| 9/11/2013 | BKCVHY | S&P puts Sotheby's on negative watch
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| 9/19/2012 | BKCVHY | Moody's rates Sotheby's notes Ba3
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| 9/19/2012 | BKCVHY | S&P rates Sotheby's notes BB
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| 9/18/2012 | BKCVHY | S&P rates Sotheby's notes BB
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| 9/13/2012 | BKCVHY | S&P rates Sotheby's notes BB+
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| 12/1/2011 | CV | Market Commentary: Clearwire up on Sprint funding, coupon payment; Central European gains; Old Republic mixed
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| 6/17/2011 | BKCVHY | S&P ups Sotheby notes
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| 6/14/2011 | CV | Market Commentary: Planned BroadSoft quiet ahead of pricing; Best Buy adds outright; Sotheby's, GT Solar gain
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| 4/1/2011 | CV | Sotheby's says its 3.125% notes due 2013 are convertible through June
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| 1/11/2011 | CV | Market Commentary: Lennar improves on hedge; ViroPharma adds 0.25 point dollar neutral; Sotheby's cheaper
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| 8/17/2010 | BKCVHY | S&P lifts Sotheby's
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| 8/13/2010 | BKCVHY | Moody's upgrades Sotheby's
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| 3/10/2010 | BKCVHY | S&P: Sotheby's view positive
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| 9/2/2009 | BKCVHY | Moody's downgrades Sotheby's
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| 6/17/2009 | BKCVHY | Moody's reviews Sotheby's
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| 5/5/2009 | BKCVHY | S&P drops Sotheby's
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| 2/27/2009 | BKCVHY | Moody's: Sotheby's unaffected
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| 2/9/2009 | CVIG | S&P puts Sotheby's on watch
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| 6/18/2008 | BKCVHYIG | Moody's affirms Sotheby's
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| 6/17/2008 | CV | Sotheby's greenshoe fully exercised, lifts 3.125% five-year convertibles to $200 million
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| 6/13/2008 | CV | Market Commentary: KeyCorp edges up in debut; Lehman finds footing; Cameron lower; Energy Conversion on tap Wednesday
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| 6/12/2008 | CV | Market Commentary: KeyCorp deal eyed ahead of pricing; Lehman active; Coors slips on rival's buyout news; Invitrogen in line
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| 6/12/2008 | CV | New Issue: Sotheby's prices upsized $175 million five-year convertibles at 3.125%, up 32.5%
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| 6/11/2008 | CV | Market Commentary: Lehman, WaMu lead losses; Carrizo Oil adds early; Sotheby's price talk emerges
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| 6/11/2008 | CV | Sotheby's $150 million convertibles talked at 2.875%-3.375%, up 30%-35%
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| 6/10/2008 | CV | Sotheby's pricing of $150 million five-year convertibles seen Thursday
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| 6/10/2008 | CV | Market Commentary: Freeport adds on more takeout speculation, Grey Wolf contracts on merger news; Alpha Natural pressured
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| 6/9/2008 | BKCVHYIG | S&P ups Sotheby's from junk, rates notes BBB-
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| 6/9/2008 | BKCVHYIG | Moody's rates Sotheby's notes Ba3
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| 6/9/2008 | CV | Sotheby's to price $150 million five-year convertibles
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