| 9/4/2024 | SP | New Issue: RBC prices $360,000 notes linked to 14 Raymond James securities selections
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| 9/4/2024 | SP | New Issue: RBC prices $1.26 million notes linked to 14 Raymond James securities selections
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| 8/22/2024 | SP | New Issue: UBS prices $1.02 million trigger autocallable contingent yield notes on T-Mobile
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| 2/27/2024 | SP | New Issue: RBC prices $3.88 million notes linked to basket of 20 Raymond James stock picks
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| 2/27/2024 | SP | New Issue: RBC prices $15.68 million notes linked to basket of 20 Raymond James stock picks
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| 11/14/2023 | SP | New Issue: UBS prices $1.28 million capped gears linked to basket of three stocks
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| 10/10/2023 | SP | New Issue: GS Finance prices $1.7 million put warrants linked to stock basket of 23 stocks
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| 9/26/2023 | SP | New Issue: UBS sells $956,000 10.3% trigger autocallable yield notes on FedEx, T-Mobile
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| 9/14/2023 | SP | New Issue: UBS prices $758,000 trigger autocallable contingent yield notes on T-Mobile
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| 8/29/2023 | SP | New Issue: RBC prices $2.79 million notes linked to Raymond James securities selections
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| 8/29/2023 | SP | New Issue: RBC prices $561,000 notes linked to Raymond James securities selections
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| 5/1/2023 | SP | New Issue: Citi sells $250,000 9.75% equity-linked securities on Amazon, Starbucks, T-Mobile
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| 7/11/2022 | SP | New Issue: JPMorgan prices $289,000 8.2% autocallable contingent interest notes on three stocks
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| 6/13/2022 | SP | New Issue: Credit Suisse sells $522,000 contingent coupon autocallable yield notes on three stocks
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| 5/4/2022 | SP | New Issue: Citi sells $1.08 million 8% autocallable equity-linked securities on three telecom stocks
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| 11/24/2021 | SP | New Issue: Credit Suisse sells $4.45 million 8.75% autocallable reverse convertibles on four stocks
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| 8/9/2021 | SP | New Issue: UBS prices $2.43 million trigger autocallable contingent yield notes on T-Mobile, Verizon
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| 3/12/2021 | SP | New Issue: Scotia prices $4.3 million accelerated return notes linked to basket of communications stocks
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| 3/9/2021 | SP | New Issue: Credit Suisse sells $5.73 million contingent coupon autocallable yield notes on stocks
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| 3/9/2021 | SP | New Issue: HSBC sells $1.26 million airbag autocallable yield notes on T-Mobile US
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| 1/21/2021 | SP | New Issue: UBS prices $1.2 million trigger autocallable contingent yield notes on T-Mobile US
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| 12/26/2020 | SP | New Issue: TD sells $2.85 million 8.28% autocallable fixed-interest barrier notes on three stocks
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| 12/26/2020 | SP | New Issue: Credit Suisse sells $500,000 10.54% autocallable yield notes on three stocks
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| 9/29/2020 | SP | New Issue: JPMorgan sells $861,000 trigger autocallable contingent yield notes on T-Mobile
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| 9/17/2020 | SP | New Issue: TD sells $2.05 million contingent interest barrier autocalls with memory on stocks
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| 7/23/2020 | SP | New Issue: JPMorgan sells $170,000 return notes linked to J.P. Morgan Quest 5G thematic basket
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| 7/15/2020 | SP | New Issue: RBC sells $240,000 return notes linked to basket of 32 stocks
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| 7/13/2020 | SP | New Issue: JPMorgan sells $775,000 return notes linked to basket of 32 stocks
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| 3/5/2020 | SP | New Issue: JPMorgan prices $2.45 million contingent interest autocallables on three stocks
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| 2/24/2020 | SP | New Issue: CIBC prices $750,000 capped leveraged notes on basket of 50 stocks
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| 12/16/2019 | SP | New Issue: JPMorgan prices $4.91 million contingent interest autocallables linked to T-Mobile, UPS, Coca-Cola
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| 8/27/2019 | SP | New Issue: CIBC prices $390,000 notes linked to 30 stocks picked by Raymond James
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| 6/4/2019 | SP | New Issue: JPMorgan sells $795,250 trigger autocallable contingent yield notes on T-Mobile
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| 5/29/2019 | SP | New Issue: CIBC sells $485,000 notes on 25 Raymond James Technology top picks
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| 5/29/2019 | SP | New Issue: CIBC sells $1.24 million notes on 25 Raymond James Technology top picks
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| 5/23/2019 | SP | JPMorgan plans to price trigger autocallables linked to T-Mobile US
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| 5/7/2019 | SP | New Issue: BMO sells $432,000 notes on 15 Raymond James tech, telecom stock picks
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| 5/7/2019 | SP | New Issue: BMO sells $342,000 notes on 15 Raymond James tech, telecom stock picks
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| 10/9/2018 | SP | New Issue: Barclays prices $542,000 8.25% contingent income autocalls on T-Mobile
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| 10/1/2018 | SP | Barclays to sell contingent income autocallables tied to T-Mobile US
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| 5/15/2018 | SP | New Issue: RBC sells $435,000 6.9% airbag autocallable yield notes on T-Mobile
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| 3/15/2018 | SP | New Issue: JPMorgan prices $1.57 million trigger autocallable contingent yield notes on T-Mobile
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| 11/13/2017 | SP | New Issue: Credit Suisse sells $203,000 trigger autocallable contingent yield notes on T-Mobile
