| 2/19/2025 | SP | New Issue: BMO prices $1.81 million buffer autocallable notes linked to three stocks
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| 2/18/2025 | SP | New Issue: RBC prices $1 million autocallable enhanced return barrier notes on stock basket
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| 9/24/2024 | SP | New Issue: BMO sells $1.79 million autocallable buffer notes with memory coupons on three stocks
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| 6/17/2024 | SP | New Issue: JPMorgan sells $7.29 million callable contingent interest notes on three stocks
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| 6/10/2024 | SP | New Issue: GS Finance sells $1.04 million buffered basket-linked notes on 44 stocks
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| 5/7/2024 | SP | New Issue: Barclays sells $4.14 million buffered autocallable contingent coupon notes on stocks
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| 10/26/2023 | SP | New Issue: GS Finance prices $2.62 million notes linked to basket of 43 stocks
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| 8/17/2023 | SP | New Issue: GS Finance sells $778,000 buffered basket-linked notes on 44 stocks
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| 7/11/2023 | SP | New Issue: GS Finance sells $1.34 million buffered basket-linked notes on basket of 44 stocks
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| 12/13/2022 | SP | New Issue: JPMorgan prices $363,000 13% autocallable contingent interest notes on three stocks
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| 8/18/2022 | SP | New Issue: GS Finance prices $500,000 callable contingent coupon equity notes on Skyworks
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| 7/1/2022 | SP | New Issue: GS Finance sells $900,000 buffered basket-linked notes on 44 stocks
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| 5/31/2022 | SP | New Issue: UBS sells $1.08 million trigger autocallable contingent yield notes on four stocks
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| 5/27/2022 | SP | New Issue: UBS prices $1.46 million trigger autocallable contingent yield notes on four stocks
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| 5/20/2022 | SP | New Issue: Citi prices $600,000 callable contingent coupon equity notes on Skyworks
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| 5/4/2022 | SP | New Issue: Citi prices $1.77 million autocallable contingent coupon equity notes on Skyworks
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| 4/4/2022 | SP | New Issue: UBS prices $4.63 million trigger autocallable contingent yield notes on three stocks
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| 3/8/2022 | SP | New Issue: UBS sells $8.63 million capped trigger gears on basket of 15 stocks
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| 2/8/2022 | SP | New Issue: GS Finance prices $1.72 million basket-linked notes on 35 stocks
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| 12/11/2021 | SP | New Issue: UBS prices $601,000 trigger autocallable contingent yield notes on four stocks
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| 11/9/2021 | SP | New Issue: UBS prices $2.12 million trigger phoenix autocallables linked to Skyworks
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| 8/25/2021 | SP | New Issue: RBC sells $1.08 million notes on basket of 30 Raymond James stock picks
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| 8/25/2021 | SP | New Issue: RBC sells $8.77 million notes on basket of 30 Raymond James stock picks
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| 8/24/2021 | SP | New Issue: UBS prices $33.99 million trigger autocallable contingent yield notes on 15 stocks
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| 8/18/2021 | SP | New Issue: UBS sells $5.21 million capped trigger gears on basket of 15 stocks
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| 8/10/2021 | SP | Market Commentary: UBS’ capped gears on stock basket offer customized exposure, alternative to ETFs
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| 8/10/2021 | SP | UBS plans capped gears linked to an equally weighted basket of 15 stocks
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| 8/8/2021 | SP | New Issue: UBS sells $16.10 million capped trigger gears on basket of 15 stocks
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| 6/23/2021 | SP | New Issue: UBS sells $5.17 million trigger autocallable contingent yield notes on two stocks
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| 5/26/2021 | SP | New Issue: Barclays sells $1.89 million phoenix autocallable notes on three stocks
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| 5/17/2021 | SP | New Issue: JPMorgan prices $307,000 10.8% contingent interest autocalls on three stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 71 stocks
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| 4/25/2021 | SP | New Issue: GS Finance sells $800,000 leveraged buffered notes on basket of 71 stocks
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| 2/18/2021 | SP | New Issue: GS Finance sells $9.88 million leveraged basket-linked notes on 70 stocks
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| 9/4/2020 | SP | New Issue: GS Finance sells $2.33 million leveraged basket-linked notes on 21 stocks
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| 7/23/2020 | SP | New Issue: JPMorgan sells $170,000 return notes linked to J.P. Morgan Quest 5G thematic basket
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| 7/15/2020 | SP | New Issue: RBC sells $240,000 return notes linked to basket of 32 stocks
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| 7/13/2020 | SP | New Issue: JPMorgan sells $775,000 return notes linked to basket of 32 stocks
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| 5/26/2020 | SP | New Issue: Goldman prices $2.12 million leveraged buffered basket-linked notes on 26 stocks
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| 5/5/2020 | SP | New Issue: HSBC sells $1 million autocallable contingent income barrier notes on three stocks
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| 4/28/2020 | SP | New Issue: Goldman prices $910,000 leveraged basket-linked notes on 26 stocks
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| 4/23/2020 | SP | New Issue: Goldman prices $9.16 million leveraged basket-linked notes on 26 stocks
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| 4/22/2020 | SP | New Issue: RBC prices $85,000 contingent digital return buffer notes linked to Skyworks
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| 2/28/2020 | SP | New Issue: RBC prices $5.82 million notes tied to Raymond James top picks in technology
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| 2/28/2020 | SP | New Issue: RBC prices $874,000 notes tied to Raymond James top picks in technology
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| 2/24/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Skyworks
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| 2/19/2020 | SP | RBC plans notes tied to Raymond James top picks in technology
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| 2/19/2020 | SP | RBC to price notes tied to Raymond James top picks in technology
