| 7/12/2024 | SP | New Issue: UBS prices $2.23 million trigger autocallable contingent yield notes on State Street
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| 4/23/2024 | SP | New Issue: Morgan Stanley prices $4.98 million 8.75% fixed income securities tied to index, stock
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| 1/11/2024 | SP | New Issue: UBS prices $650,000 contingent absolute return autocallables on State Street
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| 10/23/2023 | SP | New Issue: JPMorgan prices $1.32 million autocallable contingent interest notes on State Street
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| 8/2/2023 | SP | New Issue: UBS prices $4.28 million trigger autocallable contingent yield notes on State Street
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| 4/26/2023 | SP | New Issue: Citigroup prices $3 million contingent income autocallables on State Street
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| 2/27/2023 | SP | New Issue: Citigroup prices $533,000 13.4% callable contingent coupon equity notes on State Street
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| 2/27/2023 | SP | New Issue: UBS prices $219,717 14.16% trigger yield optimization notes linked to State Street
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| 7/17/2022 | SP | New Issue: Credit Suisse sells $920,000 contingent coupon autocallable yield notes on two stocks
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| 7/7/2022 | SP | New Issue: Morgan Stanley prices $3 million 11.9% contingent income autocalls on State Street
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| 6/7/2022 | SP | New Issue: JPMorgan prices $186,000 autocallable contingent interest notes on finance stocks
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| 4/28/2022 | SP | New Issue: Barclays Bank prices $6.4 million contingent income autocallables on State Street
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| 4/12/2022 | SP | New Issue: UBS prices $575,000 trigger phoenix autocallables linked to State Street
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| 3/4/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to State Street
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| 2/22/2022 | SP | New Issue: UBS sells $1.78 million trigger autocallable contingent yield notes on two stocks
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| 2/3/2022 | SP | New Issue: UBS prices $3 million contingent income autocalls on three financial stocks
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| 1/21/2022 | SP | New Issue: UBS prices $6.59 million contingent income autocalls on three financial stocks
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| 12/31/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to State Street
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| 12/20/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to State Street
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| 10/18/2021 | SP | New Issue: Barclays sells $4.32 million contingent income autocallable securities on State Street
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| 10/7/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to State Street
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| 9/24/2021 | SP | New Issue: JPMorgan sells $2.22 million trigger autocallable contingent yield notes on State Street
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| 9/23/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to State Street
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| 6/2/2021 | SP | New Issue: Credit Suisse sells $791,000 contingent coupon autocallables on broker stocks
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| 4/13/2021 | SP | New Issue: BofA sells $4.02 million contingent income autocallable yield notes on stocks
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| 3/5/2021 | SP | New Issue: Credit Suisse sells $586,000 contingent coupon autocallable yield notes on three stocks
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| 1/18/2021 | SP | New Issue: TD Bank prices $766,000 of autocallable contingent interest barrier notes on stocks
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| 10/20/2020 | SP | New Issue: TD Bank prices $1.99 million autocallable contingent interest barrier notes on stocks
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| 9/15/2020 | SP | New Issue: UBS prices $1.08 million contingent absolute return autocallable optimization securities linked to State Street
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| 9/15/2020 | SP | New Issue: GS Finance sells $6.83 million leveraged basket-linked notes on 60 stocks
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| 8/7/2020 | SP | New Issue: Credit Suisse sells $10 million yield notes on three stocks
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| 7/22/2020 | SP | New Issue: Credit Suisse $3.3 million contingent coupon autocallable yield notes on stocks
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| 7/21/2020 | SP | New Issue: Barclays sells $758,000 contingent coupon autocallables on three stocks
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| 7/10/2020 | SP | New Issue: UBS prices $825,000 contingent absolute return autocallables linked to State Street
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| 1/9/2020 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to State Street
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| 12/26/2019 | SP | New Issue: Morgan Stanley prices $1.45 million contingent income autocallables on three stocks
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| 12/26/2019 | SP | New Issue: Morgan Stanley prices $1.98 million contingent income autocallables on three stocks
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| 12/16/2019 | SP | Morgan Stanley plans contingent income autocallables tied to stocks
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| 12/16/2019 | SP | Morgan Stanley plans contingent income autocallables linked to stocks
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| 10/25/2019 | SP | New Issue: JPMorgan prices $1 million contingent interest autocallables linked to State Street
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| 10/21/2019 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to State Street
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| 10/15/2019 | SP | New Issue: UBS prices $200,000 contingent absolute return autocallable optimization securities linked to State Street
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| 7/10/2019 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to State Street
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| 6/27/2019 | SP | New Issue: TD sells $151,000 contingent interest barrier autocalls on three stocks
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| 5/16/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to State Street
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| 2/27/2019 | SP | New Issue: RBC prices $2.48 million capped gears linked to basket of 25 stocks
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| 2/6/2019 | SP | RBC plans to price capped gears linked to basket of 25 stocks
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| 2/4/2019 | SP | New Issue: RBC prices $2.38 million capped gears linked to basket of 25 stocks
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| 9/28/2018 | SP | New Issue: Morgan Stanley sells $3.45 million 8.85% contingent income autocalls on State Street
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| 9/20/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to State Street
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| 9/17/2018 | SP | Morgan Stanley plans contingent income autocallables on State Street
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| 9/14/2018 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to State Street
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| 9/7/2018 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to State Street
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| 9/5/2018 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to State Street
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| 6/14/2018 | SP | New Issue: UBS prices $525,000 trigger autocallables linked to State Street
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| 5/15/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to State Street
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| 3/21/2018 | SP | New Issue: Credit Suisse prices $2.6 million autocallable reverse convertibles on four stocks
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| 7/17/2017 | SP | New Issue: Deutsche Bank prices $2.51 million leveraged notes linked to 10 stocks
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| 7/17/2017 | SP | New Issue: Deutsche Bank prices $1.5 million leveraged notes linked to 10 stocks
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| 4/25/2017 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to State Street
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| 3/22/2017 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to State Street
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| 1/27/2017 | SP | New Issue: JPMorgan prices $2.31 million contingent interest autocallables tied to four stocks
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| 1/13/2017 | SP | JPMorgan plans contingent interest autocallables tied to four stocks
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| 9/23/2015 | SP | State Street rolls out Liquid Private Equity Investable Index
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| 11/8/2011 | SP | New Issue: Deutsche Bank prices $370,387 11% trigger yield optimization notes on State Street
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| 11/1/2011 | SP | Deutsche Bank plans 7.85%-10.35% trigger yield optimization notes linked to State Street
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| 10/29/2010 | SP | New Issue: Barclays prices $9.84 million 10.97% yield optimization notes on State Street via UBS
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| 10/22/2010 | SP | Barclays plans 9.5%-12% yield optimization notes linked to State Street shares via UBS
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| 1/29/2010 | SP | New Issue: Barclays prices $2 million 8% reverse convertibles linked to State Street
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| 1/8/2010 | SP | Barclays to price 8% reverse convertibles linked to State Street
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| 12/16/2009 | SP | New Issue: UBS sells $2.54 million 12.13% yield optimization notes linked to State Street
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| 12/3/2009 | SP | UBS to sell 10%-13% yield optimization notes linked to State Street
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