| 2/9/2023 | SP | New Issue: GS Finance prices $1.5 million leveraged basket-linked notes on 100 stocks
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| 10/3/2022 | SP | New Issue: Credit Suisse sells $1.6 million contingent coupon autocallable reverse converts on two stocks
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| 9/1/2022 | SP | New Issue: Credit Suisse sells $1.6 million contingent coupon autocallable yield notes on two stocks
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| 2/6/2018 | SP | Market Commentary: Barclays’ $158,000 11% two-year autocalls tied to energy stocks may not call after the sell-off
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| 2/5/2018 | SP | New Issue: Barclays prices $158,000 11% two-year autocalls linked to energy stocks
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| 1/5/2018 | SP | Barclays plans 11% to 12% coupon autocallables tied to three stocks
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| 10/2/2017 | SP | New Issue: Barclays prices $1.64 million 12.75% autocallables tied to three stocks
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| 8/31/2017 | SP | New Issue: Barclays sells $315,000 autocallable notes on three stocks
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| 8/21/2017 | SP | Barclays to price 11%-12% autocallable notes on three energy stocks
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| 7/31/2017 | SP | New Issue: Barclays sells $1.2 million 16.5% autocallables tied to energy stocks
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| 7/19/2017 | SP | Barclays plans 15.5%-16.5% autocallable notes tied to energy stocks
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| 7/10/2017 | SP | New Issue: Barclays sells $683,000 autocallable notes tied to three energy stocks
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| 6/14/2017 | SP | Barclays plans 13.5%-14.5% two-year autocallables on energy stocks
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| 4/12/2017 | SP | New Issue: Barclays sells $1 million phoenix autocallable notes on three stocks
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| 1/3/2017 | SP | New Issue: RBC prices $3.06 million direct investment notes tied to basket of 40 stocks
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| 2/19/2016 | SP | New Issue: JPMorgan prices $2 million contingent buffered autocallables linked to energy stocks
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| 10/14/2015 | SP | New Issue: Citigroup sells $1 million upturn securities on basket of energy stocks
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| 6/18/2015 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 5/20/2015 | SPSW | Big Euro rate deal, spike in bond volatility boost May volume; appetite for rates on the rise
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| 5/18/2015 | SP | New Issue: Barclays prices $24.99 million 9% STEP Income Securities tied to Southwestern Energy
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| 4/28/2015 | SP | Barclays plans 9% STEP Income Securities tied to Southwestern Energy
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| 2/25/2015 | SP | New Issue: UBS prices $175,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 2/20/2015 | SP | New Issue: UBS prices $350,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 1/26/2015 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to Southwestern Energy
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| 11/25/2014 | SP | New Issue: UBS prices $251,500 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 11/20/2014 | SP | New Issue: UBS prices $182,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 11/6/2014 | SP | New Issue: UBS prices $185,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 10/31/2014 | SP | New Issue: JPMorgan prices $1.03 million contingent absolute return autocallables linked to Southwestern Energy
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| 10/31/2014 | SP | New Issue: RBC prices $1.27 million trigger return optimization notes on 13 stocks
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| 10/27/2014 | SP | JPMorgan plans contingent absolute return notes linked to Southwestern
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| 5/2/2013 | SP | New Issue: UBS prices $199,967 6.54% trigger yield optimization notes linked to Southwestern Energy
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| 1/17/2013 | SP | New Issue: UBS prices $206,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 12/31/2012 | SP | New Issue: UBS sells $2.02 million trigger phoenix autocallables on Southwestern
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| 12/18/2012 | SP | UBS plans trigger phoenix autocallables linked to Southwestern Energy
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| 11/30/2012 | SP | JPMorgan redeems $1.33 million absolute return notes on Southwestern
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| 11/20/2012 | SP | New Issue: JPMorgan sells $2.17 million contingent absolute return autocallables on Southwestern Energy
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| 11/16/2012 | SP | JPMorgan redeems $5.18 million absolute return notes on Southwestern
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| 11/14/2012 | SP | JPMorgan plans contingent absolute return autocallables linked to Southwestern Energy
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| 10/4/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 10/3/2012 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 8/27/2012 | SP | New Issue: JPMorgan prices $1.33 million contingent absolute return autocallables on Southwestern
