| 3/21/2025 | SP | New Issue: UBS prices $4.28 million of capped buffer gears linked to basket of 33 tech stocks
|
| 2/26/2025 | SP | New Issue: RBC prices $10.2 million capped buffer gears linked to 33 stock basket
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| 1/23/2025 | SP | New Issue: TD Bank prices $655,000 contingent interest autocallables linked to ServiceNow
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| 1/22/2025 | SP | New Issue: RBC prices $7 million capped buffer gears linked to basket of stocks
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| 1/3/2025 | SP | New Issue: RBC prices $3.09 million of capped buffer gears linked to basket of 33 tech stocks
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| 1/2/2025 | SP | New Issue: GS Finance prices $5 million autocallable contingent coupon barrier notes on basket
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| 12/13/2024 | SP | New Issue: UBS prices $20.37 million of capped buffer gears linked to basket of 33 tech stocks
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| 12/12/2024 | SP | New Issue: GS Finance prices $1.63 million autocallable notes linked to ServiceNow
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| 12/11/2024 | SP | New Issue: UBS sells $2.23 million trigger autocallable notes on three stocks
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| 10/8/2024 | SP | New Issue: GS Finance prices $3.83 million PLUS notes linked to stock basket
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| 10/2/2024 | SP | New Issue: UBS prices $200,000 trigger autocallables linked to ServiceNow
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| 10/1/2024 | SP | New Issue: RBC sells $9.34 capped buffered return enhanced notes on stock basket
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $139,000 autocallable barrier notes linked to 10 stocks
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $70,000 market linked notes linked to 10 stocks
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| 9/13/2024 | SP | New Issue: Bank of Montreal prices $62,000 buffer enhanced return notes linked to 10 stocks
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| 9/4/2024 | SP | New Issue: GS Finance sells $13.61 million leveraged buffered basket-linked notes
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| 7/30/2024 | SP | New Issue: RBC sells $11.61 million capped buffered return enhanced notes on basket
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| 7/12/2024 | SP | New Issue: UBS prices $595,000 trigger phoenix autocallables linked to ServiceNow
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| 6/25/2024 | SP | New Issue: BMO prices $94,000 buffer enhanced return notes linked to stock basket
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| 6/25/2024 | SP | New Issue: BMO prices $431,000 autocallable barrier notes with contingent coupons on stock basket
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| 6/25/2024 | SP | New Issue: BMO prices $320,000 market-linked notes on stock basket
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| 6/5/2024 | SP | New Issue: RBC sells $17.37 million capped buffered return enhanced notes on basket
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| 6/5/2024 | SP | New Issue: GS Finance prices $1 million autocallable basket-linked notes on 10-stock basket
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| 5/28/2024 | SP | New Issue: Barclays sells $1.62 million autocallable contingent coupon notes on ServiceNow
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| 5/20/2024 | SP | New Issue: UBS sells $2.24 million trigger autocallable contingent yield notes with memory on stocks
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| 5/7/2024 | SP | New Issue: BMO prices $1.17 million market-linked notes linked to a basket of 10 stocks
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| 5/6/2024 | SP | New Issue: UBS prices $4.81 million capped buffer Gears linked to basket of 20 stocks
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| 5/2/2024 | SP | New Issue: BMO prices $850,000 autocallable barrier notes with contingent coupons on stock basket
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| 5/2/2024 | SP | New Issue: GS Finance prices $11.7 million leveraged buffered basket-linked notes
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| 5/1/2024 | SP | New Issue: RBC sells $34.79 million capped trigger gears on basket of 15 stocks
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| 4/21/2024 | SP | New Issue: JPMorgan prices $580,000 autocallable contingent interest notes on two stocks
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| 4/19/2024 | SP | New Issue: Barclays prices $70,000 autocallable contingent interest notes on ServiceNow
