| 1/24/2025 | SP | New Issue: Scotiabank prices $2 million capped enhanced participation notes on stock basket
|
| 10/17/2024 | SP | New Issue: JPMorgan sells $291,000 autocallable yield notes on three stocks
|
| 7/5/2024 | SP | New Issue: RBC prices $901,000 notes linked to 30 Raymond James securities selections
|
| 7/5/2024 | SP | New Issue: RBC prices $200,000 notes linked to 30 Raymond James securities selections
|
| 5/31/2024 | SP | New Issue: BofA prices $2.59 million accelerated return notes linked to 20-stock basket
|
| 4/1/2024 | SP | New Issue: BofA prices $4.65 million accelerated return notes linked to 20-stock basket
|
| 12/12/2023 | SP | New Issue: RBC prices $587,000 notes linked to 35 Raymond James securities selections
|
| 5/30/2023 | SP | New Issue: Citigroup prices $750,000 9% securities linked to Truist, Abbott, Union Pacific
|
| 4/17/2023 | SP | New Issue: RBC prices $937,000 notes linked to Raymond James securities selections
|
| 3/8/2023 | SP | New Issue: JPMorgan sells $1.7 million trigger autocallable contingent yield notes on Union Pacific
|
| 12/15/2022 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Union Pacific
|
| 10/28/2022 | SP | New Issue: UBS prices $100,000 buffered return optimization securities linked to Union Pacific
|
| 6/13/2022 | SP | New Issue: GS Finance sells $750,000 buffered basket-linked notes on 45 stocks
|
| 6/13/2022 | SP | New Issue: GS Finance prices $750,000 buffered basket-linked notes on 45 stocks
|
| 4/22/2022 | SP | New Issue: Morgan Stanley prices $1.86 million 10.5% contingent income autocallables linked to FedEx, Union Pacific, UPS
|
| 4/22/2022 | SP | New Issue: RBC sells $301,000 notes on basket of 40 Raymond James stock picks
|
| 4/22/2022 | SP | New Issue: RBC sells $2.86 million notes on basket of 40 Raymond James stock picks
|
| 4/14/2022 | SP | New Issue: JPMorgan sells $3.47 million trigger autocallable contingent yield notes on Union Pacific
|
| 4/8/2022 | SP | New Issue: Credit Suisse sells $1 million contingent coupon autocallable yield notes on three stocks
|
| 10/29/2021 | SP | New Issue: Credit Suisse sells $2 million contingent coupon autocallable yield notes on three stocks
|
| 10/19/2021 | SP | New Issue: UBS prices $6.65 million trigger autocallable contingent yield notes on Union Pacific
|
| 9/28/2021 | SP | New Issue: UBS prices $120,000 trigger phoenix autocallables linked to Union Pacific
|
| 8/25/2021 | SP | New Issue: RBC sells $814,000 notes on basket of 14 Raymond James stock picks
|
| 8/25/2021 | SP | New Issue: RBC sells $3.23 million notes on basket of 14 Raymond James stock picks
|
| 5/7/2021 | SP | New Issue: JPMorgan sells $1.51 million trigger autocallable contingent notes on Union Pacific
|
| 12/26/2020 | SP | New Issue: Citigroup sells $1 million autocallable securities on equal stock basket
|
| 12/24/2020 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Union Pacific
|
| 12/5/2020 | SP | New Issue: Citigroup sells $1 million barrier securities on equal stock basket
|
| 11/21/2020 | SP | New Issue: TD Bank prices $1 million autocallable contingent interest barrier notes on stocks
|
| 9/22/2020 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Union Pacific
|
| 8/26/2020 | SP | New Issue: UBS sells $1.57 million capped contingent absolute return gears on basket of 19 stocks
|
| 7/22/2020 | SP | New Issue: Credit Suisse $3.3 million contingent coupon autocallable yield notes on stocks