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| 8/23/2012 | SP | New Issue: UBS prices $165,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 8/21/2012 | SP | JPMorgan plans contingent absolute return autocallables on Southwestern
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| 7/30/2012 | SP | New Issue: UBS prices $1.8 million buffered return optimization notes tied to energy stocks basket
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| 7/9/2012 | SP | New Issue: RBC prices $1.37 million 7.09% airbag notes tied to Southwestern Energy
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| 7/2/2012 | SP | RBC plans 6%-8% airbag yield optimization notes linked to Southwestern
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| 7/2/2012 | SP | UBS plans buffered return optimization notes linked to energy basket
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| 4/26/2012 | SP | New Issue: UBS prices $99,986 8.97% trigger yield optimization notes linked to Southwestern Energy
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| 4/10/2012 | SP | New Issue: UBS prices $1.15 million 8.55% trigger yield optimization notes linked to Southwestern
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| 4/4/2012 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallable optimization securities linked to Southwestern Energy
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| 4/3/2012 | SP | UBS plans 6.15%-8.65% trigger yield optimization notes on Southwestern
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| 2/17/2012 | SP | New Issue: UBS prices $921,000 trigger autocallables linked to Southwestern Energy
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| 2/14/2012 | SP | New Issue: JPMorgan sells $5.18 million contingent absolute return notes on Southwestern
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| 2/6/2012 | SP | JPMorgan plans contingent absolute return autocallables linked to Southwestern Energy
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| 1/18/2012 | SP | New Issue: UBS prices $1.54 million 11.13% trigger yield optimization notes on Southwestern Energy
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| 1/17/2012 | SP | New Issue: UBS prices $217,000 trigger phoenix autocallables linked to Southwestern Energy
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| 1/10/2012 | SP | UBS plans 8.25%-10.75% trigger yield notes on Southwestern Energy
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| 12/6/2011 | SP | New Issue: RBC prices $1.59 million trigger phoenix autocallables linked to Southwestern Energy
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| 12/5/2011 | SP | HSBC's leveraged notes on oil and gas stocks are for mild bulls with shale sector focus
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| 11/30/2011 | SP | RBC plans trigger phoenix autocallables linked to Southwestern Energy
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| 8/9/2011 | SP | New Issue: RBC prices $2.52 million 12% trigger yield optimization notes tied to Southwestern Energy
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| 8/2/2011 | SP | RBC plans 8.1%-10.6% trigger yield optimization notes on Southwestern
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| 5/10/2011 | SP | New Issue: RBC prices $2.32 million trigger phoenix autocallables linked to Southwestern Energy
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| 5/3/2011 | SP | RBC plans trigger phoenix autocallables linked to Southwestern Energy
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| 11/17/2010 | SP | New Issue: UBS prices $16.52 million 11.59% yield optimization notes linked to Southwestern Energy
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| 11/5/2010 | SP | New Issue: Morgan Stanley sells $3.55 million 9% ELKS tied to Southwestern Energy
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| 11/4/2010 | SP | Morgan Stanley to price 8%-9% ELKS linked to Southwestern Energy
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| 11/4/2010 | SP | UBS plans 8.25%-11.25% yield optimization notes on Southwestern Energy
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| 7/27/2010 | SP | New Issue: Barclays prices $1 million 10.5% reverse convertibles linked to Southwestern Energy
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| 7/8/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Southwestern Energy
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| 7/8/2010 | SP | Barclays to price 10.5% reverse convertibles linked to Southwestern Energy
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| 5/27/2010 | SP | New Issue: Barclays prices $0.5 million 8.75% reverse convertibles linked to Southwestern Energy
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| 5/11/2010 | SP | Barclays to price 9% reverse convertibles linked to Southwestern Energy
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| 5/5/2010 | SP | Barclays to price 8.75% reverse convertibles linked to Southwestern Energy
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| 5/5/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Southwestern Energy
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| 4/30/2010 | SP | New Issue: Barclays prices $1 million 10.75% reverse convertibles linked to Southwestern Energy
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| 4/29/2010 | SP | New Issue: Barclays prices $1 million 8.25% reverse convertibles linked to Southwestern Energy