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| 4/7/2024 | SP | New Issue: BMO prices $713,000 autocallable barrier notes with contingent coupons on stock basket
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| 4/3/2024 | SP | New Issue: RBC sells $9.38 million capped buffered return enhanced notes on basket
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| 4/3/2024 | SP | New Issue: UBS prices $26.64 million capped buffer gears linked to stock basket
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| 3/14/2024 | SP | New Issue: Bank of Montreal prices $50,000 buffer enhanced return notes linked to 10 stocks
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| 3/14/2024 | SP | New Issue: BMO prices $1,000 autocallable barrier notes with contingent coupons on stock basket
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| 3/14/2024 | SP | New Issue: BMO prices $200,000 buffer enhanced return notes linked to stock basket
|
| 3/14/2024 | SP | New Issue: BMO prices $7,000 market-linked notes on stock basket
|
| 3/12/2024 | SP | New Issue: BMO prices $1,000 buffer enhanced return notes linked to stock basket
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| 3/5/2024 | SP | New Issue: GS Finance prices $13.3 million leveraged buffered basket-linked notes on stock basket
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| 2/23/2024 | SP | New Issue: Citi prices $1.19 million autocallable contingent buffered notes on stock basket
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| 2/15/2024 | SP | New Issue: GS Finance prices $875,000 basket-linked notes on stock basket
|
| 2/13/2024 | SP | New Issue: TD Bank prices $210,000 autocallable contingent interest barrier notes on ServiceNow
|
| 1/30/2024 | SP | New Issue: GS Finance prices $18.29 million leveraged buffered basket-linked notes on stock basket
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| 12/18/2023 | SP | New Issue: JPMorgan prices $630,000 callable contingent interest notes linked to ServiceNow
|
| 11/29/2023 | SP | New Issue: GS Finance prices $15.45 million leveraged buffered basket-linked notes on stock basket
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| 11/10/2023 | SP | New Issue: GS Finance prices $1.45 million callable contingent coupon equity notes on Ford
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| 11/1/2023 | SP | New Issue: GS Finance prices $18.82 million leveraged buffered basket-linked notes on stock basket
|
| 10/31/2023 | SP | New Issue: UBS prices $435,000 trigger phoenix autocallables linked to ServiceNow
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| 10/3/2023 | SP | New Issue: GS Finance prices $19.97 million leveraged buffered basket-linked notes
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| 9/19/2023 | SP | New Issue: Barclays prices $5.7 million phoenix autocallable notes on Meta, ServiceNow, Palantir
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| 9/15/2023 | SP | New Issue: GS Finance sells $1.4 million 0% callable contingent coupon equity notes on ServiceNow
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| 9/14/2023 | SP | New Issue: UBS prices $215,000 trigger phoenix autocallables linked to ServiceNow
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| 9/14/2023 | SP | New Issue: GS Finance prices $12.89 million leveraged buffered basket-linked notes
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| 8/21/2023 | SP | New Issue: GS Finance prices $500,000 autocallable contingent coupon equity notes on ServiceNow
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| 8/17/2023 | SP | New Issue: GS Finance prices $1.05 million autocallable contingent coupon equity notes on ServiceNow
|
| 8/7/2023 | SP | New Issue: BMO prices $10,000 market-linked notes tied to stock basket
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| 5/26/2023 | SP | New Issue: UBS prices $160,000 trigger phoenix autocallables linked to ServiceNow
|
| 5/11/2023 | SP | New Issue: GS Finance prices $1.53 million callable contingent coupon equity notes on ServiceNow
|
| 5/9/2023 | SP | New Issue: UBS prices $650,000 trigger callable contingent yield notes on ServiceNow
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| 4/17/2023 | SP | New Issue: JPMorgan sells $696,000 9% autocallable yield notes tied to DexCom, ServiceNow, Uber
|
| 4/12/2023 | SP | New Issue: Citi sells $2.2 million callable contingent coupon equity linked securities on ServiceNow
|
| 3/31/2023 | SP | New Issue: JPMorgan sells $3.32 million autocallable accelerated barrier notes tied to stock basket
|
| 3/17/2023 | SP | New Issue: Morgan Stanley sells $1 million autocallable contingent coupon equity notes on ServiceNow
|
| 2/22/2023 | SP | New Issue: UBS prices $270,000 trigger phoenix autocallables linked to ServiceNow
|
| 2/2/2023 | SP | New Issue: UBS prices $2 million trigger callable contingent yield notes on ServiceNow
