| 3/27/2025 | SP | New Issue: GS Finance prices $1.05 million autocallable buffered notes linked to Quanta
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| 3/20/2025 | SP | New Issue: GS Finance sells $5.72 million leveraged equity-linked notes on Monolithic, Amazon, Quanta
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| 2/4/2025 | SP | New Issue: GS Finance prices $1.5 million leveraged notes linked to basket of 42 stocks
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| 1/30/2025 | SP | New Issue: GS Finance prices $3.75 million autocallable buffered basket-linked notes
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| 1/16/2025 | SP | New Issue: GS Finance prices $2.08 million autocallable buffered notes linked to stock basket
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| 12/13/2024 | SP | New Issue: GS Finance prices $1.5 million autocallable buffered notes linked to stock basket
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| 10/17/2024 | SP | New Issue: GS Finance prices $10.31 million autocallable buffered basket-linked notes
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| 10/11/2024 | SP | New Issue: GS Finance prices $15.34 million autocallable buffered basket-linked notes
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| 10/1/2024 | SP | New Issue: RBC sells $9.34 capped buffered return enhanced notes on stock basket
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| 9/4/2024 | SP | New Issue: GS Finance sells $13.61 million leveraged buffered basket-linked notes
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| 7/30/2024 | SP | New Issue: RBC sells $11.61 million capped buffered return enhanced notes on basket
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| 7/23/2024 | SP | New Issue: JPMorgan prices $203,000 autocallable contingent interest notes linked to Quanta
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| 7/19/2024 | SP | New Issue: UBS prices $3.75 million capped buffer gears linked to stock basket
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| 6/27/2024 | SP | New Issue: RBC prices $4.03 million capped buffer gears linked to stock basket
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| 6/24/2024 | SP | New Issue: JPMorgan sells $1.43 million autocallable buffered return enhanced notes on basket
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| 6/18/2024 | SP | New Issue: UBS prices $10.19 million capped buffer gears linked to stock basket
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| 6/18/2024 | SP | Scotia ups cap for $6.79 million enhanced participation notes due 2025
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| 6/10/2024 | SP | New Issue: Scotiabank prices $6.79 million capped enhanced participation notes on 30-stock basket
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| 6/7/2024 | SP | New Issue: JPMorgan prices $4.25 million autocallable buffered return enhanced notes on stock basket
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| 6/5/2024 | SP | New Issue: RBC sells $17.37 million capped buffered return enhanced notes on basket
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| 5/31/2024 | SP | New Issue: BofA prices $2.59 million accelerated return notes linked to 20-stock basket
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| 5/17/2024 | SP | New Issue: UBS prices $3.24 million capped buffer Gears linked to basket of 20 stocks
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| 5/2/2024 | SP | New Issue: GS Finance prices $11.7 million leveraged buffered basket-linked notes
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| 4/3/2024 | SP | New Issue: RBC sells $9.38 million capped buffered return enhanced notes on basket
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| 4/1/2024 | SP | New Issue: BofA prices $4.65 million accelerated return notes linked to 20-stock basket
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| 2/23/2024 | SP | New Issue: Citi prices $1.19 million autocallable contingent buffered notes on stock basket
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| 6/13/2022 | SP | New Issue: GS Finance sells $750,000 buffered basket-linked notes on 45 stocks
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| 6/13/2022 | SP | New Issue: GS Finance prices $750,000 buffered basket-linked notes on 45 stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 8/7/2021 | SP | New Issue: JPMorgan sells $500,000 return notes linked to basket of 30 stocks
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 26 stocks
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 71 stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $800,000 leveraged buffered notes on basket of 71 stocks
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| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
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| 2/18/2021 | SP | New Issue: GS Finance sells $9.88 million leveraged basket-linked notes on 70 stocks
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| 12/26/2020 | SP | New Issue: Citigroup sells $1 million autocallable securities on equal stock basket
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| 12/5/2020 | SP | New Issue: Citigroup sells $1 million barrier securities on equal stock basket
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| 10/31/2020 | SP | New Issue: Goldman prices $735,000 leveraged buffered basket-linked notes on 27 stocks
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| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
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| 9/15/2020 | SP | New Issue: GS Finance sells $6.83 million leveraged basket-linked notes on 60 stocks
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| 2/24/2020 | SP | New Issue: CIBC prices $750,000 capped leveraged notes on basket of 50 stocks
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| 6/23/2017 | SP | GS Finance plans leveraged buffered notes on infrastructure stocks
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| 4/26/2017 | SP | New Issue: GS Finance sells $600,000 leveraged notes on basket of 35 infrastructure stocks
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| 4/10/2017 | SP | New Issue: GS Finance sells $2.81 million capped trigger gears on stock basket
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| 3/29/2017 | SP | New Issue: Scotiabank prices $8.95 million capped buffered enhanced notes on basket of infrastructure stocks
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| 3/27/2017 | SP | Scotiabank eyes capped buffered enhanced participation note on stocks
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| 3/22/2017 | SP | GS Finance plans to price capped trigger gears linked to 35 stocks
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| 12/29/2016 | SP | New Issue: Citigroup prices $4.15 million securities linked to basket of 30 stocks
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| 12/13/2016 | SP | Citigroup to price four-year securities linked to basket of 30 stocks
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| 12/31/2008 | SP | New Issue: RBC prices $150,000 13.45% reverse convertibles linked to Quanta Services
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| 12/12/2008 | SP | RBC plans 13.85% reverse convertibles linked to Quanta Services
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| 6/27/2008 | SP | New Issue: RBC prices $.055 million 11% reverse convertibles linked to Quanta Services
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| 6/11/2008 | SP | RBC plans 11% reverse convertibles linked to Quanta Services
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| 12/10/2007 | SP | RBC plans 13.45% reverse convertibles linked to Quanta
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