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| 11/2/2017 | SP | Credit Suisse plans contingent yield trigger autocallables on T-Mobile
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| 6/20/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to T-Mobile
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| 5/26/2017 | SP | New Issue: Citigroup prices $1.68 million autocallable contingent coupon equity notes on American Airlines
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| 5/17/2017 | SP | New Issue: UBS prices $180,000 contingent absolute return autocallables linked to T-Mobile
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| 5/16/2017 | SP | New Issue: UBS prices $450,000 trigger autocallables linked to T-Mobile
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| 5/11/2017 | SP | Citi plans one-year contingent coupon autocallables tied to T-Mobile
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| 5/5/2017 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to T-Mobile
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| 5/3/2017 | SP | New Issue: UBS prices $315,000 trigger phoenix autocallables linked to T-Mobile
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| 5/2/2017 | SP | New Issue: UBS prices $225,000 trigger phoenix autocallables linked to T-Mobile
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| 4/18/2017 | SP | New Issue: Credit Suisse prices $5.26 million contingent income autocallable notes on T-Mobile US
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| 3/29/2017 | SP | Credit Suisse plans contingent income autocallables linked to T-Mobile
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| 3/16/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to T-Mobile
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| 2/15/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to T-Mobile
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| 12/1/2016 | SP | Market Commentary: JPMorgan’s $2.22 million contingent coupon autocallables offer worst-of bet on telecom stocks
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| 11/30/2016 | SP | New Issue: JPMorgan prices $2.22 million contingent interest autocallables on telecom stocks
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| 11/17/2016 | SP | JPMorgan to price contingent interest autocallables on four stocks
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| 10/27/2016 | SP | New Issue: RBC prices $7.49 million 11.78% 2.5-month mandatorily exchangeables tied to T-Mobile
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| 4/27/2016 | SP | New Issue: JPMorgan prices $2.15 million callable contingent interest notes linked to three stocks
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| 4/19/2016 | SP | New Issue: UBS prices $508,000 trigger autocallables linked to T-Mobile
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| 4/12/2016 | SP | UBS plans to price autocallable contingent yield notes on T-Mobile
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| 4/5/2016 | SP | JPMorgan plans callable contingent interest notes tied to three stocks
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| 12/1/2015 | SP | New Issue: Bank of Montreal prices $34.48 million Raymond James/Sabrient Systems GARP equity-tied notes
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| 2/20/2015 | SP | New Issue: JPMorgan prices $2 million digital notes linked to T-Mobile
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| 1/23/2015 | SP | New Issue: JPMorgan prices $6.6 million 10% upside autocallable reverse exchangeables linked to three stocks
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| 1/9/2015 | SP | JPMorgan plans 10% upside autocallable reverse exchangeables tied to three telecommunication stocks
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| 12/29/2014 | SP | New Issue: Barclays prices $1.2 million phoenix autocallable notes on T-Mobile
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| 12/17/2014 | SP | Barclays to price phoenix autocallable notes linked to T-Mobile US
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| 10/21/2014 | SP | New Issue: JPMorgan prices $3.29 million auto callable contingent interest notes linked to T-Mobile
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| 10/15/2014 | SP | JPMorgan plans autocallable contingent interest notes tied to T-Mobile
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| 6/20/2014 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to T-Mobile
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| 5/7/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to T-Mobile
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| 3/25/2014 | SP | New Issue: UBS prices $201,000 trigger phoenix autocallables linked to T-Mobile
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| 3/11/2014 | SP | New Issue: RBC prices $4.37 million contingent absolute return autocallables linked to T-Mobile
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| 3/10/2014 | SP | New Issue: UBS prices $442,716 6.3% trigger yield optimization notes on T-Mobile
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| 3/4/2014 | SP | RBC plans contingent absolute return autocallables linked to T-Mobile
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| 2/26/2014 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to T-Mobile
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| 2/25/2014 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to T-Mobile
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| 2/12/2014 | SP | New Issue: UBS prices $364,000 trigger autocallables linked to T-Mobile
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| 11/21/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to T-Mobile
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| 11/21/2013 | SP | New Issue: UBS prices $263,000 trigger autocallables linked to T-Mobile
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| 11/18/2013 | SP | New Issue: UBS prices $149,546 4.44% trigger yield optimization notes on T-Mobile
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| 10/4/2013 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to T-Mobile
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| 7/16/2013 | SP | New Issue: RBC prices $1.39 million airbag yield optimization notes on T-Mobile
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| 7/10/2013 | SP | RBC plans 6.7%-8.7% six-month airbag autocallables linked to T-Mobile
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| 5/21/2013 | SP | New Issue: RBC prices $1.45 million 7.7% airbag autocallables linked to T-Mobile
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| 5/15/2013 | SP | RBC plans 6.3%-8.3% airbag autocallable notes linked to T-Mobile
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