|
| 12/9/2022 | SP | New Issue: UBS prices $2.24 million trigger callable contingent yield notes linked to ServiceNow
|
| 12/1/2022 | SP | New Issue: Citi sells $1 million autocallable contingent barrier notes on basket of nine stocks
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| 9/24/2022 | SP | New Issue: JPMorgan sells $5.7 million autocallable contingent interest barrier notes on basket
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| 5/19/2022 | SP | New Issue: Citi prices $1.04 million autocallable contingent coupon equity notes on three stocks
|
| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
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| 4/22/2022 | SP | New Issue: GS Finance sells $8 million basket-linked notes tied to 45 stocks
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| 2/18/2022 | SP | New Issue: HSBC sells $3.34 million autocallable contingent income barrier notes on ServiceNow
|
| 2/17/2022 | SP | New Issue: Citigroup sells $750,000 8.25% equity-linked securities on three stocks
|
| 2/7/2022 | SP | New Issue: JPMorgan sells $434,000 autocallable contingent interest notes on ServiceNow
|
| 2/7/2022 | SP | New Issue: JPMorgan sells $1.66 million autocallable contingent interest notes on ServiceNow
|
| 9/19/2021 | SP | New Issue: JPMorgan prices $981,000 contingent interest autocalls on three stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
|
| 7/16/2021 | SP | New Issue: HSBC prices $878,000 dual directional barrier notes tied to four stocks
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| 7/11/2021 | SP | New Issue: UBS prices $329,000 trigger phoenix autocallables linked to ServiceNow
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| 7/2/2021 | SP | New Issue: UBS prices $2 million trigger phoenix autocallables linked to ServiceNow
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| 6/26/2021 | SP | New Issue: RBC sells $1 million phoenix autocallable notes linked to ServiceNow
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| 6/8/2021 | SP | New Issue: JPMorgan prices $1.25 million contingent interest autocalls on three stocks
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| 5/15/2021 | SP | New Issue: BofA sells $899,000 contingent income autocalls on three stocks
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| 4/30/2021 | SP | New Issue: Citi sells $2.77 million autocallable contingent coupon equity notes on Teladoc Health, ServiceNow
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| 4/11/2021 | SP | New Issue: HSBC sells $550,000 autocallable contingent income barrier notes on ServiceNow
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| 3/14/2021 | SP | New Issue: TD Bank prices $2.86 million autocallable contingent interest buffered notes on stocks
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| 3/12/2021 | SP | New Issue: BofA sells $220,000 contingent income autocallable yield notes on stocks
|
| 1/11/2021 | SP | New Issue: UBS prices $1.2 million trigger autocallables linked to ServiceNow
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| 1/5/2021 | SP | New Issue: BofA prices $712,000 contingent income autocallable yield notes on three stocks
|
| 12/28/2020 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to ServiceNow
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| 12/23/2020 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to ServiceNow
|
| 12/20/2020 | SP | New Issue: JPMorgan sells $1.25 million capped buffered return enhanced notes on stock basket
|
| 12/19/2020 | SP | New Issue: Citi sells $1.64 million autocallable equity notes on 3M, ServiceNow and Take-Two
|
| 12/15/2020 | SP | New Issue: UBS prices $175,000 trigger phoenix autocallables linked to ServiceNow
|
| 11/22/2020 | SP | New Issue: Citigroup sells $4 million buffer securities linked to equal basket of stocks
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| 10/14/2020 | SP | New Issue: UBS prices $1 million trigger autocallables linked to ServiceNow
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| 8/20/2020 | SP | New Issue: RBC prices $695,000 contingent coupon barrier autocalls on ServiceNow
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| 7/31/2020 | SP | New Issue: UBS prices $390,000 trigger phoenix autocallables linked to ServiceNow
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| 6/29/2020 | SP | New Issue: UBS prices $485,000 trigger phoenix autocallables linked to ServiceNow
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| 6/16/2020 | SP | New Issue: UBS prices $275,000 trigger phoenix autocallables linked to ServiceNow
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| 6/2/2020 | SP | New Issue: HSBC prices $4.45 million 13.5% STEP Income Securities tied to ServiceNow
|
