershares QQQ
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| 1/2/2019 | SP | New Issue: Credit Suisse sells $1 million knock-out notes on two funds
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| 7/31/2018 | SP | New Issue: Barclays sells $808,000 dual directional notes tied to S&P, PowerShares QQQ
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| 7/19/2018 | SP | New Issue: Credit Suisse sells $1 million knock-out notes on PowerShares QQQ, iShares EM ETFs
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| 7/2/2018 | SP | New Issue: Credit Suisse sells $1.49 million contingent coupon autocallable yield notes on indexes, ETF
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| 6/8/2018 | SP | New Issue: JPMorgan sells $600,000 contingent interest autocalls on three funds
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| 5/24/2018 | SP | New Issue: JPMorgan prices $2.5 million step-up autocallable contingent buffered notes on index, ETF
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| 5/24/2018 | SP | New Issue: JPMorgan prices $3.5 million step-up autocallable contingent buffered notes on index, ETF
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| 5/24/2018 | SP | New Issue: JPMorgan prices $1 million step-up autocallable contingent buffered notes on index, ETF
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| 5/24/2018 | SP | New Issue: Credit Suisse sells $939,000 absolute return barrier notes tied to QQQ, Russell
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| 5/23/2018 | SP | New Issue: Citi prices $1.42 million dual directional barrier securities on index, ETF
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| 5/21/2018 | SP | Credit Suisse to price absolute return barrier notes on index, ETF
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| 5/14/2018 | SP | New Issue: JPMorgan sells $3.17 million autocallable yield notes on Russell, Stoxx, PowerShares
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| 5/11/2018 | SP | New Issue: Credit Suisse sells $2 million knock-out notes on PowerShares QQQ, EM ETF
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| 5/11/2018 | SP | New Issue: Credit Suisse sells $1 million knock-out notes on PowerShares QQQ, Financial Select
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| 4/25/2018 | SP | New Issue: Barclays sells $2.63 million 10.75% phoenix autocalls tied to three funds
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| 4/25/2018 | SP | New Issue: Barclays prices $1.23 million SuperTrack notes tied to index, fund
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| 4/25/2018 | SP | New Issue: JPMorgan sells $1.37 million dual directional contingent buffered notes on index, fund
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| 4/24/2018 | SP | New Issue: BMO sells $1.48 million contingent 8.5% barrier autocalls on PowerShares
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| 4/17/2018 | SP | Barclays to price phoenix autocallables due 2020 tied to three ETFs
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| 4/12/2018 | SP | New Issue: Credit Suisse sells $580,000 contingent coupon autocallable yield notes on Russell, PowerShares QQQ
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| 4/12/2018 | SP | New Issue: GS Finance sells $1.38 million underlier-linked notes on S&P, PowerShares QQQ
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| 4/9/2018 | SP | New Issue: Barclays prices $1 million SuperTrack notes tied to Dow, PowerShares QQQ
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| 4/4/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Powershares QQQ
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| 3/22/2018 | SP | New Issue: JPMorgan sells $3.43 million autocallable yield notes on indexes, PowerShares QQQ
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| 3/15/2018 | SP | New Issue: Credit Suisse sells $1.07 million absolute return barrier notes tied to fund, Russell
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| 3/8/2018 | SP | New Issue: JPMorgan sells $3.05 million 6% yield autocalls linked to indexes, fund
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| 3/2/2018 | SP | New Issue: JPMorgan prices $500,000 6% yield autocalls tied to two indexes, fund
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| 2/21/2018 | SP | New Issue: Credit Suisse prices $2.42 million contingent coupon autocallable yield notes on indexes, ETF
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| 2/16/2018 | SP | New Issue: Credit Suisse sells $3.78 million capped knock-out notes on PowerShares QQQ
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| 2/8/2018 | SP | JPMorgan intends to sell autocallable yield notes tied to index, fund
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| 2/8/2018 | SP | Credit Suisse to price capped knock-out notes on PowerShares QQQ