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| 4/29/2010 | SP | New Issue: Barclays prices $1 million 8.75% reverse convertibles linked to Southwestern Energy
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| 4/19/2010 | SP | New Issue: UBS sells $7.22 million 11% yield optimization notes on Southwestern Energy
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| 4/12/2010 | SP | Barclays to price 8.25% reverse convertibles linked to Southwestern Energy
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| 4/6/2010 | SP | Barclays to price 8.75% reverse convertibles linked to Southwestern Energy
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| 4/6/2010 | SP | UBS plans 8%-10.5% yield optimization notes on Southwestern Energy
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| 4/6/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Southwestern Energy
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| 3/12/2010 | SP | New Issue: RBS sells $895,000 26% reverse exchangeables on Southwestern Energy
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| 3/9/2010 | SP | New Issue: JPMorgan prices $0.8 million 14% reverse convertibles linked to Southwestern Energy
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| 2/25/2010 | SP | New Issue: Barclays prices $2 million 8.5% reverse convertibles linked to Southwestern Energy
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| 2/8/2010 | SP | New Issue: Barclays prices $1 million 10.25% reverse convertibles linked to Southwestern Energy
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| 2/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Southwestern Energy
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 9.25% reverse convertibles linked to Southwestern Energy
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| 1/25/2010 | SP | Barclays to price 12% reverse convertibles linked to Southwestern Energy
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| 1/22/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Southwestern Energy
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| 1/8/2010 | SP | Barclays to price 9.25% reverse convertibles linked to Southwestern Energy
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| 12/23/2009 | SP | New Issue: Barclays prices $1 million 10.5% reverse convertibles linked to Southwestern Energy
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| 12/4/2009 | SP | Barclays to price 10.5% reverse convertibles linked to Southwestern Energy
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| 11/30/2009 | SP | New Issue: Barclays prices $2 million 10.25% reverse convertibles linked to Southwestern Energy
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| 11/10/2009 | SP | Barclays to price 10.25% reverse convertibles linked to Southwestern Energy
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| 10/29/2009 | SP | New Issue: Barclays prices $2 million 12% reverse convertibles linked to Southwestern Energy
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| 10/14/2009 | SP | Barclays to price 12% reverse convertibles linked to Southwestern Energy
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| 9/30/2009 | SP | New Issue: Barclays prices $1 million 12% reverse convertibles linked to Southwestern Energy
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| 9/10/2009 | SP | Barclays to price 12% reverse convertibles linked to Southwestern Energy
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| 7/15/2009 | SP | Barclays to price 14% reverse convertibles linked to Southwestern Energy
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| 8/28/2008 | SP | New Issue: RBC prices $0.511 million 20.25% reverse convertibles linked to Southwestern Energy
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| 8/11/2008 | SP | RBC plans 20.25% reverse convertibles linked to Southwestern Energy
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| 5/27/2008 | SP | New Issue: RBC prices $1.546 million 15.3% reverse convertibles linked to Southwestern Energy
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| 3/10/2008 | SP | Barclays to price 11.5% reverse convertibles linked to Southwestern
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| 3/4/2008 | SP | New Issue: Barclays sells $2 million 10% reverse convertibles linked to Southwestern Energy
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| 2/28/2008 | SP | Barclays to price 10% reverse convertibles linked to Southwestern Energy
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| 11/30/2007 | SP | New Issue: ABN Amro prices $0.14 million 16.25% reverse convertibles linked to Southwestern Energy
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| 11/28/2007 | SP | New Issue: RBC prices $21,000 12.5% reverse convertibles linked to Southwestern Energy
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| 11/15/2007 | SP | RBC pushes back maturity of planned 12.5% reverse convertibles linked to Southwestern Energy
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| 11/6/2007 | SP | RBC to price 12.5% reverse convertibles linked to Southwestern Energy
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| 11/5/2007 | SP | New Issue: SG Structured Products prices $1.5 million 15.25% ReConvs linked to Southwestern Energy
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| 11/2/2007 | SP | ABN Amro plans 16.25% reverse exchangeable securities linked to Southwestern
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| 10/22/2007 | SP | New Issue: Barclays prices $1.25 million 15.5% reverse convertibles linked to Southwestern Energy
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| 10/10/2007 | SP | Barclays to price 15.5% reverse convertibles linked to Southwestern Energy