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| 1/28/2020 | SP | New Issue: Credit Suisse sells $865,000 contingent coupon buffered autocalls on three stocks
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| 1/17/2020 | SP | Credit Suisse eyes contingent coupon buffered autocalls on stocks
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| 1/16/2020 | SP | New Issue: Scotia sells $6.05 million capped enhanced participation notes on basket of 49 stocks
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| 12/17/2019 | SP | New Issue: CIBC prices $445,000 notes linked to 24 stocks picked by Raymond James
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| 12/16/2019 | SP | Market Commentary: GS Finance’s leveraged notes linked to Nasdaq-100 Technology Sector offer defensive bull play
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| 11/21/2019 | SP | CIBC to price notes on Raymond James equity securities selections
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| 11/6/2019 | SP | New Issue: JPMorgan prices $146,000 contingent interest autocallables linked to Skyworks
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| 10/21/2019 | SP | New Issue: CIBC prices $218,000 notes linked to 26 stocks picked by Raymond James
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| 10/16/2019 | SP | JPMorgan plans to price contingent interest autocalls on Skyworks
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| 10/2/2019 | SP | New Issue: JPMorgan sells $370,000 digital dual directional contingent buffered notes on Skyworks
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| 9/13/2019 | SP | New Issue: RBC prices $1 million phoenix autocallable notes with memory coupon on Skyworks
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| 8/27/2019 | SP | New Issue: JPMorgan prices $1.01 million contingent interest autocallables linked to Skyworks
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| 8/27/2019 | SP | New Issue: CIBC prices $390,000 notes linked to 30 stocks picked by Raymond James
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| 8/22/2019 | SP | JPMorgan plans contingent interest autocallables linked to Skyworks
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| 8/21/2019 | SP | New Issue: JPMorgan sells $365,000 contingent interest autocalls tied to Skyworks, Alaska Air and Activision
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| 4/12/2019 | SP | JPMorgan to price contingent interest autocallables on three stocks
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| 3/20/2019 | SP | New Issue: Barclays sells $728,000 buffered phoenix autocallable notes on stocks
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| 3/14/2019 | SP | Barclays plans buffered phoenix autocallables linked to three stocks
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| 8/20/2018 | SP | New Issue: Credit Suisse sells $523,000 autocallable reverse convertibles on three stocks
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| 1/19/2018 | SP | New Issue: Credit Suisse prices $762,000 12% autocallable reverse convertibles on four stocks
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| 6/14/2017 | SP | New Issue: JPMorgan sells $1 million contingent buffered notes on basket of seven stocks
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| 5/30/2017 | SP | JPMorgan plans capped contingent buffered notes linked to seven stocks
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| 8/9/2016 | SP | New Issue: Credit Suisse prices $1.46 million contingent coupon autocallables on three stocks
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| 8/1/2016 | SP | Credit Suisse plans contingent coupon autocallables on three stocks
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| 7/18/2016 | SP | New Issue: JPMorgan prices $1 million of 9% yield notes tied to Skyworks
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| 5/20/2016 | SP | New Issue: Credit Suisse prices $550,000 contingent coupon autocallables on Apple, Skyworks
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| 5/9/2016 | SP | Credit Suisse plans contingent coupon autocallable yield notes on Apple, Skyworks
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| 1/14/2016 | SP | New Issue: Barclays sells $500,000 phoenix autocallables linked to Apple, Skyworks
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| 12/1/2015 | SP | New Issue: Bank of Montreal prices $34.48 million Raymond James/Sabrient Systems GARP equity-tied notes
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| 7/13/2015 | SP | New Issue: HSBC prices $13.38 million 10% STEP Income Securities tied to Skyworks
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| 6/23/2015 | SP | HSBC plans to price 10% STEP Income Securities linked to Skyworks
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| 6/2/2015 | SP | New Issue: Barclays prices $14.98 million Accelerated Return Notes linked to semiconductor stocks
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| 5/14/2015 | SP | Barclays plans Accelerated Return Notes on semiconductor sector stocks
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| 10/3/2014 | SP | Barclays plans Accelerated Return Notes on semiconductor stocks
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| 10/23/2012 | SP | New Issue: Deutsche Bank prices $2.18 million airbag yield optimization notes linked to Skyworks Solutions
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| 10/17/2012 | SP | Deutsche Bank plans 8%-10.5% airbag notes tied to Skyworks Solutions
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| 8/20/2012 | SP | New Issue: RBC prices $1.67 million 10.1% six-month airbag yield notes linked to Skyworks Solutions
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| 8/14/2012 | SP | RBC plans 7.65%-10.15% six-month airbag yield notes linked to Skyworks
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| 5/15/2012 | SP | New Issue: UBS prices $427,000 9.2% airbag yield optimization notes linked to Skyworks
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| 5/9/2012 | SP | UBS plans 7.25%-9.75% airbag yield optimization notes tied to Skyworks
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| 4/10/2012 | SP | New Issue: UBS prices $2.55 million 11.25% trigger yield optimization notes linked to Skyworks
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| 4/3/2012 | SP | UBS plans 8.85%-11.35% trigger yield optimization notes on Skyworks
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| 2/14/2012 | SP | New Issue: RBC prices $2.39 million 9.93% airbag yield optimization notes linked to Skyworks
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| 2/7/2012 | SP | RBC plans 7.5%-10% airbag yield optimization notes on Skyworks
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| 5/11/2010 | SP | Barclays to price 11.5% reverse convertibles linked to Skyworks Solutions
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| 4/12/2010 | SP | Barclays to price 9.5% reverse convertibles linked to Skyworks Solutions
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| 3/31/2010 | SP | New Issue: Barclays prices $1 million 9.25% reverse convertibles linked to Skyworks Solutions
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| 3/9/2010 | SP | Barclays to price 9.25% reverse convertibles linked to Skyworks Solutions
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