| 1/28/2025 | SP | New Issue: Jefferies prices $3.7 million 23.04% buffered notes linked to Upstart, Palantir, Nvidia
|
| 1/21/2025 | SP | New Issue: Scotiabank prices $2 million 25.8% contingent income autocallables linked to Upstart
|
| 1/8/2025 | SP | New Issue: Morgan Stanley prices $2 million contingent income autocallables linked to Upstart
|
| 12/12/2024 | SP | New Issue: Morgan Stanley sells $5.3 million 20.35% fixed income buffered securities on three stocks
|
| 11/5/2024 | SP | New Issue: Barclays prices $2 million 20.05% contingent income autocalls on Upstart Holdings
|
| 10/5/2024 | SP | New Issue: Citigroup prices $2 million 30% contingent income autocallables linked to Upstart
|
| 7/22/2024 | SP | New Issue: Citigroup prices $3 million 27% contingent income autocallables linked to Upstart
|
| 7/11/2024 | SP | New Issue: JPMorgan prices $303,000 25% yield notes linked to Moderna, Nvidia, Upstart Holdings
|
| 4/15/2024 | SP | New Issue: JPMorgan prices $3.28 million 26.5% yield notes linked to three stocks
|
| 2/3/2024 | SP | New Issue: JPMorgan prices $336,000 21.25% yield notes linked to three stocks
|
| 1/24/2024 | SP | New Issue: JPMorgan prices $400,000 24.5% autocallable yield notes on stocks
|
| 12/29/2023 | SP | New Issue: Morgan Stanley sells $3.11 million 21.65% fixed income buffered notes on three stocks
|
| 9/12/2023 | SP | New Issue: JPMorgan prices $4.29 million 22.85% yield notes on three stocks
|
| 7/16/2023 | SP | New Issue: Barclays prices $2 million contingent income autocalls on Upstart
|
| 6/20/2023 | SP | New Issue: Morgan Stanley sells $4.22 million 25.9% fixed income buffered securities on three stocks
|
| 1/24/2023 | SP | New Issue: Morgan Stanley prices $800,000 contingent income autocallables on BofA, Upstart
|
| 12/5/2022 | SP | New Issue: Barclays prices $2.62 million 23.5% buffered fixed-rate notes on three tech stocks
|
| 7/24/2022 | SP | New Issue: Morgan Stanley prices $945,000 33% contingent income autocalls on Upstart Holdings
|
| 6/8/2022 | SP | New Issue: Citigroup sells $780,000 autocallable securities on Upstart
|
| 5/27/2022 | SP | New Issue: Morgan Stanley sells $1.05 million contingent income autocallable securities on Upstart
|
| 5/25/2022 | SP | New Issue: Morgan Stanley prices $734,000 21% contingent income autocallables linked to Upstart
|
| 5/18/2022 | SP | New Issue: Morgan Stanley prices $725,000 autocallable jump securities on Upstart Holdings, fuboTV
|
| 5/18/2022 | SP | New Issue: Morgan Stanley prices $814,000 31% contingent income autocallables on fuboTV, Upstart
|
| 12/2/2021 | SP | New Issue: Morgan Stanley sells $5.58 million contingent income autocalls on stock basket
|
| 11/15/2021 | SP | New Issue: Barclays sells $2 million phoenix autocallable notes on Upstart, SoFi
|
| 11/11/2021 | SP | New Issue: Morgan Stanley sells $2 million of contingent income autocallable notes on Upstart
|
| 9/28/2021 | SP | New Issue: Credit Suisse sells $695,000 autocallable reverse convertibles on two stocks
|
| 9/13/2021 | SP | New Issue: Barclays sells $17.13 million contingent income autocallable securities on Upstart Holdings
|