|
| 6/12/2020 | SP | New Issue: UBS sells $1.36 million trigger autocallable contingent yield notes on Union Pacific
|
| 6/8/2020 | SP | New Issue: UBS prices $165,000 trigger phoenix autocallables linked to Union Pacific
|
| 5/18/2020 | SP | New Issue: RBC prices $50,000 contingent digital return buffer notes linked to Union Pacific
|
| 5/14/2020 | SP | New Issue: TD Bank sells $100,000 digital notes linked to Union Pacific
|
| 2/25/2020 | SP | Credit Suisse plans autocallable reverse convertible securities on four stocks
|
| 12/30/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallable optimization securities linked to Union Pacific
|
| 12/17/2019 | SP | New Issue: CIBC prices $445,000 notes linked to 24 stocks picked by Raymond James
|
| 11/21/2019 | SP | CIBC to price notes on Raymond James equity securities selections
|
| 10/31/2019 | SP | New Issue: RBC prices $1.33 million contingent coupon barrier notes linked to two stocks
|
| 10/28/2019 | SP | RBC plans to price contingent coupon barrier autocalls on two stocks
|
| 10/21/2019 | SP | New Issue: CIBC prices $218,000 notes linked to 26 stocks picked by Raymond James
|
| 10/10/2019 | SP | New Issue: CIBC prices $27,000 notes linked to 16 stocks picked by Raymond James
|
| 10/10/2019 | SP | New Issue: CIBC prices $176,000 notes linked to 12 stocks picked by Raymond James
|
| 9/25/2019 | SP | New Issue: CIBC prices $411,000 notes linked to 16 stocks picked by Raymond James
|
| 8/27/2019 | SP | New Issue: CIBC prices $285,000 notes linked to 25 stocks picked by Raymond James
|
| 8/27/2019 | SP | New Issue: CIBC prices $520,000 notes linked to 12 stocks picked by Raymond James
|
| 7/22/2019 | SP | New Issue: CIBC prices $20,000 notes linked to 25 stocks picked by Raymond James
|
| 7/22/2019 | SP | New Issue: CIBC prices $560,000 notes linked to 25 stocks picked by Raymond James
|
| 7/9/2019 | SP | CIBC plans to price notes linked to 25 stocks picked by Raymond James
|
| 6/25/2019 | SP | New Issue: BMO sells $499,000 notes on 19 Raymond James stock picks
|
| 6/25/2019 | SP | New Issue: BMO sells $135,000 notes on 19 Raymond James stock picks
|
| 5/10/2019 | SP | New Issue: JPMorgan prices $1.3 million contingent interest autocallables tied to stocks
|
| 5/10/2019 | SP | New Issue: JPMorgan prices $1.61 million contingent interest autocallables linked to stocks
|
| 5/7/2019 | SP | New Issue: CIBC sells $1.03 million notes linked to Raymond James stock selections
|
| 5/7/2019 | SP | New Issue: CIBC sells $546,000 notes linked to Raymond James stock selections
|
| 4/11/2019 | SP | New Issue: CIBC sells $3.72 million notes on Raymond James stock selections
|
| 4/11/2019 | SP | New Issue: CIBC sells $701,000 notes on Raymond James equity securities selections
|
| 10/10/2018 | SP | GS Finance plans contingent coupon autocalls on CSX, Union Pacific
|
| 10/8/2018 | SP | New Issue: BMO prices $1.34 million notes linked to quality yield stock basket
|
| 10/8/2018 | SP | New Issue: BMO prices $7.12 million notes linked to quality yield stock basket
|
| 3/1/2018 | SP | New Issue: JPMorgan prices $6.33 million trigger absolute return autocalls tied to Union Pacific
|
| 1/30/2018 | SP | New Issue: UBS prices $350,000 trigger phoenix autocallables linked to Union Pacific
|
| 11/29/2017 | SP | New Issue: CIBC sells $240,000 notes on Raymond James Focus on Capital stocks
|
