| 12/30/2024 | SP | New Issue: JPMorgan prices $693,000 bearish autocallable contingent interest notes linked to stocks
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| 8/6/2024 | SP | New Issue: Morgan Stanley prices $5.3 million 17.6% fixed-income buffered securities on stocks
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| 6/24/2024 | SP | New Issue: Barclays prices $4.3 million 17.6% fixed coupon buffered notes on three stocks
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| 5/29/2024 | SP | New Issue: Barclays prices $4.13 million 16.75% fixed coupon buffered notes on three stocks
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| 4/2/2024 | SP | New Issue: TD prices $500,000 autocallable contingent coupon barrier notes with memory on Roku
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| 3/17/2024 | SP | New Issue: Citigroup prices $1.94 million 22% autocallable contingent coupon notes on Roku
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| 2/12/2024 | SP | New Issue: RBC prices $6.28 million 17% buffered notes linked to AMD, Roku, Tesla
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| 10/24/2023 | SP | New Issue: TD prices $500,000 autocallable contingent coupon barrier notes with memory on Roku
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| 9/11/2023 | SP | New Issue: Barclays sells $8.98 million autocallable contingent coupon barrier notes on three stocks
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| 8/3/2023 | SP | New Issue: Morgan Stanley prices $1 million 44% phoenix autocallables on Roku
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| 4/17/2023 | SP | New Issue: JPMorgan sells $1 million autocallable contingent interest notes on Roku
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| 3/27/2023 | SP | New Issue: JPMorgan sells $1 million autocallable contingent interest notes on Roku
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| 3/8/2023 | SP | New Issue: Morgan Stanley prices $1.16 million phoenix autocallable securities linked to Roku
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| 1/30/2023 | SP | New Issue: Morgan Stanley prices $1.16 million phoenix autocallable securities linked to Roku
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| 1/23/2023 | SP | New Issue: HSBC prices $1.13 million phoenix quarterly review notes with memory on Roku
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| 10/26/2022 | SP | New Issue: HSBC sells $291,000 autocallable barrier notes with step-up premium on four stocks
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| 10/26/2022 | SP | New Issue: Barclays sells $500,000 phoenix autocallable notes on Roku
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| 10/24/2022 | SP | New Issue: Barclays sells $900,000 autocallable contingent coupon notes on three stocks
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| 9/27/2022 | SP | New Issue: Barclays prices $1.25 million callable contingent coupon notes on four stocks
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| 9/20/2022 | SP | New Issue: Barclays sells $525,000 phoenix autocallable notes on three stocks
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| 9/9/2022 | SP | New Issue: Barclays prices $3.2 million 17.6% buffered fixed-rate notes on Nvidia, Amazon, Roku
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| 8/21/2022 | SP | New Issue: HSBC prices $1.35 million autocallable contingent income barrier notes on three stocks
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| 8/18/2022 | SP | New Issue: Barclays sells $500,000 phoenix autocallable notes on four stocks
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| 8/10/2022 | SP | New Issue: HSBC prices $285,000 autocallable yield notes on stocks
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| 7/25/2022 | SP | New Issue: GS prices $1.33 million autocallable contingent coupon equity notes on four stocks
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| 7/13/2022 | SP | New Issue: GS Finance prices $500,000 callable contingent coupon equity notes on Roku
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| 7/8/2022 | SP | New Issue: BMO sells $500,000 callable barrier notes with contingent coupon on Roku
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| 7/8/2022 | SP | New Issue: Citi prices $1 million autocallable contingent coupon equity notes on three stocks
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| 6/22/2022 | SP | New Issue: JPMorgan prices $500,000 16% autocallable contingent interest notes linked to Roku
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| 6/8/2022 | SP | New Issue: GS prices $1.1 million autocallable contingent coupon equity notes on four stocks
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| 6/8/2022 | SP | New Issue: Citigroup sells $1.2 million callable contingent coupon equity notes on stock basket
|
| 6/8/2022 | SP | New Issue: UBS prices $500,000 step-down trigger autocallable notes on three stocks
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| 6/1/2022 | SP | New Issue: Citi prices $504,000 autocallable contingent coupon equity notes on Roku
