| 2/18/2025 | SP | New Issue: GS Finance prices $8.43 million leveraged buffered basket-linked notes on stock basket
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| 11/7/2023 | SP | New Issue: GS Finance prices $7.64 million leveraged buffered notes on basket of 45 stocks
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| 6/13/2022 | SP | New Issue: GS Finance sells $12.91 million basket-linked notes tied to 69 stocks
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| 4/29/2022 | SP | New Issue: GS Finance sells $9.11 million basket-linked notes tied to 49 stocks
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| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
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| 8/7/2021 | SP | New Issue: JPMorgan sells $500,000 return notes linked to basket of 30 stocks
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 26 stocks
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| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
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| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
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| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
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| 9/15/2020 | SP | New Issue: GS Finance sells $6.83 million leveraged basket-linked notes on 60 stocks
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| 6/18/2020 | SP | New Issue: Goldman prices $7.88 million leveraged basket-linked notes on 62 stocks
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| 10/10/2019 | SP | New Issue: CIBC prices $176,000 notes linked to 12 stocks picked by Raymond James
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| 8/27/2019 | SP | New Issue: CIBC prices $520,000 notes linked to 12 stocks picked by Raymond James
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| 2/22/2018 | SP | RBC plans direct investment notes on 20 stocks from Top 30 Global Ideas
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| 2/16/2018 | SP | RBC amends Cusip for notes linked to 20 Top 30 Global Ideas stocks
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| 2/5/2018 | SP | New Issue: RBC sells $1.54 million direct investment notes on 20 Top 30 Global Ideas stocks
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| 1/24/2018 | SP | RBC plans direct investment notes on 20 stocks from Top 30 Global Ideas
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| 6/23/2017 | SP | GS Finance plans leveraged buffered notes on infrastructure stocks
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| 4/26/2017 | SP | New Issue: GS Finance sells $600,000 leveraged notes on basket of 35 infrastructure stocks
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| 4/10/2017 | SP | New Issue: GS Finance sells $2.81 million capped trigger gears on stock basket
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| 3/29/2017 | SP | New Issue: Scotiabank prices $8.95 million capped buffered enhanced notes on basket of infrastructure stocks
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| 3/27/2017 | SP | Scotiabank eyes capped buffered enhanced participation note on stocks
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| 3/22/2017 | SP | GS Finance plans to price capped trigger gears linked to 35 stocks
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| 12/14/2016 | SP | Toronto-Dominion plans leveraged capped buffered notes tied to basket
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| 11/14/2016 | SP | Toronto-Dominion plans leveraged capped buffered notes tied to basket
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| 5/2/2016 | SP | RBC to price direct investment notes linked to stable growth basket
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| 9/4/2015 | GNSP | Bank of Montreal plans notes tied to 15 stocks on Ameriprise SRI list
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| 9/4/2015 | GNSP | Bank of Montreal plans one-year notes linked to Ameriprise SRI stocks
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| 8/7/2015 | SP | Bank of Montreal plans notes linked to Ameriprise SRI stocks for July
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| 8/7/2015 | SP | Bank of Montreal plans notes tied to Ameriprise SRI equity focus list
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| 7/8/2015 | SP | Bank of Montreal plans notes tied to Ameriprise SRI equity focus list
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| 7/8/2015 | SP | Bank of Montreal to price notes linked to Ameriprise SRI stocks
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| 6/5/2015 | GNSP | Bank of Montreal to price notes on Ameriprise SRI equity focus list
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| 6/5/2015 | GNSP | Bank of Montreal plans notes tied to Ameriprise SRI equity focus list
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