| 2/14/2025 | SP | New Issue: Nomura prices $700,000 contingent coupon barrier autocalls on three stocks
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| 10/21/2024 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ULTA Beauty
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| 10/14/2024 | SP | New Issue: UBS prices $1.04 million trigger phoenix autocallables linked to ULTA Beauty
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| 10/11/2024 | SP | New Issue: BMO sells $1.45 million autocallable barrier notes with contingent coupons on Ulta
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| 9/26/2024 | SP | New Issue: BMO sells $1.79 million autocallable buffer notes with memory coupons on three stocks
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| 8/26/2024 | SP | New Issue: UBS prices $398,979 trigger yield optimization notes on ULTA Beauty
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| 6/17/2024 | SP | New Issue: JPMorgan sells $7.29 million callable contingent interest notes on three stocks
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| 10/26/2023 | SP | New Issue: GS Finance prices $2.08 million notes linked to basket of 109 stocks
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| 10/10/2023 | SP | New Issue: GS Finance prices $1.7 million put warrants linked to stock basket of 23 stocks
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| 10/3/2023 | SP | New Issue: UBS prices $185,000 trigger phoenix autocallables linked to ULTA Beauty
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| 8/29/2023 | SP | New Issue: RBC prices $2.79 million notes linked to Raymond James securities selections
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| 8/29/2023 | SP | New Issue: RBC prices $561,000 notes linked to Raymond James securities selections
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| 7/18/2023 | SP | New Issue: JPMorgan prices $565,000 of 7.6% autocallable yield notes tied to Ulta Beauty
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| 3/14/2023 | SP | New Issue: HSBC sells $355,000 11.29% autocallable yield notes tied to Ulta
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| 12/29/2022 | SP | New Issue: UBS prices $276,000 trigger phoenix autocallables on ULTA Beauty
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| 12/16/2022 | SP | New Issue: Citigroup prices $670,000 9.7% autocallable equity notes linked to Ulta
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| 12/15/2022 | SP | New Issue: GS Finance sells $358,000 autocallable contingent coupon equity notes on Ulta
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| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
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| 3/21/2022 | SP | New Issue: JPMorgan prices $982,000 contingent interest autocalls on Ulta Beauty
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| 3/11/2022 | SP | New Issue: GS Finance sells $1.25 million autocallable contingent coupon equity notes on Ulta
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| 3/11/2022 | SP | New Issue: GS Finance sells $685,000 callable contingent coupon equity notes on Ulta
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| 2/26/2022 | SP | New Issue: HSBC sells $1 million autocallable barrier notes with step-up premium on four stocks
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| 2/22/2022 | SP | New Issue: JPMorgan sells $560,000 of 6.8% autocallable yield notes on Ulta Beauty
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| 2/10/2022 | SP | New Issue: UBS prices $211,000 trigger phoenix autocallables linked to ULTA Beauty
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| 1/14/2022 | SP | New Issue: UBS prices $335,500 trigger phoenix autocallables linked to ULTA Beauty
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| 10/7/2021 | SP | New Issue: Morgan Stanley prices $702,000 9.25% worst-of fixed coupon RevCons on three stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 7/7/2021 | SP | New Issue: HSBC sells $1.03 million autocallable barrier notes with step-up premium on four stocks
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| 6/26/2021 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to ULTA Beauty
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| 5/27/2021 | SP | New Issue: UBS prices $545,000 trigger phoenix autocallables linked to ULTA Beauty
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| 5/3/2021 | SP | New Issue: JPMorgan sells $1 million capped enhanced notes on 49 consumer recovery stocks
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| 5/2/2021 | SP | New Issue: JPMorgan sells $500,000 capped enhanced notes on 49 consumer recovery stocks
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| 5/2/2021 | SP | New Issue: JPMorgan sells $1.8 million capped buffered notes on 49 consumer recovery stocks
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| 4/16/2021 | SP | New Issue: JPMorgan prices $729,000 contingent interest autocalls on Ulta Beauty
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| 4/13/2021 | SP | New Issue: JPMorgan prices $1.49 million 11.5% contingent interest autocalls on three stocks