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| 2/6/2018 | SP | New Issue: JPMorgan sells $1.05 million autocallable yield notes on indexes, PowerShares QQQ
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| 1/31/2018 | SP | New Issue: Wells Fargo prices $735,000 market-linked notes on Russell 2000, PowerShares QQQ
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| 1/29/2018 | SP | New Issue: Credit Suisse sells $668,000 accelerated barrier notes on index, ETF
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| 1/29/2018 | SP | New Issue: Citigroup sells $1.03 million barrier securities linked to index, ETF
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| 1/23/2018 | SP | Wells Fargo plans market-linked notes on Russell 2000, PowerShares QQQ
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| 1/23/2018 | SP | New Issue: Goldman prices $589,000 autocallable underlier notes on S&P, Stoxx, PowerShares
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| 1/22/2018 | SP | Credit Suisse to price accelerated barrier notes linked to index, ETF
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| 1/10/2018 | SP | JPMorgan plans 6% yield autocalls due 2019 tied to fund, two indexes
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| 12/28/2017 | SP | New Issue: JPMorgan sells $437,000 autocallable yield notes on indexes, PowerShares QQQ
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| 12/27/2017 | SP | New Issue: JPMorgan sells $3.06 million autocallable yield notes on indexes, PowerShares QQQ
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| 12/14/2017 | SP | New Issue: Credit Suisse sells $628,000 accelerated barrier notes on index, ETF
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| 12/6/2017 | SP | Credit Suisse to price accelerated barrier notes linked to index, ETF
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| 12/1/2017 | SP | New Issue: JPMorgan prices $132,000 6% yield autocallables tied to indexes, fund
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| 11/28/2017 | SP | New Issue: JPMorgan sells $2.82 million autocallable yield notes on indexes, PowerShares QQQ
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| 10/23/2017 | SP | New Issue: JPMorgan prices $1.03 million callable yield notes on Russell, Stoxx, PowerShares QQQ
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| 9/26/2017 | SP | New Issue: HSBC sells $1.02 million two-year buffered AMPS on PowerShares QQQ
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| 9/25/2017 | SP | New Issue: JPMorgan prices $1.9 million contingent interest autocallables linked to ETF, indexes
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| 9/22/2017 | SP | New Issue: JPMorgan prices $2 million contingent interest autocallables linked to index, funds
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| 9/20/2017 | SP | GS Finance to price contingent coupon autocallables on indexes, ETF
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| 9/15/2017 | SP | New Issue: GS Finance sells $500,000 contingent coupon autocallables tied to ETFs
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| 8/24/2017 | SP | New Issue: JPMorgan prices $3.49 million 6% yield autocallables on indexes, fund
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| 8/23/2017 | SP | New Issue: JPMorgan sells $1 million contingent interest autocallables tied to index, funds
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| 8/14/2017 | SP | JPMorgan to price autocallable yield notes on ETF, two indexes
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| 8/9/2017 | SP | New Issue: JPMorgan prices $500,000 of callable contingent interest notes on indexes, ETF
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| 8/8/2017 | SP | New Issue: JPMorgan sells $832,000 contingent interest autocallables tied to indexes, fund
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| 8/4/2017 | SP | JPMorgan to sell callable contingent interest notes on indexes, fund
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| 7/19/2017 | SP | New Issue: JPMorgan sells $650,000 contingent interest autocallables tied to index, two funds
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| 7/19/2017 | SP | New Issue: JPMorgan prices $618,000 callable contingent interest notes on Russell, PowerShares
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| 7/14/2017 | SP | New Issue: Credit Suisse sells $5.22 million contingent coupon autocallable yield notes on ETFs
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| 7/5/2017 | SP | Credit Suisse eyes contingent coupon autocallable notes on ETF, index
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| 6/30/2017 | SP | JPMorgan intends to price autocallable yield notes linked to indexes
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| 6/26/2017 | SP | JPMorgan plans contingent interest autocallables tied to ETFs, Russell
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| 4/11/2017 | SP | New Issue: JPMorgan sells $1.08 million autocallable contingent interest notes on index, ETFs