| 11/29/2017 | SP | New Issue: CIBC sells $2.48 million notes on Raymond James Focus on Capital stocks
|
| 11/27/2017 | SP | New Issue: Barclays prices $3.25 million 8.25% autocallables tied to three stocks
|
| 11/14/2017 | SP | New Issue: UBS prices $147,500 trigger phoenix autocallables linked to Union Pacific
|
| 11/13/2017 | SP | New Issue: Credit Suisse sells $2.45 million trigger autocallable contingent yield notes on Union Pacific
|
| 11/2/2017 | SP | Credit Suisse to price trigger autocallables linked to Union Pacific
|
| 5/16/2017 | SP | New Issue: Barclays sells $1.62 million trigger autocallable contingent yield notes on Union Pacific
|
| 5/11/2017 | SP | Barclays plans trigger autocallable contingent yield notes on Union Pacific
|
| 3/3/2017 | SP | New Issue: JPMorgan sells $1.55 million 8% autocallable yield notes on railroad stocks
|
| 12/29/2016 | SP | New Issue: Citigroup prices $4.15 million securities linked to basket of 30 stocks
|
| 12/13/2016 | SP | Citigroup to price four-year securities linked to basket of 30 stocks
|
| 8/19/2016 | SP | New Issue: JPMorgan sells $4 million 8.5% yield autocallables tied to three stocks
|
| 8/1/2016 | SP | JPMorgan to price autocallable yield notes linked to railroad stocks
|
| 4/28/2016 | GNSP | New Issue: TD Bank prices $1.11 million notes linked to Raymond James sustainability stocks
|
| 4/12/2016 | GNSP | TD Bank to price notes linked to Raymond James sustainability stocks
|
| 3/22/2016 | GNSP | New Issue: TD Bank prices $19.1 million notes linked to Raymond James sustainability stock basket
|
| 3/10/2016 | GNSP | TD Bank to sell notes tied to Raymond James sustainability stocks
|
| 9/17/2015 | SP | New Issue: JPMorgan sells $2.15 million autocallable reverse exchangeables on transport stocks
|
| 9/10/2015 | SP | JPMorgan plans autocallable reverse exchangeables tied to three stocks
|
| 8/28/2015 | SP | Barclays plans contingent income autocallable notes on Union Pacific
|
| 5/12/2015 | SP | New Issue: Credit Suisse prices $1.36 million trigger phoenix autocallables on Union Pacific
|
| 5/7/2015 | SP | Credit Suisse to price phoenix autocallables linked to Union Pacific
|
| 2/12/2015 | SP | Bank of Montreal plans bullish enhanced return notes linked to stocks
|
| 2/12/2015 | SP | Bank of Montreal plans bullish enhanced return notes on stocks
|
| 1/22/2015 | SP | New Issue: Barclays prices $7.1 million autocallable notes on three railway stocks
|
| 1/9/2015 | SP | Barclays plans to price 8.65% autocallables linked to three stocks
|
| 6/12/2012 | SP | New Issue: JPMorgan prices $570,000 autocallable contingent interest notes linked to Union Pacific
|
| 6/5/2012 | SP | JPMorgan plans autocallable contingent interest notes on Union Pacific
|
| 9/27/2011 | SP | New Issue: RBC prices $3.01 million 13.6% trigger yield optimization notes linked to Union Pacific
|
| 9/20/2011 | SP | RBC plans 8.9%-11.9% trigger yield optimization notes on Union Pacific
|
| 12/23/2009 | SP | New Issue: Bank of America prices $21.61 million 10% STEP Income Securities linked to Union Pacific
|
| 11/30/2009 | SP | Bank of America to sell 10% STEP Income notes linked to Union Pacific
|
| 9/29/2009 | SP | New Issue: Barclays prices $2 million 9% reverse convertibles linked to Union Pacific
|
| 9/10/2009 | SP | Barclays to price 9% reverse convertibles linked to Union Pacific
|