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| 10/10/2007 | SP | Societe Generale to price 15.25% ReConvs linked to Southwestern
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| 10/2/2007 | SP | ABN Amro plans 11.5% knock-in reverse exchangeables linked to Southwestern Energy
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| 9/27/2007 | SP | New Issue: HSBC prices $40,000 of 15.65% reverse convertibles linked to Southwestern Energy
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| 9/27/2007 | SP | New Issue: RBC sells $170,000 15.5% reverse convertibles linked to Southwestern Energy
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| 9/27/2007 | SP | New Issue: RBC sells $417,000 11.4% reverse convertibles linked to Southwestern Energy
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| 9/10/2007 | SP | HSBC to issue 15.65% reverse convertibles linked to Southwestern Energy
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| 9/10/2007 | SP | RBC to price 15.5% reverse convertibles linked to Southwestern Energy
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| 9/10/2007 | SP | RBC to price 11.4% reverse convertibles linked to Southwestern Energy
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| 8/3/2007 | SP | New Issue: Societe Generale sells $750,000 17% Tempo ReConvs linked to Southwestern Energy
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| 7/13/2007 | SP | Societe Generale to price 17% Tempo ReConvs linked to Southwest Energy
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| 6/27/2007 | SP | New Issue: RBC sells $399,000 11.5% reverse convertibles linked to Southwestern Energy
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| 6/15/2007 | SP | RBC to price 11.5% reverse convertibles linked to Southwestern Energy
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| 5/29/2007 | SP | New Issue: Barclays prices $1.5 million 10.25% reverse convertibles linked to Southwestern Energy
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| 5/3/2007 | SP | Barclays to price 10.25% reverse convertibles linked to Southwestern Energy
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| 4/27/2007 | SP | New Issue: HSBC sells $100,000 13.15% reverse convertibles linked to Southwestern Energy
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| 4/27/2007 | SP | New Issue: RBC sells $50,000 11.65% reverse convertibles linked to Southwestern Energy
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| 4/24/2007 | SP | New Issue: Barclays sells $1 million 12.25% six-month reverse convertibles linked to Southwestern Energy
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| 4/23/2007 | SP | New Issue: Morgan Stanley prices $2.942 million 11.8% RevCons linked to Southwestern Energy
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| 4/23/2007 | SP | Market Commentary: Barclays, ABN Amro merger gets market talking; Morgan Stanley prices reverse convertibles
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| 4/16/2007 | SP | RBC to price 11.65% reverse convertibles linked to Southwestern Energy
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| 4/9/2007 | SP | Morgan Stanley to price RevCons linked to Southwestern Energy
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| 4/5/2007 | SP | HSBC USA to price 13.15% reverse convertibles linked to Southwestern Energy
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| 4/4/2007 | SP | Barclays to price 12.25% reverse convertibles linked to Southwestern Energy
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| 3/30/2007 | CVSP | New Issue: Wachovia sells $20.824 million 11.25% notes linked to Southwestern Energy
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| 3/7/2007 | SP | Wachovia to price enhanced yield securities linked to Southwestern Energy
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| 2/21/2007 | SP | New Issue: Morgan Stanley sells $717,000 12.3% RevCons linked to Southwestern Energy
|
| 2/6/2007 | SP | Morgan Stanley reduces coupon to 12.3% on reverse convertibles linked to Southwestern Energy
|
| 2/5/2007 | SP | Morgan Stanley plans 12.5% RevCons linked to Southwestern Energy
|
| 1/22/2007 | SP | New Issue: Barclays sells $1 million 18% reverse convertibles linked to Southwestern Energy
|
| 1/17/2007 | SP | Market Commentary: Energy deals top activity; Rabo, Royal Bank of Canada plan Peabody-linked reverse convertibles
|
| 1/8/2007 | SP | Barclays to price 18% reverse convertibles linked to Southwestern Energy
|
| 11/13/2006 | SP | Barclays to price 18.5% knock-in reverse convertibles linked to Southwestern Energy via LaSalle
|
| 10/24/2006 | SP | New Issue: JPMorgan sells $927,000 17% reverse convertibles linked to Southwestern
|
| 10/4/2006 | SP | JPMorgan to issue 17% reverse exchangeables linked to Southwestern Energy
|
| 10/4/2006 | SP | Market Commentary: Yahoo!, Southwestern, GM big favorites for reverse convertibles; Merrill prices two large note deals
|
| 9/29/2006 | SP | New Issue: Credit Suisse prices $1.64 million of 12% reverse convertibles linked to Southwestern
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| 9/29/2006 | SP | Market Commentary: Reverse convertibles issuance strong, energy and tech sectors popular targets
|
| 9/29/2006 | SP | New Issue: Barclays sells $5 million 15% reverse convertibles linked to Southwestern
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| 9/28/2006 | SP | New Issue: Barclays sells $1 million 15.25% reverse convertibles linked to Southwestern
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