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| 5/30/2022 | SP | New Issue: Credit Suisse sells $678,000 contingent coupon autocallable yield notes on three stocks
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| 5/18/2022 | SP | New Issue: JPMorgan prices $658,000 autocallable contingent interest notes on three stocks
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| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
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| 4/6/2022 | SP | New Issue: Barclays sells $1.84 million phoenix autocallable notes on three stocks
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| 3/25/2022 | SP | New Issue: Barclays sells $585,000 phoenix autocallable notes on three stocks
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| 3/24/2022 | SP | New Issue: UBS sells $1.22 million trigger autocallable contingent yield notes with memory on stocks
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| 3/16/2022 | SP | New Issue: HSBC sells $1.66 million autocallable contingent income barrier notes on three stocks
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| 3/15/2022 | SP | New Issue: Barclays sells $1.81 million phoenix autocallable notes on three stocks
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| 3/3/2022 | SP | New Issue: HSBC prices $1.89 million autocallable contingent income barrier notes on three stocks
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| 2/14/2022 | SP | New Issue: HSBC sells $797,000 contingent income barrier autocalls on Tesla, Roku, Zillow
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| 1/28/2022 | SP | New Issue: JPMorgan prices $250,000 contingent interest autocalls on three stocks
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| 1/12/2022 | SP | New Issue: GS Finance prices $1.23 million callable contingent coupon equity notes on Roku
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| 1/12/2022 | SP | New Issue: GS Finance prices $1.5 million callable contingent coupon equity notes on Roku
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| 1/3/2022 | SP | New Issue: JPMorgan sells $4.58 million trigger autocallable contingent yield notes on Roku
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| 12/24/2021 | SP | New Issue: UBS prices $1 million trigger autocallable contingent yield notes on Roku
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| 12/16/2021 | SP | New Issue: Citi prices $4.74 million autocallable contingent coupon equity notes on Roku
|
| 12/11/2021 | SP | New Issue: Morgan Stanley sells $364,000 9% fixed-coupon autocallables tied to Roku
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| 11/24/2021 | SP | New Issue: Credit Suisse sells $2.32 million contingent coupon callable yield notes on three stocks
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| 11/23/2021 | SP | New Issue: UBS prices $4.79 million trigger autocallable contingent yield notes on four stocks
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| 11/22/2021 | SP | New Issue: Morgan Stanley prices $1.86 million callable contingent income securities on Roku
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| 11/5/2021 | SP | New Issue: UBS prices $2.17 million trigger autocallable contingent yield notes on four stocks
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| 11/4/2021 | SP | New Issue: JPMorgan prices $2.37 million contingent interest autocalls on three stocks
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| 11/2/2021 | SP | New Issue: JPMorgan prices $9.01 million contingent interest autocalls on three stocks
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| 10/25/2021 | SP | New Issue: UBS prices $1.35 million trigger autocallable contingent yield notes on stocks
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| 10/22/2021 | SP | New Issue: GS prices $2.2 million autocallable contingent coupon equity notes on stocks
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| 10/22/2021 | SP | New Issue: JPMorgan prices $3.24 million contingent interest autocalls on Square, Roku, Apple
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| 10/19/2021 | SP | New Issue: UBS prices $55,000 trigger autocallable contingent yield notes on three stocks
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| 10/8/2021 | SP | New Issue: Barclays sells $1.16 million phoenix autocallable notes on Apple, Roku, Boeing
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| 10/8/2021 | SP | New Issue: JPMorgan sells $1.05 million contingent interest autocalls on Roku
|
| 10/5/2021 | SP | New Issue: Citi prices $777,000 18.25% autocallable equity-linked securities on four stocks
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| 10/5/2021 | SP | New Issue: Credit Suisse sells $1 million contingent coupon autocallable reverse converts on stocks
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| 10/4/2021 | SP | New Issue: Citi sells $2.83 million autocallable contingent coupon equity notes on Roku, Dell
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| 9/30/2021 | SP | New Issue: Credit Suisse sells $2.13 million contingent coupon autocallable yield notes on stocks
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| 9/29/2021 | SPSW | Structured products issuance $1.09 billion for week, helped by strong showing by BofA
