| 12/1/2022 | SP | New Issue: Citi sells $1 million autocallable contingent barrier notes on basket of nine stocks
|
| 5/31/2022 | SP | New Issue: UBS sells $1.08 million trigger autocallable contingent yield notes on four stocks
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| 5/16/2022 | SP | New Issue: UBS prices $435,000 trigger autocallable contingent yield notes on four stocks
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| 11/4/2021 | SP | Market Commentary: UBS’ $3.69 million capped buffer Gears on stock basket offer tech bet with limited upside
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| 11/1/2021 | SP | New Issue: UBS prices $3.69 million capped buffer Gears linked to basket of ten stocks
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| 10/26/2021 | SP | New Issue: UBS sells $9.81 million trigger autocallable contingent yield notes on stock basket
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| 7/6/2021 | SP | New Issue: GS prices $1.5 million autocallable contingent coupon equity notes on four stocks
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| 1/13/2021 | SP | New Issue: Citigroup sells $3.73 million contingent coupon autocalls on three stocks
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| 9/6/2020 | SP | New Issue: UBS sells $4.75 million trigger autocallable contingent yield notes on VMware
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| 9/3/2020 | SP | New Issue: Credit Suisse sells $4.09 million contingent coupon autocallable yield notes on stocks
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| 8/27/2020 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to VMware
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| 8/27/2020 | SP | New Issue: UBS prices $1.14 million trigger phoenix autocallables linked to VMware
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| 8/26/2020 | SP | UBS eyes trigger autocallable contingent yield notes on VMware
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| 7/23/2020 | SP | New Issue: JPMorgan sells $170,000 return notes linked to J.P. Morgan Quest 5G thematic basket
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| 7/15/2020 | SP | New Issue: RBC sells $240,000 return notes linked to basket of 32 stocks
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| 7/13/2020 | SP | New Issue: JPMorgan sells $775,000 return notes linked to basket of 32 stocks
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| 6/18/2020 | SP | New Issue: Goldman prices $7.88 million leveraged basket-linked notes on 62 stocks
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| 2/28/2020 | SP | New Issue: RBC prices $5.82 million notes tied to Raymond James top picks in technology
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| 2/28/2020 | SP | New Issue: RBC prices $874,000 notes tied to Raymond James top picks in technology
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| 2/21/2020 | SP | New Issue: Credit Suisse sells $3.2 million contingent coupon autocallable yield notes on three stocks
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| 2/19/2020 | SP | RBC plans notes tied to Raymond James top picks in technology
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| 2/19/2020 | SP | RBC to price notes tied to Raymond James top picks in technology
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| 12/20/2019 | SP | New Issue: Citigroup prices $5 million contingent coupon autocallables on two stocks
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| 8/21/2019 | SP | New Issue: Credit Suisse prices $4 million autocallable yield notes on VMWare
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| 6/12/2019 | SP | TD Bank plans capped buffered return enhanced notes tied to VMware
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| 6/12/2019 | SP | TD Bank plans to price digital notes due 2020 linked to VMware
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| 5/20/2019 | SP | New Issue: Credit Suisse sells $1.41 million contingent coupon buffered autocalls on three stocks
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| 10/8/2018 | SP | New Issue: CIBC sells $59,000 notes on 14 Raymond James Technology top picks
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| 10/8/2018 | SP | New Issue: CIBC sells $1.19 million notes on 14 Raymond James Technology top picks
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| 8/30/2018 | SP | New Issue: CIBC sells $2.23 million notes on 16 Raymond James Technology top picks
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| 8/30/2018 | SP | New Issue: CIBC sells $396,000 notes on 16 Raymond James Technology top picks
