| 8/22/2024 | SP | New Issue: Barclays prices $290,000 phoenix autocallable notes on RingCentral
|
| 5/2/2024 | SP | New Issue: Barclays sells $694,000 autocallable fixed-coupon notes on four stocks
|
| 12/10/2023 | SP | New Issue: JPMorgan prices $500,000 25.6% autocallable contingent interest notes on RingCentral
|
| 7/12/2023 | SP | New Issue: HSBC prices $500,000 phoenix quarterly review notes with memory on RingCentral
|
| 5/10/2022 | SP | New Issue: JPMorgan prices $1 million autocallable contingent interest notes linked to RingCentral
|
| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
|
| 1/21/2022 | SP | New Issue: JPMorgan sells $2.75 million autocallable contingent interest notes on RingCentral
|
| 12/9/2021 | SP | New Issue: HSBC sells $1.5 million contingent income barrier autocalls with memory on two stocks
|
| 12/6/2021 | SP | New Issue: UBS prices $18.67 million contingent income autocallable securities on RingCentral
|
| 11/30/2021 | SP | New Issue: GS prices $1.94 million autocallable contingent coupon equity notes on three stocks
|
| 11/12/2021 | SP | New Issue: JPMorgan sells $2.07 million autocallable contingent interest notes on RingCentral
|
| 10/29/2021 | SP | New Issue: GS Finance prices $2.16 million autocallable contingent coupon notes on RingCentral
|
| 10/19/2021 | SP | New Issue: JPMorgan sells $2.92 million autocallable contingent interest notes on RingCentral
|
| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
|
| 3/12/2021 | SP | New Issue: JPMorgan sells $2.02 million autocallable contingent interest notes on RingCentral
|
| 12/20/2020 | SP | New Issue: JPMorgan sells $1.25 million capped buffered return enhanced notes on stock basket
|
| 12/10/2020 | SP | New Issue: BofA prices $2.5 million capped buffered enhanced return notes tied to basket
|
| 11/22/2020 | SP | New Issue: Citigroup sells $4 million buffer securities linked to equal basket of stocks
|
| 11/21/2020 | SP | New Issue: JPMorgan sells $4 million capped buffered return enhanced notes on tech stock basket
|
| 9/23/2020 | SP | New Issue: RBC prices $655,000 notes on basket of 25 Raymond James stock picks
|
| 8/26/2020 | SP | New Issue: RBC prices $495,000 notes linked to Raymond James securities selections
|
| 8/25/2020 | SP | New Issue: RBC prices $4.44 million notes linked to Raymond James securities selections
|
| 8/21/2020 | SP | New Issue: JPMorgan sells $2.62 million contingent interest autocalls on RingCentral
|
| 8/17/2020 | SP | JPMorgan plans contingent interest autocalls linked to RingCentral
|
| 7/13/2020 | SP | New Issue: Goldman prices $1 million leveraged basket-linked notes on 46 stocks
|
| 5/11/2020 | SP | New Issue: Goldman prices $3.31 million leveraged basket-linked notes on 46 stocks
|
| 11/13/2019 | SP | New Issue: CIBC prices $3 million capped leveraged notes linked to basket of tech stocks
|
| 11/7/2019 | SP | New Issue: TD sells $2 million capped leveraged notes on stock basket
|
| 11/4/2019 | SP | CIBC to price capped leveraged notes linked to basket of tech stocks
|
| 9/20/2019 | SP | New Issue: TD Bank prices $6 million capped leveraged notes linked to 11 stocks
|
| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
|
| 5/29/2019 | SP | New Issue: CIBC sells $485,000 notes on 25 Raymond James Technology top picks
|
| 5/29/2019 | SP | New Issue: CIBC sells $1.24 million notes on 25 Raymond James Technology top picks
|
| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
|
| 2/25/2019 | SP | New Issue: BMO sells $595,000 bullish enhanced return barrier notes on Raymond James top picks
|
| 2/25/2019 | SP | New Issue: BMO sells $398,000 bullish enhanced return barrier notes on Raymond James top picks
|
| 2/20/2019 | SP | New Issue: Morgan Stanley prices $1 million contingent income autocalls on three stocks
|
| 2/13/2019 | SP | Morgan Stanley plans contingent income autocallables on three stocks
|
| 1/23/2019 | SP | New Issue: BMO prices $19.72 million notes on Raymond James Best Picks for 2019
|
| 1/23/2019 | SP | New Issue: BMO prices $42.29 million notes on Raymond James Best Picks for 2019
|
| 12/27/2018 | SP | New Issue: BMO prices $39.76 million notes on Raymond James Best Picks for 2019
|
| 12/27/2018 | SP | New Issue: BMO prices $18.96 million notes on Raymond James Best Picks for 2019
|
| 8/30/2018 | SP | New Issue: CIBC sells $2.23 million notes on 16 Raymond James Technology top picks
|
| 8/30/2018 | SP | New Issue: CIBC sells $396,000 notes on 16 Raymond James Technology top picks
|
| 7/23/2018 | SP | New Issue: Credit Suisse sells $900,000 autocallable reverse convertibles on three stocks
|
| 7/16/2018 | SP | Credit Suisse plans autocallable reverse convertibles on three stocks
|
| 3/16/2018 | SP | New Issue: Credit Suisse sells $699,000 autocallable reverse convertibles on three stocks
|
| 9/25/2017 | SP | CIBC corrects Cusips for Raymond James Technology Top Selections notes
|
| 8/28/2017 | SP | New Issue: CIBC sells $455,000 Raymond James Technology Top Selections notes on 19 stocks
|
| 8/28/2017 | SP | New Issue: CIBC sells $2.84 million Raymond James Technology Top Selections notes on 19 stocks
|
| 8/14/2017 | SP | CIBC to price notes on 19 Raymond James top pick technology stocks
|
| 8/14/2017 | SP | CIBC plans Raymond James Technology Top Selections notes on 19 stocks
|