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| 9/29/2021 | SP | New Issue: HSBC sells $610,000 autocallable contingent income barrier notes on two stocks
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| 9/28/2021 | SP | New Issue: UBS prices $3.41 million trigger autocallable contingent yield notes on four stocks
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| 9/27/2021 | SP | New Issue: Barclays sells $4.21 million phoenix autocallable notes on four stocks
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| 9/20/2021 | SP | New Issue: Barclays sells $3.93 million phoenix autocallable notes on Roku
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| 9/17/2021 | SP | New Issue: Citigroup prices $4.33 million 12% single observation ELKS on Roku
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| 9/16/2021 | SP | New Issue: Citi sells $250,000 autocallable contingent coupon equity notes on Roku, Disney
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| 9/14/2021 | SP | New Issue: UBS prices $4.42 million trigger autocallable contingent yield notes on four stocks
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| 9/14/2021 | SP | New Issue: HSBC sells $2.89 million contingent income barrier autocalls on Zoom, Roku, Moderna
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| 9/13/2021 | SP | New Issue: Barclays prices $3 million callable contingent coupon notes on Apple, Roku, Tesla, Netflix
|
| 9/8/2021 | SP | New Issue: UBS prices $2.98 million trigger autocallable contingent yield notes on three stocks
|
| 9/1/2021 | SP | New Issue: UBS prices $8.26 million trigger autocallable contingent yield notes on three stocks
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| 8/27/2021 | SP | New Issue: JPMorgan sells $4 million trigger autocallable contingent yield notes on Roku
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 8/26/2021 | SP | New Issue: BofA prices $13.2 million contingent income autocallable yield notes on stock basket
|
| 8/18/2021 | SP | New Issue: TD Bank sells $3.59 million autocallable contingent interest barrier notes on four stocks
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| 8/17/2021 | SP | New Issue: HSBC prices $2 million autocallable contingent income barrier notes on three stocks
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| 8/6/2021 | SP | New Issue: HSBC sells $2 million autocallable contingent income barrier notes on two stocks
|
| 8/5/2021 | SP | New Issue: CIBC sells $1.13 million contingent coupon barrier autocalls on Roku
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| 7/29/2021 | SP | New Issue: Citi prices $9.44 million autocallable contingent coupon equity notes on Roku, Apple
|
| 7/28/2021 | SP | New Issue: CIBC sells $4.79 million contingent coupon autocallable barrier notes on Amazon, Roku
|
| 7/16/2021 | SP | New Issue: UBS sells $1.6 million capped trigger gears on basket of five stocks
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| 7/16/2021 | SP | New Issue: UBS prices $500,000 trigger autocallable contingent yield notes on Roku
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| 7/3/2021 | SP | New Issue: Citi prices $3.64 million contingent coupon autocallables on Roku
|
| 6/28/2021 | SP | New Issue: Barclays prices $10 million phoenix autocallables linked to basket of four stocks
|
| 6/13/2021 | SP | New Issue: GS prices $2.62 million autocallable contingent coupon equity notes on three stocks
|
| 5/12/2021 | SP | New Issue: GS Finance prices $551,000 autocallable equity-linked notes on four stocks
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| 5/10/2021 | SP | New Issue: Citigroup sells $4.55 million autocallable contingent coupon notes on Roku
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| 5/1/2021 | SP | New Issue: GS prices $766,000 autocallable contingent coupon equity notes on three stocks
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| 4/9/2021 | SP | New Issue: Credit Suisse sells $590,000 20.37% autocallable reverse convertibles on four stocks
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| 4/9/2021 | SP | New Issue: Citi sells $1.89 million autocallable contingent coupon equity notes on Roku, Disney
|
| 4/5/2021 | SP | New Issue: HSBC sells $531,000 autocallable barrier notes with step-up premium on stocks
|
| 4/2/2021 | SP | New Issue: Barclays sells $1.68 million phoenix autocallable notes on three stocks
|
| 3/8/2021 | SP | New Issue: GS Finance prices $1.24 million autocallable equity-linked notes on four stocks
|
| 2/15/2021 | SP | New Issue: Citigroup sells $600,000 equity-linked securities on three stocks
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| 2/15/2021 | SP | New Issue: Citigroup sells $600,000 equity-linked securities on three stocks
|
| 2/7/2021 | SP | New Issue: Credit Suisse sells $826,000 autocallable securities on four stocks
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| 1/31/2021 | SP | New Issue: Credit Suisse sells $3.05 million contingent coupon autocallable yield notes on Roku
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| 1/24/2021 | SP | New Issue: Morgan Stanley sells $1.1 million contingent income autocalls on Roku
|