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| 8/28/2018 | SP | New Issue: UBS prices $1.32 million trigger phoenix autocallables linked to VMware
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| 3/26/2018 | SP | New Issue: Credit Suisse prices $625,000 autocallable reverse convertibles on four stocks
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| 10/7/2016 | SP | New Issue: Credit Suisse prices $685,000 contingent coupon autocallables linked to stocks
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| 9/26/2016 | SP | Credit Suisse plans contingent coupon autocallables on three stocks
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| 8/25/2016 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
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| 7/15/2016 | SP | New Issue: UBS prices $342,500 trigger phoenix autocallables linked to VMware
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| 11/23/2015 | SP | New Issue: UBS prices $383,000 trigger phoenix autocallables linked to VMware
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| 11/18/2015 | SP | New Issue: JPMorgan prices $151,000 8.5% autocallable reverse exchangeables on VMware
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| 11/6/2015 | SP | JPMorgan plans autocallable reverse exchangeables linked to VMware
|
| 10/26/2015 | SP | New Issue: UBS prices $723,000 trigger phoenix autocallables linked to VMware
|
| 5/8/2015 | SP | New Issue: UBS prices $375,000 airbag yield optimization notes linked to VMware
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| 2/19/2015 | SP | New Issue: JPMorgan prices $2.33 million autocallable contingent interest notes tied to VMWare
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| 2/9/2015 | SP | JPMorgan plans autocallable contingent interest notes tied to VMWare
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| 9/4/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to VMware
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| 8/25/2014 | SP | New Issue: UBS prices $1.63 million trigger phoenix autocallables linked to VMware
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| 8/19/2014 | SP | New Issue: Deutsche prices $2.43 million airbag phoenix autocallables on VMWare
|
| 8/13/2014 | SP | New Issue: Credit Suisse prices $530,000 8.5% autocallable reverse convertibles tied to VMware
|
| 8/13/2014 | SP | Deutsche Bank plans airbag phoenix autocallables linked to VMware
|
| 8/13/2014 | SP | New Issue: JPMorgan prices $640,000 contingent absolute return autocallables tied to VMware
|
| 8/11/2014 | SP | New Issue: UBS prices $218,000 trigger phoenix autocallables linked to VMware
|
| 8/6/2014 | SP | JPMorgan plans contingent absolute return autocallables tied to VMware
|
| 8/4/2014 | SP | Credit Suisse plans 8.5% autocallable reverse convertibles on VMware
|
| 7/23/2014 | SP | New Issue: RBC prices $3.29 million trigger phoenix autocallables linked to VMware
|
| 7/16/2014 | SP | RBC plans to price trigger phoenix autocallables linked to VMware
|
| 6/18/2014 | SP | New Issue: JPMorgan prices $663,000 8.25% upside autocallable reverse exchangeables on VMWare
|
| 6/4/2014 | SP | JPMorgan to price upside autocallable reverse exchangeables on VMWare
|
| 5/30/2014 | SP | New Issue: Credit Suisse prices $619,000 8% autocallable reverse convertibles tied to VMWare
|
| 5/30/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to VMware
|
| 5/20/2014 | SP | New Issue: UBS prices $375,000 airbag yield optimization notes linked to VMware
|
| 5/16/2014 | SP | Market Commentary: Credit Suisse's reverse convertibles tied to VMware offer fixed income based on neutral view
|
| 5/12/2014 | SP | Credit Suisse plans autocallable reverse convertibles tied to VMware
|
| 5/12/2014 | SP | New Issue: RBC prices $2.15 million airbag phoenix autocallables linked to VMware
|
| 3/12/2014 | SP | New Issue: JPMorgan prices $1.81 million airbag phoenix autocallables on VMWare
|
| 3/4/2014 | SP | JPMorgan plans airbag phoenix autocallables linked to VMware
|
| 2/7/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to VMware
|
| 11/4/2013 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to VMware
|
| 10/11/2013 | SP | New Issue: UBS prices $230,000 trigger autocallables linked to VMware
|
| 10/2/2013 | SP | New Issue: UBS prices $224,896 6.32% trigger yield optimization notes on VMware
|
| 9/18/2013 | SP | New Issue: UBS prices $160,000 trigger autocallables linked to VMware
|
| 8/30/2013 | SP | New Issue: UBS prices $195,000 trigger phoenix autocallables linked to VMware
|
| 8/14/2013 | SP | New Issue: Morgan Stanley prices $2.16 million trigger phoenix autocallables tied to VMware