| 2/21/2020 | SP | New Issue: RBC sells $726,000 contingent coupon barrier autocalls on two stocks
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| 2/12/2020 | SP | RBC to price contingent coupon barrier autocalls on two stocks
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| 1/3/2020 | SP | New Issue: RBC sells $996,000 callable contingent coupon barrier notes on ServiceNow
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| 11/26/2019 | SP | New Issue: BofA Finance sells $5 million enhanced return notes on stock basket
|
| 11/20/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
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| 11/18/2019 | SP | New Issue: Credit Suisse prices $150,000 buffered contingent coupon autocallable yield notes on ServiceNow
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| 11/14/2019 | SP | New Issue: Barclays prices $1.36 million contingent interest autocalls on Uber
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| 11/13/2019 | SP | New Issue: CIBC prices $3 million capped leveraged notes linked to basket of tech stocks
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| 11/7/2019 | SP | New Issue: TD sells $2 million capped leveraged notes on stock basket
|
| 11/6/2019 | SP | New Issue: Credit Suisse sells $1.05 million buffered contingent coupon autocalls on ServiceNow
|
| 11/6/2019 | SP | Credit Suisse plans buffered contingent coupon autocallable yield notes on ServiceNow
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| 11/4/2019 | SP | CIBC to price capped leveraged notes linked to basket of tech stocks
|
| 10/18/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 10/4/2019 | SP | New Issue: JPMorgan prices $6 million capped return enhanced notes on stock basket
|
| 9/20/2019 | SP | New Issue: TD Bank prices $6 million capped leveraged notes linked to 11 stocks
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| 8/27/2019 | SP | New Issue: CIBC prices $390,000 notes linked to 30 stocks picked by Raymond James
|
| 7/5/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 6/26/2019 | SP | New Issue: UBS sells $425,000 trigger phoenix autocallables linked to ServiceNow
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| 6/26/2019 | SP | New Issue: UBS prices $165,000 trigger autocallables linked to ServiceNow
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| 6/21/2019 | SP | New Issue: UBS prices $405,000 trigger autocallables linked to ServiceNow
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| 6/14/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
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| 5/29/2019 | SP | New Issue: CIBC sells $485,000 notes on 25 Raymond James Technology top picks
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| 5/29/2019 | SP | New Issue: CIBC sells $1.24 million notes on 25 Raymond James Technology top picks
|
| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
|
| 3/18/2019 | SP | New Issue: UBS prices $665,000 trigger autocallables linked to ServiceNow
|
| 9/26/2018 | SP | New Issue: UBS prices $295,000 trigger phoenix autocallables linked to ServiceNow
|
| 9/25/2018 | SP | New Issue: UBS prices $225,000 trigger phoenix autocallables linked to ServiceNow
|
| 9/14/2018 | SP | New Issue: UBS prices $640,000 trigger phoenix autocallables linked to ServiceNow
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| 8/24/2018 | SP | New Issue: UBS prices $325,000 trigger phoenix autocallables linked to ServiceNow
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| 6/11/2018 | SP | New Issue: UBS prices $870,000 trigger phoenix autocallables linked to ServiceNow
|
| 6/5/2018 | SP | New Issue: JPMorgan prices $505,000 14.1% contingent interest autocalls tied to three stocks
|
| 6/4/2018 | SP | New Issue: Barclays sells $967,000 15.75% phoenix autocalls tied to three stocks
|
| 6/1/2018 | SP | New Issue: Barclays sells $967,000 15.75% phoenix autocalls tied to three stocks
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| 5/23/2018 | SP | Barclays to price phoenix autocallables linked to three stocks
|
| 3/26/2018 | SP | New Issue: Credit Suisse prices $625,000 autocallable reverse convertibles on four stocks
|
| 2/23/2018 | SP | New Issue: BMO sells $1.22 million bullish enhanced notes on Raymond James Best Picks for 2018
|
| 2/23/2018 | SP | New Issue: BMO sells $1.67 million bullish enhanced notes on Raymond James Best Picks for 2018
|
| 2/22/2018 | SP | RBC plans direct investment notes on 20 stocks from Top 30 Global Ideas
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| 2/16/2018 | SP | RBC amends Cusip for notes linked to 20 Top 30 Global Ideas stocks
|
| 2/12/2018 | SP | BMO plans bullish enhanced notes on Raymond James Best Picks for 2018
|
| 2/12/2018 | SP | BMO to sell bullish enhanced notes on Raymond James Best Picks for 2018
|