| 1/5/2021 | SP | New Issue: Citigroup sells $1 million equity-linked securities on Roku, Apple, Lowe’s
|
| 1/5/2021 | SP | New Issue: Barclays sells $911,000 phoenix autocallable notes on four stocks
|
| 12/26/2020 | SP | New Issue: GS Finance sells $526,000 autocallable notes linked to four stocks
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| 12/17/2020 | SP | New Issue: Citi sells $948,000 autocallable equity notes on Roku, Stamps.com, Tesla
|
| 10/31/2020 | SP | New Issue: Citigroup sells $1 million equity-linked securities on three stocks
|
| 10/12/2020 | SP | New Issue: Citi prices $309,000 autocallable contingent coupon equity notes on three stocks
|
| 9/18/2020 | SP | New Issue: Citigroup sells $1 million equity-linked securities on Boeing, Roku
|
| 9/4/2020 | SP | New Issue: Citigroup prices $1 million enhanced barrier digital notes linked to Roku, Pinterest
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| 8/19/2020 | SP | New Issue: Credit Suisse $519,000 contingent coupon autocallable yield notes on stocks
|
| 7/31/2020 | SP | New Issue: Morgan Stanley prices $11 million 15.3% worst-of fixed coupon RevCons on two stocks
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| 7/13/2020 | SP | New Issue: Goldman prices $1 million leveraged basket-linked notes on 46 stocks
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| 6/23/2020 | SP | New Issue: GS Finance prices $2.48 million contingent coupon autocallables linked to three stocks
|
| 6/16/2020 | SP | New Issue: Credit Suisse sells $609,000 contingent coupon autocallable yield notes on two stocks
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| 6/15/2020 | SP | New Issue: Credit Suisse sells $800,000 contingent coupon autocallable reverse convertibles on Roku
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| 5/11/2020 | SP | New Issue: Goldman prices $3.31 million leveraged basket-linked notes on 46 stocks
|
| 5/1/2020 | SP | New Issue: Citigroup prices $561,000 contingent coupon autocallables on Baidu, Roku
|
| 3/12/2020 | SP | New Issue: Credit Suisse sells $1.14 million contingent coupon autocallable yield notes on two stocks
|
| 2/21/2020 | SP | New Issue: CIBC prices $3.23 million contingent coupon autocallable notes on stocks
|
| 2/9/2020 | SP | New Issue: Morgan Stanley sells $1 million contingent income autocalls on three stocks
|
| 2/3/2020 | SP | New Issue: CIBC prices $2.38 million contingent coupon autocallable notes on stocks
|
| 1/31/2020 | SP | New Issue: Morgan Stanley sells $1 million contingent income autocalls on stocks
|
| 1/24/2020 | SP | Morgan Stanley eyes contingent income autocallables on three stocks
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| 1/17/2020 | SP | Morgan Stanley eyes contingent income autocallables on three stocks
|
| 1/9/2020 | SP | New Issue: Credit Suisse sells $2.08 million ARES linked to basket of 10 stocks
|
| 1/9/2020 | SP | New Issue: Credit Suisse sells $1.16 million ARES linked to basket of 10 stocks
|
| 1/2/2020 | SP | New Issue: Credit Suisse sells $1.04 million autocallable reverse convertibles on three stocks
|
| 1/2/2020 | SP | New Issue: Morgan Stanley prices $1.2 million of contingent income autocallables on Roku
|
| 12/16/2019 | SP | New Issue: Barclays sells $2.38 million phoenix autocallable notes on Roku
|
| 12/16/2019 | SP | Morgan Stanley plans contingent income autocallables linked to Roku
|
| 12/13/2019 | SP | New Issue: JPMorgan prices $720,000 contingent interest autocallables linked to Roku
|
| 12/12/2019 | SP | New Issue: Credit Suisse sells $691,000 contingent coupon autocallable yield notes on Roku, Twilio
|
| 12/6/2019 | SP | JPMorgan plans contingent interest autocallables linked to Roku
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| 12/4/2019 | SP | New Issue: Credit Suisse sells $1.79 million 20% autocallable reverse convertibles on four stocks
|
| 11/27/2019 | SP | New Issue: Credit Suisse sells $982,000 contingent coupon autocallable yield notes on Roku, Twilio
|
| 11/18/2019 | SP | New Issue: Credit Suisse prices $7.41 million contingent income autocallables on Roku
|
| 11/15/2019 | SP | New Issue: Credit Suisse sells $500,000 contingent coupon autocallable reverse converts on five stocks
|
| 11/5/2019 | SP | New Issue: Credit Suisse sells $1.08 million autocallable reverse convertibles on Roku, Trade Desk
|
| 10/8/2019 | SP | New Issue: UBS sells $2.19 million contingent income autocalls tied to Roku
|
| 9/23/2019 | SP | New Issue: Credit Suisse prices $673,000 contingent coupon autocallables linked to three stocks
|
| 9/16/2019 | SP | Credit Suisse plans contingent coupon autocallable yield notes on stocks
|
| 9/4/2019 | SP | New Issue: BofA price $3.29 million contingent income autocallables linked to Roku
|
| 8/20/2019 | SP | New Issue: Credit Suisse prices $500,000 autocallable yield notes tied to Roku
|
| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
|
| 5/9/2019 | SP | Citigroup plans contingent coupon autocallables tied to three stocks
|
| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
|
| 4/1/2019 | SP | New Issue: Credit Suisse sells $1.44 million autocallable reverse convertibles on stocks
|
| 3/26/2019 | SP | Credit Suisse plans 30% reverse convertibles linked to Overstock, Roku
|