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| 1/9/2017 | SP | New Issue: JPMorgan sells $770,000 contingent interest autocallables on indexes
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| 12/19/2016 | SP | HSBC plans callable notes with contingent return tied to S&P, Russell
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| 9/2/2016 | SP | New Issue: RBC prices $1.71 million contingent coupon barrier autocallables linked to ETFs
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| 8/29/2016 | SP | RBC plans contingent coupon barrier autocallables tied to three funds
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| 8/16/2016 | SP | New Issue: RBC prices $1.37 million callable contingent coupon barrier notes linked to indexes, ETF
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| 8/15/2016 | SP | New Issue: RBC prices $900,000 contingent coupon barrier autocallables linked to indexes, ETF
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| 8/3/2016 | SP | RBC plans callable contingent coupon barrier note tied to indexes, fund
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| 5/18/2016 | SP | Market Commentary: Barclays’ $2.4 million notes linked to Russell 2000, QQQ eyed for downside leverage below one
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| 5/17/2016 | SP | New Issue: Barclays prices $2.4 million dual directional notes linked to Russell 2000, PowerShares QQQ
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| 5/11/2016 | SP | New Issue: RBC prices $900,000 trigger phoenix autocallables tied to fund, indexes
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| 5/9/2016 | SP | Barclays plans dual directional notes on Russell, PowerShares QQQ
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| 4/19/2016 | SP | New Issue: Barclays prices $1.94 million trigger autocallables linked to PowerShares QQQ
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| 4/13/2016 | SP | Barclays plans to price trigger autocallable contingent yield notes linked to PowerShares QQQ
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| 12/6/2013 | SP | Union Bank plans quarterly capped return CDs on PowerShares Trust
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| 11/6/2013 | SP | Union Bank plans market-linked CDs linked to PowerShares QQQ Trust
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| 10/4/2013 | SP | Union Bank plans market-linked CDs linked to PowerShares QQQ Trust
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| 9/4/2013 | SP | Union Bank plans quarterly capped return CDs on PowerShares QQQ
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| 7/31/2013 | SP | Union Bank plans quarterly capped return CDs on PowerShares QQQ
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| 3/6/2013 | SP | Union Bank plans quarterly capped return CDs linked to PowerShares QQQ
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| 2/5/2013 | SP | Union Bank plans quarterly capped return CDs tied to PowerShares QQQ
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| 9/11/2012 | SP | New Issue: UBS prices $381,100 trigger phoenix autocallables on PowerShares QQQ
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| 9/4/2012 | SP | UBS plans trigger phoenix autocallables linked to PowerShares QQQ
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| 8/31/2012 | SP | RBC redeems $391,000 trigger phoenix notes linked to PowerShares QQQ
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| 7/30/2012 | SP | Bank of Montreal to price contingent risk absolute return notes linked to PowerShares QQQ
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| 7/23/2012 | SP | Barclays plans two-year buffered Super Track notes on PowerShares QQQ
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| 7/23/2012 | SP | Market Commentary: Barclays' buffered leveraged notes tied to PowerShares QQQ target mildly bullish tech investors
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| 7/23/2012 | SP | Bank of Montreal plans contingent risk absolute return notes linked to PowerShares QQQ Trust
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| 2/29/2012 | SP | New issue: RBC prices $2.7 million bullish buffered enhanced return notes on ETFs
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| 12/23/2011 | SP | New Issue: Bank of Montreal prices $1 million 6.3% reverse exchangeables tied to PowerShares QQQ
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| 9/28/2011 | SP | New Issue: Bank of Montreal prices $250,000 12% reverse exchangeables tied to PowerShares QQQ
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| 8/31/2011 | SP | New Issue: RBC prices $391,000 trigger phoenix autocallables on PowerShares QQQ
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| 8/24/2011 | SP | RBC plans trigger phoenix autocallable notes linked to PowerShares QQQ
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