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| 4/13/2021 | SP | New Issue: JPMorgan prices $75,000 12% contingent interest autocalls on three stocks
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| 4/10/2021 | SP | New Issue: JPMorgan prices $1.86 million capped buffered notes linked to consumer recovery basket
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| 4/6/2021 | SP | New Issue: Credit Suisse sells $500,000 contingent coupon autocallable yield notes on two stocks
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| 3/16/2021 | SP | New Issue: JPMorgan prices $2.18 million capped buffered notes on 49 consumer recovery stocks
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| 3/15/2021 | SP | New Issue: JPMorgan prices $1 million capped enhanced notes on consumer recovery stock basket
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| 3/15/2021 | SP | JPMorgan updates maturity of $5 million notes linked to 49 consumer recovery stocks
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| 3/9/2021 | SP | New Issue: JPMorgan sells $800,000 return notes on basket of 49 consumer recovery stocks
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| 3/9/2021 | SP | New Issue: JPMorgan prices $5 million capped buffered notes on basket of 49 consumer stocks
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| 3/9/2021 | SP | New Issue: JPMorgan prices $11.09 million buffered notes on basket of consumer recovery stocks
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| 3/5/2021 | SP | New Issue: UBS prices $1.23 million trigger autocallables linked to ULTA Beauty
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| 2/6/2021 | SP | New Issue: JPMorgan sells $1.62 million autocallable contingent interest notes on Ulta
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| 2/5/2021 | SP | New Issue: GS Finance sells $1.41 million callable contingent coupon equity notes on Ulta
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| 1/27/2021 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to ULTA
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| 1/19/2021 | SP | New Issue: Credit Suisse sells $591,000 contingent coupon autocallable reverse converts on stocks
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| 1/2/2021 | SP | New Issue: Credit Suisse sells $4.16 million autocallable yield notes on two stocks
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| 12/31/2020 | SP | New Issue: UBS prices $1.15 million trigger phoenix autocallable optimization securities on ULTA
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| 12/30/2020 | SP | New Issue: UBS prices $920,000 trigger phoenix autocallables linked to ULTA Beauty
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| 12/30/2020 | SP | New Issue: UBS prices $1.15 million trigger phoenix autocallables linked to ULTA Beauty
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| 12/30/2020 | SP | New Issue: UBS prices $230,000 trigger phoenix autocallables linked to ULTA Beauty
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| 12/26/2020 | SP | New Issue: GS Finance sells $2.03 million leveraged basket-linked notes on 21 stocks
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| 12/19/2020 | SP | New Issue: Credit Suisse sells $607,000 contingent coupon autocallable reverse converts on stocks
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| 12/18/2020 | SP | New Issue: UBS prices $2 million trigger autocallables linked to ULTA Beauty
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| 12/11/2020 | SP | New Issue: BofA prices $500,000 contingent income autocallable yield notes on two stocks
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| 11/20/2020 | SP | New Issue: GS Finance sells $1 million leveraged basket-linked notes on 21 stocks
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| 11/12/2020 | SP | New Issue: UBS prices $1.76 million contingent absolute return autocallables linked to ULTA
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| 11/2/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to ULTA Beauty
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| 10/27/2020 | SP | New Issue: UBS prices $415,000 contingent absolute return autocallables linked to ULTA Beauty
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| 10/27/2020 | SP | New Issue: UBS prices $765,000 contingent absolute return autocallables linked to ULTA Beauty
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| 10/9/2020 | SP | New Issue: GS Finance sells $1.42 million leveraged basket-linked notes on 21 stocks
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| 10/5/2020 | SP | New Issue: UBS prices $1.04 million trigger autocallable contingent yield notes on two stocks
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| 9/28/2020 | SP | New Issue: UBS prices $1.5 million trigger phoenix autocallables linked to ULTA Beauty
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| 9/24/2020 | SP | New Issue: UBS prices $1 million contingent absolute return autocallables linked to ULTA
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| 9/11/2020 | SP | New Issue: Credit Suisse sells $2.05 million contingent coupon autocallable reverse converts on Ulta