| 2/5/2018 | SP | New Issue: RBC sells $1.54 million direct investment notes on 20 Top 30 Global Ideas stocks
|
| 1/25/2018 | SP | New Issue: BMO prices $68.83 million notes on Raymond James Best Picks for 2018
|
| 1/25/2018 | SP | New Issue: BMO prices $38.32 million notes on Raymond James Best Picks for 2018
|
| 1/24/2018 | SP | RBC plans direct investment notes on 20 stocks from Top 30 Global Ideas
|
| 12/18/2017 | SP | New Issue: BMO prices $44.57 million notes on Raymond James Best Picks for 2018
|
| 12/18/2017 | SP | New Issue: BMO prices $27.20 million notes on Raymond James Best Picks for 2018
|
| 10/23/2017 | SP | RBC to price direct investment notes on October top picks list
|
| 10/10/2017 | SP | New Issue: RBC sells $935,000 direct investment notes on September top picks list
|
| 9/25/2017 | SP | CIBC corrects Cusips for Raymond James Technology Top Selections notes
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| 8/28/2017 | SP | New Issue: CIBC sells $455,000 Raymond James Technology Top Selections notes on 19 stocks
|
| 8/28/2017 | SP | New Issue: CIBC sells $2.84 million Raymond James Technology Top Selections notes on 19 stocks
|
| 8/14/2017 | SP | CIBC to price notes on 19 Raymond James top pick technology stocks
|
| 8/14/2017 | SP | CIBC plans Raymond James Technology Top Selections notes on 19 stocks
|
| 7/10/2017 | SP | New Issue: RBC sells $430,000 direct investment notes tied to June top picks list
|
| 6/26/2017 | SP | RBC plans direct investment notes linked to June top picks list
|
| 4/10/2017 | SP | New Issue: RBC prices $765,000 direct investment notes on March top picks list
|
| 3/6/2017 | SP | RBC to price direct investment notes linked to March top picks list
|
| 2/28/2017 | SP | New Issue: RBC prices $1.71 million direct investment notes tied to February Top Picks List
|
| 2/23/2017 | SP | RBC plans direct investment notes tied to February Top Picks List
|
| 12/6/2016 | SP | New Issue: RBC prices $363,000 direct investment notes linked to top picks list
|
| 11/8/2016 | SP | RBC adds Brookfield to stock basket underlying direct investment notes
|
| 11/7/2016 | SP | RBC to price direct investment notes tied to November Top Picks List
|
| 11/4/2016 | SP | New Issue: RBC prices $470,000 direct investment notes linked to RBC Top Picks List
|
| 10/17/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
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| 8/30/2016 | SP | New Issue: RBC prices $802,000 direct investment notes linked to RBC Top Picks List
|
| 8/9/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
|
| 7/19/2016 | SP | RBC to price direct investment notes linked to RBC Top Picks List
|
| 11/2/2015 | SP | RBC plans direct investment notes linked to RBC top picks 19 stocks
|
| 7/14/2015 | SP | New Issue: UBS prices $1.28 million 8.2% airbag autocallables linked to ServiceNow
|
| 7/6/2015 | SP | UBS plans 6.7%-8.7% airbag autocallable yield notes tied to ServiceNow
|
| 5/14/2015 | SP | New Issue: UBS prices $174,534 10.97% trigger yield optimization notes linked to ServiceNow
|
| 12/22/2014 | SP | New Issue: UBS prices $2.2 million contingent absolute return autocallables tied to ServiceNow
|
| 12/15/2014 | SP | UBS plans contingent absolute return autocallables on ServiceNow
|
| 12/10/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 12/9/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 11/7/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 10/21/2014 | SP | New Issue: RBC prices $1.67 million contingent income autocallables on ServiceNow
|
| 10/9/2014 | SP | RBC to price contingent income autocallables linked to ServiceNow
|
| 10/2/2014 | SP | New Issue: Citigroup prices $1.04 million autocallable contingent coupon notes linked to ServiceNow
|
| 10/1/2014 | SP | New Issue: Deutsche Bank prices $3.66 million 8.4% airbag autocallables linked to ServiceNow
|
| 9/22/2014 | SP | Deutsche Bank plans 6.5%-8.5% airbag autocallables tied to ServiceNow
|
| 8/25/2014 | SP | New Issue: UBS prices $304,000 trigger phoenix autocallables linked to ServiceNow
|
| 8/20/2014 | SP | New Issue: UBS prices $100,500 trigger phoenix autocallables linked to ServiceNow
|
| 8/13/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ServiceNow
|
| 8/11/2014 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to ServiceNow
|
| 6/17/2014 | SP | New Issue: UBS prices $4.05 million contingent absolute return autocallables on ServiceNow
|
| 6/10/2014 | SP | UBS plans contingent absolute return autocallables on ServiceNow
|
| 1/29/2014 | SP | New Issue: UBS prices $890,000 airbag yield optimization notes on ServiceNow
|
| 1/22/2014 | SP | UBS plans 6%-7.5% airbag yield optimization notes linked to ServiceNow
|
| 10/16/2013 | SP | New Issue: Deutsche Bank prices $712,000 9% six-month airbag notes on ServiceNow
|
| 10/9/2013 | SP | Deutsche Bank plans 7.75%-9.75% six-month airbag notes on ServiceNow
|
