| 2/18/2025 | SP | New Issue: GS Finance prices $8.43 million leveraged buffered basket-linked notes on stock basket
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| 12/29/2024 | SP | New Issue: Barclays prices $1.51 million callable contingent coupon notes on four stocks
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| 11/7/2023 | SP | New Issue: GS Finance prices $7.64 million leveraged buffered notes on basket of 45 stocks
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| 10/23/2023 | SP | New Issue: JPMorgan prices $1.68 million return notes linked to basket of 20 stocks
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| 10/18/2023 | SP | New Issue: Citigroup prices $750,000 16.25% contingent coupon autocalls on Regions Financial
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| 10/4/2023 | SP | New Issue: Morgan Stanley prices $435,000 10.87% contingent income autocallables tied to Regions
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| 7/3/2023 | SP | New Issue: UBS prices $400,000 trigger callable contingent yield notes linked to Regions
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| 6/15/2023 | SP | New Issue: Barclays prices $1 million autocallable contingent coupon notes on two stocks
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| 6/15/2023 | SP | New Issue: HSBC sells $1.44 million contingent income barrier autocalls with memory on two stocks
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| 6/2/2023 | SP | New Issue: BMO sells $280,000 autocallable barrier notes with contingent coupon on Regions
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| 5/11/2023 | SP | New Issue: JPMorgan sells $500,000 return notes linked to basket of 30 stocks
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| 12/13/2022 | SP | New Issue: Credit Suisse sells $985,000 contingent coupon callable yield notes on bank stocks
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| 9/9/2022 | SP | New Issue: UBS prices $545,000 trigger phoenix autocallables linked to Regions Financial
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| 9/1/2022 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Regions Financial
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| 6/13/2022 | SP | New Issue: GS Finance sells $12.91 million basket-linked notes tied to 69 stocks
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| 5/26/2022 | SP | New Issue: Morgan Stanley prices $276,000 autocallable jump securities on four stocks
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| 4/29/2022 | SP | New Issue: GS Finance sells $9.11 million basket-linked notes tied to 49 stocks
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| 4/29/2022 | SP | New Issue: Morgan Stanley prices $636,000 jump autocallables tied to four stocks
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| 3/23/2022 | SP | New Issue: UBS prices $230,000 return optimization securities linked to Regions Financial
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| 3/9/2022 | SP | New Issue: JPMorgan prices $2 million capped buffered equity notes on basket of 30 stocks
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| 3/9/2022 | SP | New Issue: JPMorgan prices $1.1 million capped buffered equity notes on basket of 30 stocks
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| 2/24/2022 | SP | New Issue: UBS prices $211,000 return optimization securities linked to Regions Financial
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| 2/7/2022 | SP | New Issue: JPMorgan sells $2 million autocallable contingent interest notes on bank stocks
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| 1/25/2022 | SP | New Issue: GS Finance sells $2.65 million contingent income autocalls on Regions Financial
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| 11/19/2021 | SP | New Issue: Credit Suisse sells $1.86 million contingent coupon callable yield notes on banking stocks
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| 10/17/2021 | SP | New Issue: JPMorgan prices $257,000 contingent interest autocalls on three stocks
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| 10/6/2021 | SP | New Issue: JPMorgan prices $7.82 million contingent income autocallables on Regions Financial
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| 9/29/2021 | SP | New Issue: Credit Suisse sells $3.5 million contingent coupon callable yield notes on four stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 7/16/2021 | SP | New Issue: UBS sells $1.6 million capped trigger gears on basket of five stocks
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| 7/8/2021 | SP | New Issue: Citi prices $2.32 million autocallable contingent coupon equity notes on financial stocks
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| 7/1/2021 | SP | New Issue: JPMorgan sells $1.25 million 8% yield notes on three stocks
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| 6/24/2021 | SP | New Issue: UBS prices $212,000 return optimization securities linked to Regions
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| 4/29/2021 | SP | New Issue: UBS prices $260,000 return optimization securities linked to Regions
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| 4/25/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 71 stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $800,000 leveraged buffered notes on basket of 71 stocks
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| 4/13/2021 | SP | New Issue: UBS prices $225,000 return optimization securities tied to Regions
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| 2/22/2021 | SP | New Issue: UBS sells $10.94 million capped trigger gears on basket of 27 stocks
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| 2/18/2021 | SP | New Issue: GS Finance sells $9.88 million leveraged basket-linked notes on 70 stocks
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| 12/26/2020 | SP | New Issue: UBS prices $4.53 million capped buffer Gears linked to stock basket
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| 12/19/2020 | SP | New Issue: Credit Suisse sells $605,000 contingent coupon callable yield notes on stocks
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| 12/2/2020 | SP | New Issue: UBS sells $12.89 million capped trigger gears tied to basket of 27 stocks
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| 9/3/2020 | SP | New Issue: UBS prices $365,000 contingent absolute return autocallable optimization securities linked to Regions Financial
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| 8/21/2020 | SP | New Issue: Barclays prices $1.1 million buffered SuperTrack notes on stock basket
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| 10/30/2019 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallable optimization securities linked to Regions Financial