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| 9/3/2020 | SP | New Issue: Credit Suisse sells $750,000 contingent coupon autocallable yield notes on two stocks
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| 8/24/2020 | SP | New Issue: Credit Suisse sells $582,000 autocallable reverse convertibles on three stocks
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| 8/21/2020 | SP | New Issue: UBS prices $330,000 contingent absolute return autocallables linked to ULTA Beauty
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| 8/21/2020 | SP | New Issue: UBS prices $535,000 contingent absolute return autocallables linked to ULTA Beauty
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| 7/22/2020 | SP | New Issue: JPMorgan sells $2.44 million contingent interest autocallables on Ulta
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| 7/16/2020 | SP | New Issue: UBS prices $275,000 contingent absolute return autocallable optimization securities linked to ULTA Beauty
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| 7/14/2020 | SP | New Issue: UBS prices $252,000 trigger phoenix autocallables linked to ULTA Beauty
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| 7/10/2020 | SP | New Issue: UBS prices $116,000 trigger phoenix autocallables linked to ULTA
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| 7/8/2020 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to ULTA Beauty
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| 7/7/2020 | SP | New Issue: UBS prices $185,000 trigger phoenix autocallables linked to ULTA Beauty
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| 7/7/2020 | SP | New Issue: Morgan Stanley sells $2.82 million contingent income autocalls on two stocks
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| 7/6/2020 | SP | JPMorgan plans autocallable contingent interest notes on Ulta Beauty
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| 6/9/2020 | SP | New Issue: BofA prices $500,000 contingent income autocallable yield notes on three stocks
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| 6/8/2020 | SP | New Issue: JPMorgan sells $990,000 contingent interest autocalls on Ulta
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| 6/2/2020 | SP | New Issue: UBS prices $165,000 trigger phoenix autocallables linked to ULTA Beauty
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| 5/22/2020 | SP | New Issue: UBS prices $1.53 million contingent absolute return autocallables linked to ULTA Beauty
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| 2/20/2020 | SP | New Issue: Citigroup prices $1.59 million contingent coupon autocallables on Kohl’s, Ulta Beauty
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| 1/14/2020 | SP | New Issue: CIBC prices $1.19 million contingent coupon autocallable notes on stocks
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| 1/2/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ULTA Beauty
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| 1/2/2020 | SP | New Issue: JPMorgan sells $1.58 million contingent interest autocalls on Ulta
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| 12/30/2019 | SP | New Issue: UBS prices $1.05 million trigger phoenix autocallable optimization securities linked to ULTA Beauty
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| 12/24/2019 | SP | New Issue: Morgan Stanley prices $3.39 million contingent income autocallables linked to stocks
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| 12/16/2019 | SP | JPMorgan plans contingent interest autocallables linked to Ulta
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| 12/5/2019 | SP | Morgan Stanley plans contingent income autocallable notes on stocks
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| 12/2/2019 | SP | New Issue: UBS prices $168,000 trigger phoenix autocallables linked to ULTA Beauty
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| 10/30/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ULTA Beauty
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| 10/25/2019 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to ULTA Beauty
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| 10/23/2019 | SP | New Issue: UBS prices $200,000 contingent absolute return autocallable optimization securities linked to ULTA Beauty
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| 10/18/2019 | SP | New Issue: JPMorgan prices $2.22 million contingent interest autocallables linked to Ulta Beauty
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| 10/7/2019 | SP | New Issue: JPMorgan prices $976,000 10.5% autocallable yield notes linked to Ulta
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| 10/7/2019 | SP | New Issue: JPMorgan prices $715,000 contingent interest autocallables linked to Ulta Beauty
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| 10/7/2019 | SP | JPMorgan plans contingent interest autocallables linked to Ulta Beauty
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| 10/4/2019 | SP | New Issue: UBS prices $185,000 trigger phoenix autocallables linked to ULTA Beauty