| 8/18/2009 | SP | New Issue: HSBC prices $2.95 million 8.5% yield optimization notes linked to Union Pacific
|
| 8/7/2009 | SP | Barclays to price 8.25% reverse convertibles linked to Union Pacific
|
| 8/7/2009 | SP | HSBC to sell 7%-9.5% yield optimization notes on Union Pacific via UBS
|
| 7/7/2009 | SP | RBC to price 12.25% reverse convertibles linked to Union Pacific
|
| 6/29/2009 | SP | New Issue: Barclays prices $5 million 9.5% reverse convertibles linked to Union Pacific
|
| 6/19/2009 | SP | RBC plans to sell 12% reverse convertibles linked to Union Pacific
|
| 6/18/2009 | SP | Barclays to price 9.5% reverse convertibles linked to Union Pacific
|
| 6/15/2009 | SP | New Issue: RBC prices $0.025 million 9.5% reverse convertibles linked to Union Pacific
|
| 6/2/2009 | SP | RBC plans to price 9.5% reverse convertibles linked to Union Pacific
|
| 5/28/2009 | SP | New Issue: RBC prices $0.158 million 11.25% reverse convertibles linked to Union Pacific
|
| 5/28/2009 | SP | New Issue: Barclays prices $4 million 10.5% reverse convertibles linked to Union Pacific
|
| 5/21/2009 | SP | RBC plans to price 11.25% reverse convertibles linked to Union Pacific
|
| 5/18/2009 | SP | New Issue: RBC prices $0.022 million 11.05% reverse convertibles linked to Union Pacific
|
| 5/15/2009 | SP | Barclays to price 10.5% reverse convertibles linked to Union Pacific
|
| 5/4/2009 | SP | RBC to issue 11.05% reverse convertible notes linked to Union Pacific
|
| 4/29/2009 | SP | New Issue: Barclays prices $3 million 12% reverse convertibles linked to Union Pacific
|
| 4/28/2009 | SP | New Issue: RBC prices $0.05 million 11% reverse convertibles linked to Union Pacific
|
| 4/17/2009 | SP | RBC to price 11% RevCons linked to Union Pacific
|
| 4/16/2009 | SP | Barclays to price 12% reverse convertibles linked to Union Pacific
|
| 4/15/2009 | SP | New Issue: RBC prices $0.055 million 10.75% reverse convertibles linked to Union Pacific
|
| 4/2/2009 | SP | RBC to price 10.75% RevCons linked to Union Pacific
|
| 3/30/2009 | SP | New Issue: RBC prices $0.035 million 18% reverse convertibles linked to Union Pacific
|
| 3/19/2009 | SP | RBC to price 18% reverse convertibles linked to Union Pacific
|
| 3/17/2009 | SP | New Issue: RBC prices $0.099 million 14.5% reverse convertibles linked to Union Pacific
|
| 3/3/2009 | SP | RBC to price 14.5% RevCons linked to Union Pacific
|
| 2/26/2009 | SP | New Issue: RBC prices $0.231 million 19% reverse convertibles linked to Union Pacific
|
| 2/18/2009 | SP | RBC to price 19% reverse convertibles linked to Union Pacific
|
| 12/31/2008 | SP | New Issue: Barclays prices $1.5 million 15% reverse convertibles linked to Union Pacific
|
| 12/16/2008 | SP | Barclays to price 15% reverse convertibles linked to Union Pacific
|
| 6/27/2008 | SP | New Issue: ABN Amro prices $0.25 million 10.75% reverse convertibles linked to Union Pacific
|
| 6/24/2008 | SP | New Issue: Morgan Stanley prices $5.94 million 11% RevCons linked to Union Pacific
|
| 6/9/2008 | SP | Morgan Stanley to price 9%-11% RevCons linked to Union Pacific
|
| 6/6/2008 | SP | ABN Amro plans 10.75% knock-in notes linked to Union Pacific
|
| 1/30/2008 | SP | New Issue: Barclays prices $2.5 million 10% reverse convertibles linked to Union Pacific
|
| 1/28/2008 | SP | New Issue: JPMorgan prices $933,000 12.5% reverse exchangeables linked to Union Pacific
|
| 1/10/2008 | SP | Barclays to price 10% reverse convertibles linked to Union Pacific
|
