| 2/14/2025 | SP | New Issue: Citi prices $1.38 million 9.9% callable contingent coupon notes linked to Russell, ETFs
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| 1/14/2025 | SP | New Issue: UBS prices $1.86 million trigger autocallable contingent yield notes linked to ETFs
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| 1/14/2025 | SP | New Issue: UBS prices $1.86 million trigger autocallable contingent yield notes linked to ETFs
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| 12/27/2024 | SP | New Issue: Barclays prices $1.89 million phoenix autocallable notes linked to three ETFs
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| 11/20/2024 | SP | New Issue: UBS prices $2.57 million airbag callable contingent yield notes on index, ETFs
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| 10/30/2024 | SP | New Issue: UBS prices $10.75 million trigger autocallable contingent yield notes linked to ETFs
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| 10/23/2024 | SP | New Issue: Morgan Stanley prices $3.46 million 9.25% callable contingent income notes on indexes, fund
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| 10/16/2024 | SP | New Issue: UBS prices $2.32 million trigger autocallable notes linked to ETFs, index
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| 8/23/2024 | SP | New Issue: UBS prices $2.07 million trigger autocallable notes on ETFs
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| 7/30/2024 | SP | New Issue: Citigroup prices $2.18 million autocallable securities linked to indexes, ETF
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| 7/30/2024 | SP | New Issue: Barclays prices $3.85 million callable contingent coupon notes on indexes, ETF
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| 7/23/2024 | SP | New Issue: Morgan Stanley prices $2.7 million callable contingent income securities on three ETFs
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| 6/10/2024 | SP | New Issue: Citi sells $1.24 million autocallable contingent coupon securities on ETF
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| 5/23/2024 | SP | New Issue: Citigroup prices $1.39 million autocallable securities on S&P 500, SPDR S&P Homebuilders
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| 5/14/2024 | SP | New Issue: RBC prices $2.17 million trigger autocallable contingent yield notes on SPDR ETF
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| 2/18/2024 | SP | New Issue: UBS prices $935,000 trigger autocallable contingent yield notes on index, ETF
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| 2/18/2024 | SP | New Issue: UBS sells $724,000 trigger autocallable notes on index, ETF
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| 2/11/2024 | SP | New Issue: UBS prices $881,000 trigger autocallable contingent yield notes on index, ETF
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| 11/7/2023 | SP | Market Commentary: GS Finance’s $6.25 million bearish Gears linked to homebuilders ETF offer contrarian play
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| 11/3/2023 | SP | New Issue: GS Finance prices $6.25 million bearish capped buffer GEARS linked to ETF
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| 9/27/2023 | SP | New Issue: UBS prices $1.27 million trigger autocallable notes linked to index, ETF
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| 9/8/2023 | SP | New Issue: Citigroup prices $1.56 million autocallable securities on Nasdaq-100, SPDR ETF
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| 8/14/2023 | SP | New Issue: UBS prices $3.09 million trigger autocallable notes linked to indexes, ETF
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| 7/25/2023 | SP | Market Commentary: Homebuilders boost premium in UBS’ $1.16 million autocalls linked to indexes, homebuilders ETF
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| 7/25/2023 | SP | New Issue: UBS prices $1.16 million trigger autocallable notes linked to indexes, ETF
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| 7/21/2023 | SP | New Issue: RBC sells $1.42 million autocallable contingent coupon barrier notes on three SPDR ETFs
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| 7/20/2023 | SP | New Issue: UBS prices $1.55 million trigger autocallable notes linked to indexes, ETF
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| 6/27/2023 | SP | New Issue: UBS prices $2.56 million trigger autocallable contingent yield notes on index, ETF
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| 6/27/2023 | SP | New Issue: UBS prices $1.44 million trigger autocallable notes linked to index, ETF
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| 4/26/2023 | SP | New Issue: UBS prices $1.87 million trigger autocallable notes linked to index, ETF
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| 4/26/2023 | SP | New Issue: UBS prices $1.94 million trigger callable contingent yield notes on index, ETF
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| 2/9/2023 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to SPDR S&P Homebuilders
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| 12/29/2021 | SP | New Issue: Citi prices $8 million trigger autocallable contingent yield notes on ETFs
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| 10/3/2021 | SP | New Issue: Citi sells $1.02 million callable contingent coupon equity notes on two ETFs
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| 7/12/2021 | SP | New Issue: Citigroup prices $2.79 million buffered notes on SPDR S&P Homebuilders ETF
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| 6/16/2021 | SP | New Issue: Citi prices $1 million contingent income callable notes on Russell, Nasdaq, ETF
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| 2/16/2021 | SP | New Issue: BofA sells $1 million contingent income autocallable yield notes on index, ETFS
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| 10/26/2020 | SP | New Issue: Credit Suisse sells $3.02 million contingent coupon autocallable reverse converts on ETFs
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| 9/13/2020 | SP | New Issue: Barclays prices $1.5 million phoenix autocallables tied to SPDR S&P Homebuilders
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| 7/24/2020 | SP | New Issue: UBS prices $140,000 trigger phoenix autocallables linked to SPDR S&P Homebuilders
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| 6/15/2020 | SP | Credit Suisse eyes contingent coupon autocallable reverse converts on ETFs
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| 6/10/2020 | SP | New Issue: Credit Suisse sells $1.69 million contingent coupon autocallable reverse convertibles on homebuilders ETF
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| 6/2/2020 | SP | Market Commentary: Credit Suisse’s autocall reverse convertibles on homebuilder ETF offer less common sector
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| 5/28/2020 | SP | Credit Suisse eyes contingent coupon autocallable reverse converts on homebuilder ETF
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| 7/26/2013 | SP | New Issue: Citi prices $9.94 million buffered return optimization notes linked to fund basket
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| 7/22/2013 | SP | Citigroup plans buffered return optimization notes on SPDR ETF basket
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| 1/3/2013 | SP | HSBC plans 18-month buffered AMPS with cap on SPDR S&P Homebuilders
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| 10/24/2012 | SP | HSBC plans buffered market notes linked to SPDR S&P Homebuilders fund
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| 10/16/2012 | SP | UBS plans buffered return optimization notes on SPDR S&P Homebuilders
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| 10/10/2012 | SP | New Issue: UBS prices $106,000 trigger phoenix autocallables linked to SPDR S&P Homebuilders
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| 9/7/2012 | SP | New Issue: UBS prices $109,000 trigger phoenix autocallables linked to SPDR S&P Homebuilders
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