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| 10/1/2019 | SP | New Issue: Credit Suisse sells $1.84 million contingent coupon autocallable reverse convertibles on Ulta Beauty
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| 9/30/2019 | SP | JPMorgan plans contingent interest autocallables linked to Ulta Beauty
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| 9/20/2019 | SP | Credit Suisse eyes contingent coupon autocallable reverse convertibles on Ulta
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| 9/16/2019 | SP | New Issue: JPMorgan prices $758,000 contingent interest autocallables linked to Ulta Beauty
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| 9/13/2019 | SP | JPMorgan plans 10.5% autocallable yield notes linked to Ulta
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| 9/11/2019 | SP | JPMorgan eyes contingent interest autocallables linked to Ulta Beauty
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| 9/4/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to ULTA Beauty
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| 8/29/2019 | SP | New Issue: Citigroup prices $4.05 million contingent coupon autocallable notes on two stocks
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| 6/7/2019 | SP | New Issue: UBS prices $400,000 trigger autocallables linked to ULTA Beauty
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| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
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| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
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| 3/5/2019 | SP | New Issue: UBS prices $350,000 trigger autocallables linked to ULTA Beauty
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| 11/27/2018 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to ULTA Beauty
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| 9/24/2018 | SP | New Issue: Barclays prices $400,000 phoenix autocalls on three stocks
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| 8/22/2018 | SP | New Issue: UBS prices $135,000 trigger phoenix autocallables linked to ULTA Beauty
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| 8/20/2018 | SP | New Issue: Credit Suisse sells $523,000 autocallable reverse convertibles on three stocks
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| 8/2/2018 | SP | New Issue: UBS prices $382,000 trigger phoenix autocallables linked to ULTA
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| 7/26/2018 | SP | New Issue: Credit Suisse sells $956,000 13% contingent coupon autocalls tied to three stocks
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| 7/25/2018 | SP | New Issue: Morgan Stanley sells $2.5 million contingent income autocalls tied to Costco, Ulta
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| 6/5/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to ULTA Beauty
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| 5/25/2018 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to ULTA
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| 3/5/2018 | SP | New Issue: BMO sells $28,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 3/5/2018 | SP | New Issue: BMO sells $198,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 3/5/2018 | SP | New Issue: BMO sells $88,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 3/5/2018 | SP | New Issue: BMO sells $63,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 2/22/2018 | SP | BMO eyes bullish enhanced notes on Ameriprise Quality Factor stocks
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| 2/22/2018 | SP | BMO plans bullish enhanced notes on Ameriprise Quality Factor stocks
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| 2/22/2018 | SP | BMO to sell bullish enhanced notes on Ameriprise Quality Factor stocks
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| 2/22/2018 | SP | BMO to price bullish enhanced notes on Ameriprise Quality Factor stocks
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| 12/11/2017 | SP | New Issue: JPMorgan sells $4 million contingent interest autocallables on Ulta
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| 10/31/2017 | SP | New Issue: Credit Suisse sells $888,000 contingent coupon autocallable reverse convertibles on Ulta
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| 9/27/2017 | SP | New Issue: Barclays prices $2 million of phoenix autocallables tied to two stocks
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| 9/20/2017 | SP | Barclays to price phoenix autocallables linked to Costco, Ulta
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| 8/17/2017 | SP | New Issue: HSBC prices $1.6 million memory phoenix quarterly review notes tied to Ulta
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| 8/17/2017 | SP | JPMorgan plans contingent interest autocallables tied to Ulta Beauty
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| 8/11/2017 | SP | New Issue: Deutsche Bank sells $1.59 million phoenix autocallables tied to Ulta Beauty
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| 8/10/2017 | SP | HSBC plans memory phoenix quarterly review notes tied to Ulta Beauty
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