|
| 8/7/2013 | SP | Morgan Stanley plans trigger phoenix autocallables linked to VMware
|
| 6/28/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
|
| 6/28/2013 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to VMware
|
| 6/27/2013 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to VMware
|
| 6/25/2013 | SP | New Issue: UBS prices $229,879 9.17% trigger yield optimization notes on VMware
|
| 6/24/2013 | SP | New Issue: UBS prices $250,000 trigger autocallables linked to VMware
|
| 6/11/2013 | SP | New Issue: UBS prices $5.83 million trigger phoenix autocallables linked to VMware
|
| 6/5/2013 | SP | New Issue: RBC prices $500,000 8.5% reverse convertibles linked to VMware
|
| 6/5/2013 | SP | RBC to price 11.75% reverse convertibles linked to VMware
|
| 6/4/2013 | SP | UBS plans to price trigger phoenix autocallables linked to VMware
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| 5/24/2013 | SP | New Issue: UBS prices $393,660 trigger phoenix autocallables linked to VMware
|
| 5/16/2013 | SP | New Issue: UBS prices $225,000 trigger autocallables linked to VMware
|
| 4/25/2013 | SP | New Issue: UBS prices $185,000 trigger phoenix autocallables linked to VMware
|
| 4/25/2013 | SP | New Issue: UBS prices $482,724 8.68% trigger yield optimization notes on VMware
|
| 4/23/2013 | SP | New Issue: UBS prices $175,000 trigger phoenix autocallables linked to VMware
|
| 4/12/2013 | SP | New Issue: UBS prices $319,790 9.57% trigger yield optimization notes on VMware
|
| 4/5/2013 | SP | New Issue: UBS prices $150,000 trigger autocallables linked to VMware
|
| 4/2/2013 | SP | New Issue: UBS prices $99,935 9.66% trigger yield optimization notes on VMware
|
| 3/26/2013 | SP | New Issue: UBS prices $124,939 8.09% trigger yield optimization notes on VMware
|
| 3/26/2013 | SP | New Issue: UBS prices $500,000 trigger autocallables linked to VMware
|
| 3/15/2013 | SP | New Issue: Credit Suisse prices $2.25 million contingent coupon callable yield notes tied to VMware
|
| 3/15/2013 | SP | New Issue: JPMorgan prices $4.5 million trigger autocallables linked to VMware
|
| 2/12/2013 | SP | New Issue: Morgan Stanley prices $8.73 million contingent absolute return autocallables on VMware
|
| 2/6/2013 | SP | Morgan Stanley plans contingent absolute return autocallables on VMware
|
| 1/31/2013 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to VMware
|
| 1/30/2013 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to VMware
|
| 1/29/2013 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to VMware
|
| 1/7/2013 | SP | New Issue: UBS prices $219,000 trigger autocallables linked to VMware
|
| 12/31/2012 | SP | New Issue: JPMorgan prices $1.36 contingent absolute return autocallables linked to VMware
|
| 12/19/2012 | SP | JPMorgan plans contingent absolute return autocallables on VMware
|
| 11/14/2012 | SP | New Issue: UBS prices $99,965 8.32% trigger yield optimization notes on VMware
|
| 10/24/2012 | SP | New Issue: UBS prices $174,938 5.64% trigger yield optimization notes on VMware
|
| 10/19/2012 | SP | New Issue: UBS prices $149,817 10.77% trigger yield optimization notes on VMware
|
| 10/17/2012 | SP | New Issue: UBS prices $350,000 trigger phoenix autocallables linked to VMware
|
| 10/15/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
|
| 9/21/2012 | SP | New Issue: UBS prices $170,000 trigger phoenix autocallables linked to VMware
|
| 9/20/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
|
| 9/12/2012 | SP | New Issue: UBS prices $99,942 14.08% trigger yield optimization notes on VMware
|
| 9/10/2012 | SP | New Issue: UBS prices $155,000 trigger phoenix autocallables linked to VMware
|
| 9/6/2012 | SP | New Issue: UBS prices $99,661 10.81% trigger yield optimization notes on VMware
|
| 8/31/2012 | SP | New Issue: UBS prices $152,525 11.23% trigger yield optimization notes on VMware
|
| 8/28/2012 | SP | New Issue: UBS prices $664,000 trigger autocallables linked to VMware
|
| 8/28/2012 | SP | New Issue: UBS prices $225,000 trigger phoenix autocallables linked to VMware
|
| 8/27/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
|
| 8/24/2012 | SP | New Issue: UBS prices $130,000 trigger phoenix autocallables linked to VMware
|
| 8/13/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
|
| 8/9/2012 | SP | New Issue: UBS prices $216,000 trigger phoenix autocallables linked to VMware
|
| 8/2/2012 | SP | New Issue: UBS prices $170,000 trigger autocallables linked to VMware
|
| 8/2/2012 | SP | New Issue: UBS prices $99,852 10.01% trigger yield optimization notes on VMware
|
| 7/31/2012 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to VMware
|