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| 7/18/2019 | SP | New Issue: Morgan Stanley prices $1.35 million contingent income autocallables tied to three stocks
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| 7/5/2019 | SP | Morgan Stanley plans contingent income autocallables on three stocks
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| 7/2/2019 | SP | Morgan Stanley plans contingent income autocallables linked to stocks
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| 5/8/2019 | SP | New Issue: JPMorgan prices $1.39 million contingent interest autocallables linked to stocks
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| 4/30/2019 | SP | JPMorgan to price contingent interest autocallables on three stocks
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| 1/25/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Regions Financial
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| 1/10/2019 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallable optimization securities linked to Regions Financial
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| 10/17/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Regions
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| 4/30/2018 | SP | New Issue: BMO sells $1.09 million interest rate sensitivity notes on 15 stocks
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| 4/30/2018 | SP | New Issue: BMO sells $60,000 interest rate sensitivity notes linked to 15 stocks
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| 4/19/2018 | SP | Bank of Montreal to price interest rate sensitivity notes on 15 stocks
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| 4/19/2018 | SP | Bank of Montreal plans interest rate sensitivity notes on 15 stocks
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| 3/19/2018 | SP | New Issue: Barclays prices $1.4 million of 8.2% phoenix autocalls tied to Regions
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| 8/18/2017 | SP | New Issue: Deutsche Bank sells $1.55 million phoenix autocallables tied to Regions
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| 8/9/2017 | SP | Deutsche Bank aims to sell phoenix autocallables on Regions Financial
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| 5/11/2017 | SP | New Issue: Deutsche Bank sells $1.75 million phoenix autocallables on Regions
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| 2/8/2017 | SP | New Issue: Credit Suisse prices $2 million autocallable reverse convertibles linked to Regions Financial
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| 1/3/2017 | SP | New Issue: RBC prices $3.06 million direct investment notes tied to basket of 40 stocks
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| 8/4/2016 | SP | New Issue: JPMorgan prices $20.15 million contingent income notes on four financial stocks
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| 7/27/2016 | SP | JPMorgan plans callable contingent coupon notes on four bank stocks
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| 8/19/2015 | SP | New Issue: Deutsche Bank prices $615,000 notes on basket of 10 financial stocks
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| 8/5/2015 | SP | New Issue: Morgan Stanley prices $1.38 million participation notes on 10 stocks
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| 7/29/2015 | SP | Morgan Stanley plans participation notes linked to 10 stocks
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| 4/15/2015 | SP | New Issue: Goldman Sachs prices $244,000 trigger phoenix autocallables linked to Regions
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| 4/8/2015 | SP | Goldman Sachs plans trigger phoenix autocallables linked to Regions
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| 6/28/2013 | SP | New Issue: Bank of America prices $20.97 million 0% Accelerated Return Notes on three stocks
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| 6/18/2013 | SP | Bank of America to price Accelerated Return Notes linked to financials
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| 7/9/2012 | SP | Barclays to price 13% reverse convertibles linked to Regions Financial
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| 5/10/2012 | SP | New Issue: Bank of Montreal prices $1,480,000 reverse exchangeable notes linked to Regions Financial
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| 2/3/2012 | SP | New Issue: JPMorgan prices $770,000 19% reverse convertibles linked to Regions Financial
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| 2/28/2011 | SP | New Issue: JPMorgan prices $695,000 11.5% reverse convertibles linked to Regions Financial
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| 5/11/2010 | SP | Barclays to price 12% reverse convertibles linked to Regions Financial
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| 4/29/2010 | SP | New Issue: Barclays prices $1 million 10.25% reverse convertibles linked to Regions Financial
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| 4/12/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Regions Financial
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| 3/31/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Regions Financial
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| 3/9/2010 | SP | Barclays to price 10% reverse convertibles linked to Regions Financial
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| 2/25/2010 | SP | New Issue: Barclays prices $2 million 12% reverse convertibles linked to Regions Financial
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| 2/8/2010 | SP | Barclays to price 12% reverse convertibles linked to Regions Financial
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 11.25% reverse convertibles linked to Regions Financial
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| 1/8/2010 | SP | Barclays to price 11.25% reverse convertibles linked to Regions Financial
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| 8/21/2009 | SP | New Issue: RBC prices $0.5 million 34% reverse convertibles linked to Regions Financial
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| 6/12/2008 | SP | New Issue: Citigroup prices $11.66 million 5% ELKS linked to Regions Financial
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| 6/9/2008 | SP | HSBC to price 10.5% knock-in reverse convertibles linked to Regions Financial
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| 5/8/2008 | SP | New Issue: Citigroup prices $12.25 million 5% ELKS linked to Regions Financial
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| 1/30/2008 | SP | New Issue: RBC prices $35,000 17.5% reverse convertibles linked to Regions Financial
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| 1/9/2008 | SP | RBC plans 17.5% reverse convertibles linked to Regions Financial
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