| 7/27/2012 | SP | New Issue: UBS prices $179,820 10.06% trigger yield optimization notes on VMware
|
| 7/26/2012 | SP | New Issue: UBS prices $114,865 10.22% trigger yield optimization notes on VMware
|
| 7/23/2012 | SP | New Issue: UBS prices $744,000 7.3% airbag yield optimization notes linked to VMware
|
| 7/17/2012 | SP | UBS to price 6.8%-8.8% airbag yield optimization notes tied to VMware
|
| 7/12/2012 | SP | New Issue: UBS prices $159,604 10.33% trigger yield optimization notes on VMware
|
| 4/30/2012 | SP | New Issue: UBS prices $1.66 million 10% trigger yield optimization notes on VMware
|
| 4/25/2012 | SP | UBS plans 7.5%-10% trigger yield optimization notes linked to VMware
|
| 4/5/2012 | SP | New Issue: UBS prices $199,972 12.01% trigger yield optimization notes on VMware
|
| 2/10/2012 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallable optimization securities linked to VMware
|
| 1/18/2012 | SP | New Issue: RBC prices $1.05 million 8.57% airbag notes linked to VMware
|
| 1/10/2012 | SP | RBC plans 7.3%-9.8% airbag yield optimization notes tied to VMware
|
| 11/22/2011 | SP | New Issue: UBS prices $942,000 10.6% airbag yield optimization notes on VMware
|
| 11/15/2011 | SP | UBS plans 7.35%-9.85% airbag yield optimization notes linked to VMware
|
| 4/28/2011 | SP | New Issue: JPMorgan prices $189,000 11.25% reverse convertibles linked to VMware
|
| 4/6/2011 | SP | JPMorgan to price 11.25% reverse convertibles linked to VMware
|
| 1/24/2011 | SP | Barclays redeems $4 million autocallable securities tied to VMware
|
| 1/12/2011 | SP | New Issue: Deutsche Bank prices $4 million trigger optimization notes on VMware
|
| 1/7/2011 | SP | New Issue: Deutsche Bank prices $3 million trigger optimization notes on VMware
|
| 12/29/2010 | SP | New Issue: JPMorgan prices $266,000 12.5% reverse convertibles linked to VMware
|
| 12/21/2010 | SP | New Issue: Barclays prices $4 million autocallable optimization securities tied to VMWare
|
| 12/10/2010 | SP | New Issue: Deutsche prices $4 million autocallable optimization securities tied to VMWare via UBS
|
| 12/8/2010 | SP | JPMorgan to price 12.5% reverse convertibles linked to VMware
|
| 12/3/2010 | SP | New Issue: Deutsche prices $3 million autocallable optimization securities tied to VMWare via UBS
|
| 11/18/2010 | SP | New Issue: JPMorgan prices $4 million autocallable optimization notes on VMware
|
| 11/17/2010 | SP | New Issue: HSBC sells $6.92 million 11.06% yield optimization notes on VMware
|
| 11/5/2010 | SP | HSBC to price 8%-10.5% yield optimization notes linked to VMware
|
| 11/5/2010 | SP | New Issue: Deutsche prices $4 million autocallable optimization securities on VMWare via UBS
|
| 7/7/2010 | SP | New Issue: Barclays prices $3 million 13.15% yield optimization notes on VMWare via UBS
|
| 6/10/2010 | SP | New Issue: JPMorgan prices $3 million 12% yield optimization notes on VMWare via UBS
|
| 5/11/2010 | SP | Barclays to price 9% reverse convertibles linked to VMware
|
| 3/31/2010 | SP | New Issue: Barclays prices $2 million 9.25% reverse convertibles linked to VMware
|
| 3/29/2010 | SP | New Issue: Barclays prices $3 million 10% Yeelds linked to VMware
|
| 3/9/2010 | SP | Barclays to price 9.25% reverse convertibles linked to VMware
|
| 8/28/2008 | SP | New Issue: HSBC prices $0.1 million 16% reverse convertibles linked to Vmware
|
| 8/11/2008 | SP | HSBC to price 16% reverse convertibles linked to VMware
|
| 8/6/2008 | SP | Natixis plans 17.5% reverse convertibles linked to VMware for Eksportfinans
|
| 6/4/2008 | SP | Natixis to price 18.8% reverse convertibles linked to VMware for Eksportfinans
|
| 3/28/2008 | SP | New Issue: HSBC prices $0.139 million 17.1% reverse convertibles linked to VMware
|
| 3/10/2008 | SP | New Issue: HSBC prices $88,000 19% reverse convertibles linked to VMware
|
| 3/7/2008 | SP | HSBC to issue 17.1% reverse convertibles linked to WMware
|
| 3/5/2008 | SP | Natixis to price 17.05% reverse convertibles linked to VMWare for Eksportfinans
|
| 2/27/2008 | SP | HSBC to issue 19% reverse convertibles linked to VMware
|
| 11/28/2007 | SP | New Issue: HSBC prices $235,000 of 21% reverse convertibles linked to VMware
|
| 11/5/2007 | SP | HSBC to issue 21% reverse convertibles linked to VMware
|
| 10/30/2007 | SP | New Issue: HSBC prices $1.155 million 21% reverse convertibles linked to Vmware
|
| 10/15/2007 | SP | New Issue: HSBC prices $1.8 million 21% reverse convertibles linked to Vmware
|
| 10/10/2007 | SP | HSBC to issue 21% reverse convertibles linked to VMware
|
| 10/5/2007 | SP | HSBC to issue 21% reverse convertibles linked to VMware
|
| 9/28/2007 | SP | Eksportfinans to price 12.7% reverse convertibles linked to VMware via Natixis
|
